ARIEL INVESTMENTS, LLC Information

200 EAST RANDOLPH STREET, CHICAGO, Illinois, 60601, (312) 726-0140

Report Date: 06/30/2014

Position Statistics

Total Positions 197
New Positions 13
Increased Positions 92
Decreased Positions 90
Positions with Activity 182
Sold Out Positions 8
Total Mkt Value (in $ millions) 8,029

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2%
Capital Goods 4.48%
Conglomerates 0.01%
Consumer Cyclical 8.63%
Consumer/Non-Cyclical 3.79%
Energy 5.1%
Financial 19.1%
Healthcare 11.18%
Services 35.53%
Technology 9.74%
Transportation 0.3%
Utilities 0.06%

182 Activity Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
CANON INC SPONSORED ADR -525 Sold Out 0
DIRECTV COM -10,060 Sold Out 0
GLOBAL PMTS INC COM -1,749 Sold Out 0
HDFC BANK LTD ADR REPS 3 SHS -306 Sold Out 0
NOW INC COM -973 Sold Out 0
OCCIDENTAL PETE CORP DEL COM -3,866 Sold Out 0
TELEPHONE & DATA SYS INC COM NEW -2,800 Sold Out 0
TIBCO SOFTWARE INC COM -3,213 Sold Out 0
COSTCO WHSL CORP NEW COM 636 636 New 5,057
M & T BK CORP COM 931 355 61.69 7,352
ITAU UNIBANCO HLDG SA SPON ADR REP PFD 172 -468 (73.11) 11,094
ROCKWELL COLLINS INC COM 905 905 New 11,405
ACCENTURE PLC IRELAND SHS CLASS A 907 907 New 11,447
AUTOLIV INC COM 1,107 -2,119 (65.68) 11,466
STATE STR CORP COM 1,036 1,036 New 13,912
TOYOTA MOTOR CORP SP ADR REP2COM 1,763 1,083 159.15 14,818
CORE LABORATORIES N V COM 2,964 2,964 New 19,854
ANSYS INC COM 1,884 1,884 New 24,272
PANERA BREAD CO CL A 4,592 4,592 New 29,162
GOLDMAN SACHS GROUP INC COM 6,166 1,045 20.41 33,275