ARIEL INVESTMENTS, LLC Information

200 EAST RANDOLPH DRIVE, CHICAGO, Illinois, 60601, (312) 726-0140

Report Date: 12/31/2013

Position Statistics

Total Positions 183
New Positions 11
Increased Positions 137
Decreased Positions 46
Positions with Activity 183
Sold Out Positions 4
Total Mkt Value (in $ millions) 7,856

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.22%
Capital Goods 4.39%
Conglomerates
Consumer Cyclical 7.05%
Consumer/Non-Cyclical 2.77%
Energy 5.06%
Financial 20.21%
Healthcare 10.63%
Services 37.07%
Technology 10.43%
Transportation 0.16%
Utilities

183 Activity Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
AVAGO TECHNOLOGIES LTD SHS -317 Sold Out 0
CARNIVAL CORP PAIRED CTF -28,538 Sold Out 0
CSP INC COM -1,054 Sold Out 0
WALGREEN CO COM -6,922 Sold Out 0
ISHARES MICRO-CAP ETF 293 66 29.03 4,000
M & T BK CORP COM 517 517 New 4,254
TOYOTA MOTOR CORP SP ADR REP2COM 618 182 41.71 5,698
BT GROUP PLC ADR 437 99 29.23 7,149
ACCENTURE PLC IRELAND SHS CLASS A 1,156 1,156 New 14,616
SCHLUMBERGER LTD COM 1,538 430 38.78 15,239
CANON INC SPONSORED ADR 497 127 34.34 15,656
EXPEDITORS INTL WASH INC COM 769 569 284.96 19,510
BRITISH AMERN TOB PLC SPONSORED ADR 2,251 2,251 New 19,558
GOLDMAN SACHS GROUP INC COM 4,298 -796 (15.62) 27,335
BERKSHIRE HATHAWAY INC DEL CL B NEW 3,711 2,974 403.09 29,456
AUTOLIV INC COM 3,375 2,651 365.93 32,932
MINDRAY MEDICAL INTL LTD SPON ADR 1,073 1,073 New 33,088
OCCIDENTAL PETE CORP DEL COM 3,343 2,936 723.02 34,888
HSBC HLDGS PLC SPON ADR NEW 1,901 1,291 211.73 36,584
VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF 2,171 434 24.95 36,872