ARIEL INVESTMENTS, LLC Information

200 EAST RANDOLPH STREET, CHICAGO, Illinois, 60601, (312) 726-0140

Report Date: 06/30/2014

Position Statistics

Total Positions 197
New Positions 13
Increased Positions 92
Decreased Positions 90
Positions with Activity 182
Sold Out Positions 8
Total Mkt Value (in $ millions) 8,239

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.09%
Capital Goods 4.4%
Conglomerates 0.01%
Consumer Cyclical 8.49%
Consumer/Non-Cyclical 3.68%
Energy 5.28%
Financial 19.02%
Healthcare 10.91%
Services 36.02%
Technology 9.68%
Transportation 0.29%
Utilities 0.06%

182 Activity Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
RED LION HOTELS CORP COM 9,179 -791 (7.93) 1,639,180
DOVER MOTORSPORTS INC COM 9,175 -8 (0.09) 3,385,737
BALLANTYNE STRONG INC COM 8,925 -1 (0.01) 2,379,903
MIDDLEBY CORP COM 8,713 -212 (2.38) 99,525
HARDINGE INC COM 8,508 -1 (0.01) 741,135
RUBICON TECHNOLOGY INC COM 8,352 3,638 77.17 1,349,207
QLOGIC CORP COM 8,273 5,518 200.31 918,250
MOSAIC CO NEW COM 7,681 2,316 43.17 161,530
STANLEY FURNITURE CO INC COM NEW 7,670 255 3.44 2,961,456
QUMU CORP COM 7,615 1,619 27.01 574,737
VICAL INC COM 7,244 .00 5,795,210
ORACLE CORP COM 6,545 863 15.19 157,405
BERKSHIRE HATHAWAY INC DEL CL B NEW 6,544 2,258 52.70 47,832
AWARE INC MASS COM 6,494 1,128 21.02 1,557,371
PNC FINL SVCS GROUP INC COM 6,394 2,208 52.76 75,624
GAIAM INC CL A 6,379 -12,143 (65.56) 881,145
APACHE CORP COM 6,260 30 .49 61,900
E M C CORP MASS COM 6,205 2,145 52.85 209,481
VERSAR INC COM 6,149 98 1.62 1,897,822
JPMORGAN CHASE & CO COM 5,961 966 19.33 101,902