AMERIPRISE FINANCIAL INC Information

1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, Minnesota, 55474, (612) 671-3131

Report Date: 09/30/2014

Position Statistics

Total Positions 6,151
New Positions 388
Increased Positions 3,066
Decreased Positions 2,242
Positions with Activity 5,308
Sold Out Positions 190
Total Mkt Value (in $ millions) 171,817

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.05%
Capital Goods 4.14%
Conglomerates 0.28%
Consumer Cyclical 2.91%
Consumer/Non-Cyclical 5.59%
Energy 7.15%
Financial 19.5%
Healthcare 12.29%
Services 16.46%
Technology 20.56%
Transportation 2.31%
Utilities 2.53%

6,151 Positions as of 09/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
CORPORATE BACKED TR CTFS 03-7 BA 6.05A1 -6 Sold Out 0
CORPORATE BACKED TR CTFS 04-4 CL A-1 6% -12 Sold Out 0
PIMCO ETF TR 0-5 HIGH YIELD 85,756 6,208 7.80 824,974
ISHARES TR 0-5 YR TIPS ETF 173 -8 (4.24) 1,718
BANK AMER CORP 1/1000 6.204%D 3 1 101.96 103
ISHARES 10+ YR CR BD ETF 182 24 15.21 3,014
COMPASS EMP FDS TR 100 ENH VOLA ETF 55 55 New 1,500
ISHARES 10-20 YR TRS ETF 21 4 25.60 157
ISHARES 1-3 YR CR BD ETF 27,114 4,453 19.65 257,642
ISHARES TR 1-3 YR TR BD ETF 15,246 1,597 11.70 180,004
ISHARES 14 AMT-FREE ETF -151 Sold Out 0
ISHARES 15 AMT-FREE ETF 359 -213 (37.17) 6,826
PIMCO ETF TR 1-5 US TIP IDX 1,107 -229 (17.17) 21,052
PIMCO ETF TR 15+ YR US TIPS 28 3 10.80 431
ISHARES 16 AMT-FREE ETF 505 -176 (25.87) 9,450
ISHARES 17 AMT-FREE ETF 445 -71 (13.73) 8,063
ISHARES TR 18 AMT-FREE ETF 225 -15 (6.39) 8,795
ISHARES TR 19 AMT-FREE MN 11 New 437
ENTERGY ARK INC 1MTG BD 52 100 20
ENTERGY ARK INC 1ST MTG BD 11 3.85 432