ARIEL INVESTMENTS, LLC Information

200 EAST RANDOLPH STREET, CHICAGO, Illinois, 60601, (312) 726-0140

Report Date: 09/30/2014

Position Statistics

Total Positions 190
New Positions 4
Increased Positions 118
Decreased Positions 63
Positions with Activity 181
Sold Out Positions 6
Total Mkt Value (in $ millions) 8,215

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.07%
Capital Goods 4.42%
Conglomerates 0.01%
Consumer Cyclical 7.43%
Consumer/Non-Cyclical 4.28%
Energy 4.85%
Financial 19.88%
Healthcare 11.72%
Services 34.22%
Technology 10.69%
Transportation 0.34%
Utilities 0.1%

63 DECREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
STANLEY FURNITURE CO INC COM NEW 9,231 -9 (0.1) 2,958,556
DOVER MOTORSPORTS INC COM 8,862 -8 (0.1) 3,382,512
BALLANTYNE STRONG INC COM 8,836 -1,231 (12.23) 2,088,782
VANGUARD INTL EQUITY INDEX FD TT WRLD ST ETF 8,198 -3,303 (28.72) 136,634
TARGET CORP COM 7,598 -1,260 (14.23) 100,650
AMERICAN ELECTRIC TECH INC COM 7,573 -7 (0.09) 1,520,718
GAIAM INC CL A 6,576 -6 (0.09) 880,320
VERSAR INC COM 5,808 -6 (0.1) 1,896,022
EXPEDITORS INTL WASH INC COM 4,588 -488 (9.62) 102,948
PRAXAIR INC COM 4,418 -5,167 (53.91) 36,377
INTERNATIONAL GAME TECHNOLOGY COM 3,743 -210,640 (98.25) 221,065
VANGUARD INTL EQUITY INDEX FD FTSE PACIFIC ETF 3,583 -1,121 (23.83) 61,206
NVIDIA CORP COM 3,359 -6,164 (64.73) 169,799
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 3,172 -1,165 (26.86) 77,281
BRITISH AMERN TOB PLC SPONSORED ADR 2,722 -1,205 (30.68) 23,686
HSBC HLDGS PLC SPON ADR NEW 2,394 -864 (26.52) 51,289
AUTOLIV INC COM 891 -342 (27.74) 8,285
AWARE INC MASS COM -7,911 Sold Out 0
C H ROBINSON WORLDWIDE INC COM NEW -3,112 Sold Out 0
FORMFACTOR INC COM -1,301 Sold Out 0