ARIEL INVESTMENTS, LLC Information

200 EAST RANDOLPH STREET, CHICAGO, Illinois, 60601, (312) 726-0140

Report Date: 06/30/2014

Position Statistics

Total Positions 197
New Positions 13
Increased Positions 92
Decreased Positions 90
Positions with Activity 182
Sold Out Positions 8
Total Mkt Value (in $ millions) 8,256

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.09%
Capital Goods 4.52%
Conglomerates 0.01%
Consumer Cyclical 8.46%
Consumer/Non-Cyclical 3.67%
Energy 5.36%
Financial 19.02%
Healthcare 10.9%
Services 35.88%
Technology 9.66%
Transportation 0.29%
Utilities 0.06%

182 Activity Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
CANON INC SPONSORED ADR -517 Sold Out 0
DIRECTV COM -9,924 Sold Out 0
GLOBAL PMTS INC COM -1,790 Sold Out 0
HDFC BANK LTD ADR REPS 3 SHS -313 Sold Out 0
NOW INC COM -1,022 Sold Out 0
OCCIDENTAL PETE CORP DEL COM -4,149 Sold Out 0
TELEPHONE & DATA SYS INC COM NEW -2,894 Sold Out 0
TIBCO SOFTWARE INC COM -3,496 Sold Out 0
MCCORMICK & CO INC COM NON VTG 2,929 -12,719 (81.28) 42,160
DEVRY ED GROUP INC COM 13,879 -55,897 (80.11) 328,341
ITAU UNIBANCO HLDG SA SPON ADR REP PFD 194 -528 (73.11) 11,094
AUTOLIV INC COM 1,187 -2,272 (65.68) 11,466
GAIAM INC CL A 6,362 -12,110 (65.56) 881,145
FORMFACTOR INC COM 1,130 -1,650 (59.36) 164,475
U S SILICA HLDGS INC COM 92,807 -115,387 (55.42) 1,312,318
INTERFACE INC COM 17,589 -21,138 (54.58) 1,031,034
POZEN INC COM 14,578 -10,189 (41.14) 1,813,164
ZEBRA TECHNOLOGIES CORP CL A 26,664 -17,878 (40.14) 343,081
IDEX CORP COM 42,832 -22,066 (34) 555,536
RENTECH INC COM 27,075 -10,824 (28.56) 12,251,324