AMERIPRISE FINANCIAL INC Information

1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, Minnesota, 55474, (612) 671-3131

Report Date: 03/31/2014

Position Statistics

Total Positions 5,607
New Positions 360
Increased Positions 2,816
Decreased Positions 1,918
Positions with Activity 4,734
Sold Out Positions 176
Total Mkt Value (in $ millions) 173,156

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.55%
Capital Goods 4.03%
Conglomerates 0.49%
Consumer Cyclical 3.08%
Consumer/Non-Cyclical 5.33%
Energy 8.85%
Financial 18.74%
Healthcare 11.39%
Services 16.89%
Technology 20.63%
Transportation 2.31%
Utilities 2.4%

5,607 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ZURICH INS GROUP LTD SPONSORED ADR 250 -7 (2.83) 8,216
BLACKROCK MUNIHLDGS NY QLTY FD COM 249 79 46.40 18,374
COMPANHIA BRASILEIRA DE DISTRB SPN ADR PFD CL A 246 85 52.59 4,970
ISHARES MODERT ALLOC ETF 246 -87 (26.15) 6,937
GLOBAL X FDS GLOBL X JR MLP 246 246 New 13,852
CENTRAL FD CDA LTD CL A 243 -1,207 (83.22) 17,344
PIMCO ETF TR ENHAN SHRT MAT 243 143 142.90 2,395
SLM CORP SR NT 6% 121543 242 42 20.88 11,000
BARCLAYS BK PLC IPATH S&P500 VIX 242 162 201.67 8,661
PIONEER FLOATING RATE TR COM 241 70 41.26 19,079
FIRST TR EXCHANGE TRADED FD II INDLS PROD DUR 240 -319 (57.14) 7,868
POWERSHARES ETF TR II S&P400 LOVL PT 239 8 3.34 7,740
COMPAGNIE FIN RICHEMONTAG SWI ADR 238 -8,494 (97.27) 23,818
AIR LIQUIDE ADR 238 7 3.19 8,894
IMPERIAL TOBACCO GROUP PLC SPONSORED ADR 238 60 34.03 2,678
GREENHAVEN CONT CMDTY INDEX FD UNIT BEN INT 237 -30 (11.11) 8,859
ING GROEP N V PFD PERP DBT % 237 74 45.71 9,180
CHEUNG KONG HLDGS LTD ADR 237 -15 (6.11) 13,065
COUPONS COM INC COM 236 236 New 9,789
BARCLAYS BK PLC ADR 2 PREF 2 235 61 35.12 9,234