ARIEL INVESTMENTS, LLC Information

200 EAST RANDOLPH STREET, CHICAGO, Illinois, 60601, (312) 726-0140

Report Date: 03/31/2014

Position Statistics

Total Positions 191
New Positions 10
Increased Positions 117
Decreased Positions 72
Positions with Activity 189
Sold Out Positions 7
Total Mkt Value (in $ millions) 8,304

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.07%
Capital Goods 4.92%
Conglomerates 0.01%
Consumer Cyclical 7.7%
Consumer/Non-Cyclical 3.67%
Energy 5.46%
Financial 19.24%
Healthcare 11.02%
Services 36.34%
Technology 9.28%
Transportation 0.23%
Utilities

189 Activity Positions as of 03/31/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ACACIA RESH CORP ACACIA TCH COM 14,987 900 6.39 878,481
ACCENTURE PLC IRELAND SHS CLASS A -1,159 Sold Out 0
AFLAC INC COM 89,318 2,124 2.44 1,495,118
AMERICAN ELECTRIC TECH INC COM 9,716 2,916 42.88 1,463,309
ANIXTER INTL INC COM 98,300 -6,103 (5.85) 1,143,424
APACHE CORP COM 6,324 1,116 21.44 61,600
APOLLO ED GROUP INC CL A 3,348 -31,097 (90.28) 119,875
ARC DOCUMENT SOLUTIONS INC COM 11,911 371 3.22 2,185,524
ASTRO-MED INC NEW COM 12,439 121 .99 925,538
AUTOLIV INC COM 3,325 48 1.46 33,413
AV HOMES INC COM 21,385 1,187 5.88 1,371,693
AWARE INC MASS COM 5,521 3,167 134.59 1,286,905
BAIDU INC SPON ADR REP A 14,570 5,195 55.42 67,437
BALLANTYNE STRONG INC COM 9,211 -104 (1.11) 2,380,228
BALLY TECHNOLOGIES INC COM 75,152 75,152 New 1,248,995
BANCO SANTANDER CHILE NEW SP ADR REP COM 1,249 1,249 New 49,097
BANK NEW YORK MELLON CORP COM 4,406 -14 (0.33) 112,860
BERKSHIRE HATHAWAY INC DEL CL B NEW 3,929 234 6.34 31,324
BIO RAD LABS INC CL A 117,834 -8,955 (7.06) 1,024,729
BLACKSTONE GROUP L P COM UNIT LTD 58,771 1,486 2.59 1,798,378