AMERIPRISE FINANCIAL INC Information

1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, Minnesota, 55474, (612) 671-3131

Report Date: 09/30/2014

Position Statistics

Total Positions 6,130
New Positions 387
Increased Positions 3,056
Decreased Positions 2,233
Positions with Activity 5,289
Sold Out Positions 188
Total Mkt Value (in $ millions) 166,995

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.89%
Capital Goods 4.05%
Conglomerates 0.28%
Consumer Cyclical 2.87%
Consumer/Non-Cyclical 5.71%
Energy 6.06%
Financial 19.11%
Healthcare 12.91%
Services 17.06%
Technology 20.72%
Transportation 2.38%
Utilities 2.71%

6,130 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
4-D NEUROIMAGING COM NEW New 2
ACCESS POWER INC COM New 5,000
ADDUS HOMECARE CORP COM Sold Out 0
ADELPHIA RECOVERY TR CVV SER ACC-4 New 1,410,902
ADVANCED VIRAL RESH CORP COM New 150
ADVISORSHARES TR TRIMTABS FLT -5 Sold Out 0
AGENUS INC COM NEW -1 Sold Out 0
ALICO INC COM Sold Out 0
ALLIANCE GLOBAL GROUP INC ADR -1 Sold Out 0
ALLIED IRISH BKS P L C SPON ADR ORD -1 Sold Out 0
ALPS ETF TR EQUAL SEC ETF -36 Sold Out 0
ALVOPETRO ENERGY LTD COM -1 Sold Out 0
AMERICAN PHONEMETER CL A New 1,000
ANDROS ISLE DEV CORP COM New 1
APPLIED ENERGETICS INC COM New 14
ARMADA HOFFLER PPTYS INC COM -4 Sold Out 0
ARQULE INC COM -1 Sold Out 0
ASKMENOW INC COM Sold Out 0
ASOS PLC ADR -11 Sold Out 0
ATMOSPHERIC GLOW TECH INC COM Sold Out 0