AMERIPRISE FINANCIAL INC Information

1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, Minnesota, 55474, (612) 671-3131

Report Date: 09/30/2014

Position Statistics

Total Positions 6,151
New Positions 388
Increased Positions 3,066
Decreased Positions 2,242
Positions with Activity 5,308
Sold Out Positions 190
Total Mkt Value (in $ millions) 171,817

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.05%
Capital Goods 4.14%
Conglomerates 0.28%
Consumer Cyclical 2.91%
Consumer/Non-Cyclical 5.59%
Energy 7.15%
Financial 19.5%
Healthcare 12.29%
Services 16.46%
Technology 20.56%
Transportation 2.31%
Utilities 2.53%

6,151 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TAHOE RES INC COM 30 3 11.94 1,725
SONOVA HLDG AG ADR 30 4 15.87 993
JBS S A SPONSORED ADR 30 3 12.62 3,169
NEXTERA ENERGY CAP HLDGS INC SUB DEB 72 30 29 4,006.25 1,314
QBE INS GROUP LTD SPONSORED ADR 30 2 7.08 3,177
EQUITY COMWLTH SR NT 30 New 1,500
NAVIOS MARITIME PARTNERS L P UNIT LPI 30 14 83.01 2,229
ATLANTIC PWR CORP COM NEW 30 13 77.35 13,576
POLYPORE INTL INC COM 30 -1,318 (97.79) 570
PT UTD TRACTORS TBK ADR 30 21 248.59 990
CASS INFORMATION SYS INC COM 30 2 8.05 644
TIVO INC COM 30 -448 (93.78) 2,295
GOLUB CAP BDC INC COM 30 26 750 1,700
GENPACT LIMITED SHS 30 8 38.91 1,653
ISHARES MSCI WORLD ETF 29 14 86.98 402
SPDR SERIES TRUST MORGAN TECH ETF 29 8 38.97 296
ISHARES MSCI THI CAP ETF 29 -15 (33.08) 348
ERSTE GROUP BK A G SPONSORED ADR 29 -7 (18.31) 2,191
CRAY INC COM NEW 29 4 16.23 895
MECHEL OAO SPON ADR PFD 29 29 New 305,944