AMERIPRISE FINANCIAL INC Information

1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, Minnesota, 55474, (612) 671-3131

Report Date: 03/31/2014

Position Statistics

Total Positions 5,608
New Positions 360
Increased Positions 2,816
Decreased Positions 1,919
Positions with Activity 4,735
Sold Out Positions 176
Total Mkt Value (in $ millions) 173,129

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.56%
Capital Goods 4.06%
Conglomerates 0.49%
Consumer Cyclical 3.07%
Consumer/Non-Cyclical 5.31%
Energy 8.85%
Financial 18.69%
Healthcare 11.44%
Services 16.89%
Technology 20.61%
Transportation 2.33%
Utilities 2.4%

5,608 Positions as of 03/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
CORPORATE BACKED TR CTFS 03-10 A-1 7%23 -28 Sold Out 0
CORPORATE BACKED TR CTFS 03-17SPRINT A1 2 New 60
CORPORATE BACKED TR CTFS 03-7 BA 6.05A1 12 New 450
CORPORATE BACKED TR CTFS 04-4 CL A-1 6% 46 New 1,805
CORPORATE BACKED TR CTFS 04-7 A1 6.3%34 7 -2 (23.24) 261
PIMCO ETF TR 0-5 HIGH YIELD 74,924 7,581 11.26 707,093
ISHARES TR 0-5 YR TIPS ETF 139 -7 (5.07) 1,367
ISHARES 10+ YR CR BD ETF -2 Sold Out 0
ISHARES 10-20 YR TRS ETF 14 -5 (27.78) 104
ISHARES 1-3 YR CR BD ETF 18,939 2,320 13.96 179,535
ISHARES 1-3 YR TR BD ETF 13,882 2,314 20.00 164,268
ISHARES 14 AMT-FREE ETF 171 -130 (43.24) 3,350
ISHARES 15 AMT-FREE ETF 602 -77 (11.29) 11,375
PIMCO ETF TR 1-5 US TIP IDX 1,651 -109 (6.21) 30,915
PIMCO ETF TR 15+ YR US TIPS 21 -26 (54.99) 320
ISHARES 16 AMT-FREE ETF 740 -19 (2.47) 13,838
ISHARES 17 AMT-FREE ETF 504 147 41.00 9,121
ISHARES TR 18 AMT-FREE ETF 219 214 4,181.50 8,563
ENTERGY ARK INC 1ST MTG BD 10 New 400
ENTERGY MISS INC 1ST MTG BD 40 5 5 New 200