ARIEL INVESTMENTS, LLC Information

200 EAST RANDOLPH STREET, CHICAGO, Illinois, 60601, (312) 726-0140

Report Date: 03/31/2014

Position Statistics

Total Positions 191
New Positions 10
Increased Positions 117
Decreased Positions 72
Positions with Activity 189
Sold Out Positions 7
Total Mkt Value (in $ millions) 8,537

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.16%
Capital Goods 5.03%
Conglomerates 0.01%
Consumer Cyclical 7.72%
Consumer/Non-Cyclical 3.64%
Energy 5.42%
Financial 19.35%
Healthcare 10.63%
Services 36.29%
Technology 9.46%
Transportation 0.23%
Utilities

189 Activity Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ACCENTURE PLC IRELAND SHS CLASS A -1,174 Sold Out 0
BT GROUP PLC ADR -476 Sold Out 0
CALLAWAY GOLF CO COM -1,417 Sold Out 0
EMERGENT BIOSOLUTIONS INC COM -2,825 Sold Out 0
ISHARES MICRO-CAP ETF -291 Sold Out 0
SCHLUMBERGER LTD COM -1,728 Sold Out 0
TESSERA TECHNOLOGIES INC COM -2,655 Sold Out 0
HDFC BANK LTD ADR REPS 3 SHS 315 315 New 6,400
CANON INC SPONSORED ADR 530 3 .50 15,734
M & T BK CORP COM 556 36 6.89 4,547
ITAU UNIBANCO HLDG SA SPON ADR REP PFD 660 660 New 41,250
TOYOTA MOTOR CORP SP ADR REP2COM 681 2 .35 5,718
NOW INC COM 1,042 151 17.00 31,130
ISHARES MSCI UK ETF 1,072 266 32.96 51,300
GRUPO FINANCIERO SANTANDER MEX SPON ADR SHS B 1,081 1,081 New 82,191
BANCO SANTANDER CHILE NEW SP ADR REP COM 1,300 1,300 New 49,097
MB FINANCIAL INC NEW COM 1,578 -865 (35.4) 58,750
MINDRAY MEDICAL INTL LTD SPON ADR 1,726 714 70.60 56,448
MULTI FINELINE ELECTRONIX INC COM 1,803 449 33.17 171,025
GLOBAL PMTS INC COM 1,830 -3,458 (65.39) 24,801