ARIEL INVESTMENTS, LLC Information

200 EAST RANDOLPH STREET, CHICAGO, Illinois, 60601, (312) 726-0140

Report Date: 09/30/2014

Position Statistics

Total Positions 191
New Positions 4
Increased Positions 118
Decreased Positions 64
Positions with Activity 182
Sold Out Positions 6
Total Mkt Value (in $ millions) 8,287

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.07%
Capital Goods 5.06%
Conglomerates 0.01%
Consumer Cyclical 7.17%
Consumer/Non-Cyclical 4.07%
Energy 6.16%
Financial 19.24%
Healthcare 11.15%
Services 33.79%
Technology 10.88%
Transportation 0.31%
Utilities 0.09%

64 DECREASED Positions as of 09/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
AMERICAN ELECTRIC TECH INC COM 8,927 -8 (0.09) 1,520,718
ARC DOCUMENT SOLUTIONS INC COM 16,002 -5,065 (24.04) 1,677,376
AUTOLIV INC COM 825 -317 (27.74) 8,285
AV HOMES INC COM 19,178 -295 (1.52) 1,278,515
AWARE INC MASS COM -6,790 Sold Out 0
BALLANTYNE STRONG INC COM 8,251 -1,150 (12.23) 2,088,782
BLACKSTONE GROUP L P COM UNIT LTD 53,852 -6,181 (10.3) 1,616,687
BOB EVANS FARMS INC COM 11,294 -167 (1.46) 209,002
BRINKS CO COM 23,753 -645 (2.64) 1,084,110
BRITISH AMERN TOB PLC SPONSORED ADR 2,757 -1,220 (30.68) 23,686
C H ROBINSON WORLDWIDE INC COM NEW -3,083 Sold Out 0
CBRE GROUP INC CL A 135,164 -11,695 (7.96) 3,998,936
COACH INC COM 60,450 -9,686 (13.81) 1,615,879
CROWN CRAFTS INC COM 9,404 -10 (0.1) 1,298,832
CUMBERLAND PHARMACEUTICALS INC COM 13,193 -283 (2.1) 2,607,251
CVS HEALTH CORP COM 8,658 -286 (3.2) 95,275
DEVRY ED GROUP INC COM 15,865 -194 (1.21) 324,375
DOVER MOTORSPORTS INC COM 8,456 -8 (0.1) 3,382,512
EXPEDITORS INTL WASH INC COM 4,577 -487 (9.62) 102,948
FAIR ISAAC CORP COM 126,065 -10,680 (7.81) 1,750,666