ARIEL INVESTMENTS, LLC Information

200 EAST RANDOLPH STREET, CHICAGO, Illinois, 60601, (312) 726-0140

Report Date: 03/31/2014

Position Statistics

Total Positions 191
New Positions 10
Increased Positions 117
Decreased Positions 72
Positions with Activity 189
Sold Out Positions 7
Total Mkt Value (in $ millions) 8,467

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.18%
Capital Goods 4.93%
Conglomerates 0.01%
Consumer Cyclical 7.67%
Consumer/Non-Cyclical 3.71%
Energy 5.56%
Financial 19.29%
Healthcare 10.75%
Services 36.09%
Technology 9.51%
Transportation 0.23%
Utilities

72 DECREASED Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VANGUARD INTL EQUITY INDEX FD TT WRLD ST ETF 5,893 -3,574 (37.75) 94,994
BANK NEW YORK MELLON CORP COM 4,257 -14 (0.33) 112,860
APOLLO ED GROUP INC CL A 3,553 -33,001 (90.28) 119,875
GLOBAL PMTS INC COM 1,807 -3,415 (65.39) 24,801
MB FINANCIAL INC NEW COM 1,640 -899 (35.4) 58,750
ACCENTURE PLC IRELAND SHS CLASS A -1,166 Sold Out 0
BT GROUP PLC ADR -471 Sold Out 0
CALLAWAY GOLF CO COM -1,311 Sold Out 0
EMERGENT BIOSOLUTIONS INC COM -2,810 Sold Out 0
ISHARES MICRO-CAP ETF -293 Sold Out 0
SCHLUMBERGER LTD COM -1,759 Sold Out 0
TESSERA TECHNOLOGIES INC COM -2,433 Sold Out 0