AMERIPRISE FINANCIAL INC Information

1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, Minnesota, 55474, (612) 671-3131

Report Date: 12/31/2013

Position Statistics

Total Positions 5,925
New Positions 276
Increased Positions 2,504
Decreased Positions 2,797
Positions with Activity 5,301
Sold Out Positions 658
Total Mkt Value (in $ millions) 164,049

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.16%
Capital Goods 4.31%
Conglomerates 0.47%
Consumer Cyclical 3.61%
Consumer/Non-Cyclical 5.2%
Energy 8.37%
Financial 19.35%
Healthcare 11.43%
Services 16.94%
Technology 19.82%
Transportation 2.2%
Utilities 2.37%

5,925 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SYSMEX CORP ADR 13 -10 (42.13) 846
BON-TON STORES INC COM 13 -9 (41.19) 1,195
GUOCO GROUP LTD ADR 13 New 540
OIL SEARCH LTD SPONSORED ADR 13 New 160
DNP SELECT INCOME FD COM 13 -48 (78.9) 1,313
BELGACOM SA ADR 13 -16 (56.05) 2,203
BOOZ ALLEN HAMILTON HLDG CORP CL A 13 2 17 585
GOLDMAN SACHS GROUP INC DEPSHS1/1000PF 13 13 New 550
SVB CAP II PFD TR GTD 7% 13 13 New 500
SHARP CORP ADR 13 6 99.27 4,934
MERRILL LYNCH CAP TR III PFD GTD TR2062 13 13 New 500
NEXTERA ENERGY CAP HLDGS INC GTD SD-F 8.75% 13 New 500
BANK OF AMERICA CORPORATION DEP SH PFD S I 13 -1 (8.09) 500
PARK OHIO HLDGS CORP COM 13 -33 (72) 210
PATRICK INDS INC COM 13 -18 (58.39) 300
DBX ETF TR DX TRACKR GERMN 13 New 500
LEAPFROG ENTERPRISES INC CL A 13 -28 (68.46) 1,830
M&T CAPITAL TRUST IV ENH TRUPS 8.5% 13 New 500
CABCO SER 2004-102 TR SBC CTF FLT RATE 13 New 600
RANDSTAD HLDG NV ADR 13 2 15.58 445