ARIEL INVESTMENTS, LLC Information

200 EAST RANDOLPH STREET, CHICAGO, Illinois, 60601, (312) 726-0140

Report Date: 09/30/2014

Position Statistics

Total Positions 190
New Positions 4
Increased Positions 118
Decreased Positions 63
Positions with Activity 181
Sold Out Positions 6
Total Mkt Value (in $ millions) 8,215

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.07%
Capital Goods 4.42%
Conglomerates 0.01%
Consumer Cyclical 7.43%
Consumer/Non-Cyclical 4.28%
Energy 4.85%
Financial 19.88%
Healthcare 11.72%
Services 34.22%
Technology 10.69%
Transportation 0.34%
Utilities 0.1%

181 Activity Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BALLANTYNE STRONG INC COM 8,836 -1,231 (12.23) 2,088,782
HARDINGE INC COM 8,646 12 .14 742,160
VANGUARD INTL EQUITY INDEX FD TT WRLD ST ETF 8,198 -3,303 (28.72) 136,634
INTERNATIONAL BUSINESS MACHS COM 7,973 140 1.79 51,282
MOSAIC CO NEW COM 7,905 116 1.49 163,930
TARGET CORP COM 7,598 -1,260 (14.23) 100,650
AMERICAN ELECTRIC TECH INC COM 7,573 -7 (0.09) 1,520,718
EXXON MOBIL CORP COM 7,498 175 2.39 85,610
NATIONAL OILWELL VARCO INC COM 7,304 23 .32 137,143
BERKSHIRE HATHAWAY INC DEL CL B NEW 7,171 173 2.48 49,016
PNC FINL SVCS GROUP INC COM 6,629 161 2.48 77,501
BED BATH & BEYOND INC COM 6,617 2,635 66.18 86,105
GAIAM INC CL A 6,576 -6 (0.09) 880,320
VICAL INC COM 6,116 89 1.48 5,880,710
SOUTHERN CO COM 6,022 2,301 61.83 114,071
VERSAR INC COM 5,808 -6 (0.1) 1,896,022
JPMORGAN CHASE & CO COM 5,695 22 .39 102,296
E M C CORP MASS COM 5,666 136 2.46 214,629
PIER 1 IMPORTS INC COM 5,511 2,260 69.51 318,395
MORGAN STANLEY COM NEW 5,485 31 .57 159,580