AMERIPRISE FINANCIAL INC Information

1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, Minnesota, 55474, (612) 671-3131

Report Date: 09/30/2014

Position Statistics

Total Positions 6,130
New Positions 387
Increased Positions 3,056
Decreased Positions 2,233
Positions with Activity 5,289
Sold Out Positions 188
Total Mkt Value (in $ millions) 169,347

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.89%
Capital Goods 4.04%
Conglomerates 0.28%
Consumer Cyclical 2.87%
Consumer/Non-Cyclical 5.69%
Energy 6.23%
Financial 19.19%
Healthcare 12.27%
Services 17.02%
Technology 20.5%
Transportation 2.38%
Utilities 2.71%

6,130 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
GENPACT LIMITED SHS 33 9 38.91 1,653
POWERSHARES ETF TRUST FND PUR SMVAL PT 33 New 1,322
LEND LEASE LTD SPONSORED ADR 33 24 263.57 2,545
MARKET VECTORS ETF TR SHT HG MUN ETF 33 -33 (49.85) 1,294
ISHARES ASIA/PAC DIV ETF 33 4 13.97 669
DEUTSCHE BK CAP FDG TR VIII TR PFD SC 6.375% 33 2 4.76 1,298
HENDERSON LD DEV LTD SPONSORED ADR 33 17 106.85 4,592
BANK AMER CORP PFD 1/1200SER3 33 22 203.97 1,301
ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS Q 33 New 1,300
HENKEL AG & CO KGAA SPONSORED ADR 33 9 38.30 325
PIMCO ETF TR 7-15 YR US TRS 33 New 373
UNITED FINL BANCORP INC NEW COM 33 21 185.32 2,371
NORTEK INC COM NEW 33 -10 (24.07) 410
CASS INFORMATION SYS INC COM 33 2 8.05 644
DYNEGY INC NEW DEL COM 32 17 104.03 1,114
YPF SOCIEDAD ANONIMA SPON ADR CL D 32 -7,506 (99.57) 1,295
ANGLOGOLD ASHANTI LTD SPONSORED ADR 32 -27 (45.86) 2,781
SIBANYE GOLD LTD SPONSORED ADR 32 24 288.41 2,882
AGEAS SPONSORED ADR NE 32 -20 (38.9) 922
FAIRFAX FINL HLDGS LTD SUB VTG 32 26 400 60