ARIEL INVESTMENTS, LLC Information

200 EAST RANDOLPH DRIVE, CHICAGO, Illinois, 60601, (312) 726-0140

Report Date: 12/31/2013

Position Statistics

Total Positions 183
New Positions 11
Increased Positions 137
Decreased Positions 46
Positions with Activity 183
Sold Out Positions 4
Total Mkt Value (in $ millions) 7,990

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.2%
Capital Goods 4.38%
Conglomerates
Consumer Cyclical 7.1%
Consumer/Non-Cyclical 2.77%
Energy 5.09%
Financial 20.42%
Healthcare 10.61%
Services 36.81%
Technology 10.46%
Transportation 0.17%
Utilities

183 Activity Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CPI AEROSTRUCTURES INC COM NEW 11,947 2,244 23.13 860,701
QUMU CORP COM 11,780 2,153 22.36 793,814
CUMBERLAND PHARMACEUTICALS INC COM 11,475 3,525 44.33 2,538,760
CROWN CRAFTS INC COM 11,452 62 .55 1,316,308
MIDDLEBY CORP COM 11,386 -5,422 (32.26) 43,506
ASTRO-MED INC NEW COM 11,227 1,974 21.33 916,509
BALLANTYNE STRONG INC COM 11,192 130 1.18 2,406,988
HARDINGE INC COM 10,555 1,898 21.92 746,465
BOLT TECHNOLOGY CORP COM 10,549 1,888 21.80 554,021
BOB EVANS FARMS INC COM 10,525 -25 (0.24) 233,523
CHINA MOBILE LIMITED SPONSORED ADR 10,434 4,902 88.60 225,067
RED LION HOTELS CORP COM 10,258 3,482 51.39 1,784,050
NVIDIA CORP COM 10,020 8,077 415.64 531,007
LOCKHEED MARTIN CORP COM 9,846 -5 (0.05) 62,840
INTERNATIONAL BUSINESS MACHS COM 9,489 -4 (0.04) 49,382
DIRECTV COM 9,350 3,101 49.64 121,835
VANGUARD INTL EQUITY INDEX FD TT WRLD ST ETF 9,151 7,877 618.00 152,597
VICAL INC COM 8,969 2,531 39.31 7,062,104
NATIONAL OILWELL VARCO INC COM 8,751 -369 (4.05) 106,425
US BANCORP DEL COM NEW 8,416 7,080 530.00 207,094