AMERIPRISE FINANCIAL INC Information

1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, Minnesota, 55474, (612) 671-3131

Report Date: 12/31/2013

Position Statistics

Total Positions 5,925
New Positions 276
Increased Positions 2,504
Decreased Positions 2,797
Positions with Activity 5,301
Sold Out Positions 658
Total Mkt Value (in $ millions) 159,697

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.15%
Capital Goods 4.29%
Conglomerates 0.46%
Consumer Cyclical 3.62%
Consumer/Non-Cyclical 5.22%
Energy 8.19%
Financial 19.4%
Healthcare 11.43%
Services 17.02%
Technology 19.85%
Transportation 2.19%
Utilities 2.39%

5,925 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NATIONAL BANKSHARES INC VA COM -16 Sold Out 0
NATIONAL STORM MGMT INC COM New 2,300
NATURES SUNSHINE PRODUCTS INC COM -9 Sold Out 0
NCT GROUP INC COM Sold Out 0
NEOGENOMICS INC COM NEW -7 Sold Out 0
NEONODE INC COM NEW -8 Sold Out 0
NET ELEMENT INC COM -1 Sold Out 0
NEUBERGER BERMAN INTER MUNI FD COM -25 Sold Out 0
NEUBERGER BERMAN MLP INCOME FD COM -504 Sold Out 0
NEUROBIOPHARM INC WT EXP 041214 Sold Out 0
NEW AMER HIGH INCOME FD INC COM NEW -4 Sold Out 0
NEW YORK INTL COMM GROUP COM New 1,219
NEW YORK REGIONAL RAIL CORP COM New 375,000
NEWBRIDGE BANCORP CL A NO PAR -11 Sold Out 0
NEWLINK GENETICS CORP COM -21 Sold Out 0
NEXPOINT CR STRATEGIES FD COM -36 Sold Out 0
NGP CAP RES CO COM -9 Sold Out 0
NICHOLAS FINANCIAL INC COM NEW -10 Sold Out 0
NOBLE METAL RECOVERY LTD COM NEW New 67
NORTH AMERN EXPL CORP COM NEW New 20