ARIEL INVESTMENTS, LLC Information

200 EAST RANDOLPH DRIVE, CHICAGO, Illinois, 60601, (312) 726-0140

Report Date: 12/31/2013

Position Statistics

Total Positions 183
New Positions 11
Increased Positions 137
Decreased Positions 46
Positions with Activity 183
Sold Out Positions 4
Total Mkt Value (in $ millions) 7,887

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.23%
Capital Goods 4.41%
Conglomerates
Consumer Cyclical 7.1%
Consumer/Non-Cyclical 2.79%
Energy 5.1%
Financial 20.27%
Healthcare 10.56%
Services 36.92%
Technology 10.46%
Transportation 0.17%
Utilities

46 DECREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BANK NEW YORK MELLON CORP COM 3,823 -10 (0.26) 113,230
CALLAWAY GOLF CO COM 1,474 -10,021 (87.17) 155,700
AVAGO TECHNOLOGIES LTD SHS -326 Sold Out 0
CARNIVAL CORP PAIRED CTF -29,147 Sold Out 0
CSP INC COM -1,025 Sold Out 0
WALGREEN CO COM -6,984 Sold Out 0