ARIEL INVESTMENTS, LLC Information

200 EAST RANDOLPH STREET, CHICAGO, Illinois, 60601, (312) 726-0140

Report Date: 06/30/2014

Position Statistics

Total Positions 197
New Positions 13
Increased Positions 92
Decreased Positions 90
Positions with Activity 182
Sold Out Positions 8
Total Mkt Value (in $ millions) 8,167

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.05%
Capital Goods 4.54%
Conglomerates 0.01%
Consumer Cyclical 8.59%
Consumer/Non-Cyclical 3.71%
Energy 5.16%
Financial 19.16%
Healthcare 11.04%
Services 35.52%
Technology 9.79%
Transportation 0.3%
Utilities 0.06%

182 Activity Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
RED LION HOTELS CORP COM 9,229 -795 (7.93) 1,639,180
NVIDIA CORP COM 9,219 -70 (0.76) 481,416
MIDDLEBY CORP COM 8,975 -219 (2.38) 99,525
QLOGIC CORP COM 8,898 5,935 200.31 918,250
STANLEY FURNITURE CO INC COM NEW 8,381 279 3.44 2,961,456
HARDINGE INC COM 8,160 -1 (0.01) 741,135
DOVER MOTORSPORTS INC COM 8,024 -7 (0.09) 3,385,737
QUMU CORP COM 7,621 1,621 27.01 574,737
MOSAIC CO NEW COM 7,561 2,280 43.17 161,530
RUBICON TECHNOLOGY INC COM 7,178 3,127 77.17 1,349,207
VICAL INC COM 6,838 .00 5,795,210
BERKSHIRE HATHAWAY INC DEL CL B NEW 6,678 2,305 52.70 47,832
PNC FINL SVCS GROUP INC COM 6,593 2,277 52.76 75,624
ORACLE CORP COM 6,476 854 15.19 157,405
AWARE INC MASS COM 6,385 1,109 21.02 1,557,371
GAIAM INC CL A 6,309 -12,009 (65.56) 881,145
VERSAR INC COM 6,263 100 1.62 1,897,822
E M C CORP MASS COM 6,169 2,133 52.85 209,481
GOLDMAN SACHS GROUP INC COM 6,150 1,042 20.41 33,275
JPMORGAN CHASE & CO COM 6,146 995 19.33 101,902