AMERIPRISE FINANCIAL INC Information

1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, Minnesota, 55474, (612) 671-3131

Report Date: 09/30/2014

Position Statistics

Total Positions 6,131
New Positions 387
Increased Positions 3,056
Decreased Positions 2,234
Positions with Activity 5,290
Sold Out Positions 188
Total Mkt Value (in $ millions) 170,747

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.88%
Capital Goods 4.06%
Conglomerates 0.28%
Consumer Cyclical 2.84%
Consumer/Non-Cyclical 5.7%
Energy 6.09%
Financial 19.17%
Healthcare 12.96%
Services 16.89%
Technology 20.85%
Transportation 2.37%
Utilities 2.68%

6,131 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NUVEEN ARIZ PREM INCOME MUN FD COM 32 13 69.53 2,175
ABERDEEN ASIA PACIFIC INCOM FD COM 32 .51 5,731
POWERSHARES ETF TRUST S&P 500 HGH QLTY 32 -45 (58.59) 1,367
BGE CAP TR II PFD TR 6.20% 32 3 12.11 1,250
GOPRO INC CL A 32 -1,543 (98) 600
SINOPEC SHANGHAI PETROCHEMICAL SPON ADR H 31 .95 1,059
GOLDMAN SACHS GROUP INC DEP 1/1000 PFD J 31 1.50 1,286
FAIRFAX FINL HLDGS LTD SUB VTG 31 25 400 60
CAPITAL PRODUCT PARTNERS L P COM UNIT LP 31 26 480.77 3,624
AGEAS SPONSORED ADR NE 31 -20 (38.9) 922
YPF SOCIEDAD ANONIMA SPON ADR CL D 31 -7,273 (99.57) 1,295
GRAN TIERRA ENERGY INC COM 31 -3 (8.58) 13,875
LONZA GROUP AG ADR 31 4 16.55 2,767
WISDOMTREE TR EARNING 500 FD 31 New 440
BABSON CAP PARTN INVS TR SH BEN INT 31 New 2,329
ISHARES TR GNMA BOND ETF 31 6 22.20 611
TERRA NITROGEN CO L P COM UNIT 31 -2 (7.35) 252
JAPAN SMALLER CAPTLZTN FD INC COM 31 New 3,420
GABELLI DIVD & INCOME TR PFD SER A 31 8 33.33 1,200
SIBANYE GOLD LTD SPONSORED ADR 31 23 288.41 2,882