ARIEL INVESTMENTS, LLC Information

200 EAST RANDOLPH STREET, CHICAGO, Illinois, 60601, (312) 726-0140

Report Date: 06/30/2014

Position Statistics

Total Positions 197
New Positions 13
Increased Positions 92
Decreased Positions 90
Positions with Activity 182
Sold Out Positions 8
Total Mkt Value (in $ millions) 8,029

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2%
Capital Goods 4.48%
Conglomerates 0.01%
Consumer Cyclical 8.63%
Consumer/Non-Cyclical 3.79%
Energy 5.1%
Financial 19.1%
Healthcare 11.18%
Services 35.53%
Technology 9.74%
Transportation 0.3%
Utilities 0.06%

182 Activity Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MATTHEWS INTL CORP CL A 13,658 -340 (2.43) 307,744
CUMBERLAND PHARMACEUTICALS INC COM 13,582 -2 (0.01) 2,663,170
SIGMA DESIGNS INC COM 13,491 -2,998 (18.18) 2,978,045
PERCEPTRON INC COM 13,198 1,535 13.16 1,323,726
WAL-MART STORES INC COM 12,616 6,137 94.72 165,321
HORACE MANN EDUCATORS CORP NEW COM 12,375 -261 (2.07) 424,834
BOLT TECHNOLOGY CORP COM 12,119 -5 (0.05) 552,106
VANGUARD INTL EQUITY INDEX FD TT WRLD ST ETF 11,816 5,960 101.79 191,692
TIFFANY & CO NEW COM 11,594 -4,503 (27.98) 119,496
PHILIP MORRIS INTL INC COM 11,496 3,572 45.08 133,594
AMERICAN ELECTRIC TECH INC COM 11,310 437 4.02 1,522,143
NATIONAL OILWELL VARCO INC COM 10,759 959 9.79 136,710
PRAXAIR INC COM 10,510 1,488 16.49 78,925
EDGEWATER TECHNOLOGY INC COM 10,354 -1,793 (14.76) 1,590,496
LOCKHEED MARTIN CORP COM 10,200 -1 (0.01) 56,985
BALLANTYNE STRONG INC COM 9,996 -1 (0.01) 2,379,903
FURMANITE CORPORATION COM 9,821 -2,328 (19.16) 1,290,497
BOB EVANS FARMS INC COM 9,784 -219 (2.19) 212,093
CROWN CRAFTS INC COM 9,660 -92 (0.95) 1,300,157
VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 9,449 -646 (6.4) 230,682