AMERISERV TRUST & FINANCIAL SERVICES CO Information

MAIN & FRANKLIN STREET, JOHNSTOWN, Pennsylvania, 15901, (814) 533-5378

Report Date: 09/30/2012

Position Statistics:

Total Positions 68
New Positions 11
Increased Positions 40
Decreased Positions 24
Positions with Activity 64
Sold Out Positions 4
Total Mkt Value
(in $ millions)
69

Sector Weighting

Basic Materials 1.46%
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 6.91%
Energy 4.1%
Financial 59.59%
Healthcare 10.27%
Services 5.79%
Technology 8.06%
Transportation 0.75%
Utilities 3.06%

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

68 Positions as of 09/30/2012

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
SPDR S&P 500 ETF TR TR UNIT 10,644 -8,242 (43.64) 65,233
VANGUARD INDEX FDS S&P 500 ETF SH 9,644 9,644 New 129,100
ISHARES TR US PFD STK IDX 5,410 1,062 24.43 136,917
APPLE INC COM 3,151 91 2.98 7,326
POWERSHARES QQQ TRUST UNIT SER 1 2,355 -1,271 (35.06) 32,580
ALTRIA GROUP INC COM 2,032 -4 (0.21) 57,114
PHILIP MORRIS INTL INC COM 1,643 -5 (0.3) 17,834
SPDR GOLD TRUST GOLD SHS 1,615 -350 (17.8) 12,012
SPDR SERIES TRUST BRC HGH YLD BD 1,583 75 4.94 39,350
BRISTOL MYERS SQUIBB CO COM 1,489 4 .25 31,806
VISA INC COM CL A 1,476 802 118.98 8,157
JOHNSON & JOHNSON COM 1,440 93 6.90 16,965
AMERISERV FINL INC COM 1,260 12 .93 418,516
LILLY ELI & CO COM 1,086 25 2.36 20,864
DU PONT E I DE NEMOURS & CO COM 1,012 -27 (2.64) 19,213
ISHARES TR HIGH YLD CORP 988 46 4.89 10,648
AT&T INC COM 951 28 3.03 26,486
VANGUARD WORLD FD MEGA CAP INDEX 950 950 New 17,029
MCDONALDS CORP COM 919 -42 (4.41) 9,337
ISHARES TR MSCI EAFE INDEX 898 101 12.65 15,023

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