ARIEL INVESTMENTS, LLC Information

200 EAST RANDOLPH STREET, CHICAGO, Illinois, 60601, (312) 726-0140

Report Date: 12/31/2014

Position Statistics

Total Positions 194
New Positions 10
Increased Positions 105
Decreased Positions 83
Positions with Activity 188
Sold Out Positions 4
Total Mkt Value (in $ millions) 8,987

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.22%
Capital Goods 5.78%
Conglomerates 0.03%
Consumer Cyclical 7.33%
Consumer/Non-Cyclical 4.36%
Energy 4.63%
Financial 19.8%
Healthcare 11.96%
Services 32.62%
Technology 10.81%
Transportation 0.34%
Utilities 0.11%

188 Activity Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TIFFANY & CO NEW COM 10,622 16 .15 120,409
MIDDLEBY CORP COM 10,416 -120 (1.14) 97,700
VANGUARD INTL EQUITY INDEX FD TT WRLD ST ETF 10,190 1,629 19.03 162,629
ORACLE CORP COM 10,013 -110 (1.08) 228,510
CVS HEALTH CORP COM 9,730 -166 (1.68) 93,675
STANLEY FURNITURE CO INC COM NEW 9,721 -131 (1.33) 2,919,131
LOCKHEED MARTIN CORP COM 9,464 -1,350 (12.49) 47,310
BERKSHIRE HATHAWAY INC DEL CL B NEW 9,430 2,204 30.50 63,968
SOUTHERN CO COM 9,289 4,065 77.83 202,853
PNC FINL SVCS GROUP INC COM 9,201 2,074 29.10 100,053
BALLANTYNE STRONG INC COM 9,147 -64 (0.7) 2,074,182
MOSAIC CO NEW COM 8,662 -69 (0.79) 162,630
DOVER MOTORSPORTS INC COM 8,422 -34 (0.4) 3,368,937
HARDINGE INC COM 8,346 -129 (1.52) 730,860
INTERNATIONAL BUSINESS MACHS COM 8,288 -16 (0.2) 51,182
E M C CORP MASS COM 8,025 1,814 29.20 277,299
EXXON MOBIL CORP COM 7,571 -9 (0.12) 85,510
VICAL INC COM 6,613 615 10.25 6,483,219
HANGER INC COM NEW 6,570 2,391 57.22 253,785
JPMORGAN CHASE & CO COM 6,524 256 4.08 106,466