AMERIPRISE FINANCIAL INC Information

1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, Minnesota, 55474, (612) 671-3131

Report Date: 03/31/2014

Position Statistics

Total Positions 5,611
New Positions 360
Increased Positions 2,819
Decreased Positions 1,919
Positions with Activity 4,738
Sold Out Positions 176
Total Mkt Value (in $ millions) 171,423

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.59%
Capital Goods 4.07%
Conglomerates 0.5%
Consumer Cyclical 3.13%
Consumer/Non-Cyclical 5.44%
Energy 8.72%
Financial 18.67%
Healthcare 11.48%
Services 16.92%
Technology 20.45%
Transportation 2.29%
Utilities 2.43%

5,611 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
COUPONS COM INC COM 247 247 New 9,789
HERCULES TECH GROWTH CAP INC COM 247 -14 (5.4) 15,177
EMPIRE DIST ELEC CO COM 247 11 4.81 9,871
OMEGA PROTEIN CORP COM 247 246 17,961 18,061
ISHARES MODERT ALLOC ETF 245 -87 (26.15) 6,937
BARCLAYS BK PLC IPATH S&P500 VIX 245 164 201.67 8,661
BLACKROCK MUNIHLDGS NY QLTY FD COM 244 77 46.40 18,374
GLOBAL X FDS GLOBL X JR MLP 244 244 New 13,852
PIMCO ETF TR ENHAN SHRT MAT 243 143 142.90 2,395
COMPAGNIE FIN RICHEMONTAG SWI ADR 240 -8,557 (97.27) 23,818
POWERSHARES ETF TR II S&P400 LOVL PT 240 8 3.34 7,740
AIR LIQUIDE ADR 239 7 3.19 8,894
GREENHAVEN CONT CMDTY INDEX FD UNIT BEN INT 239 -30 (11.11) 8,859
ISHARES MSCI BRZ CAP ETF 238 -701 (74.63) 4,881
CHEUNG KONG HLDGS LTD ADR 238 -15 (6.11) 13,065
PIONEER FLOATING RATE TR COM 238 69 41.26 19,079
ING GROEP N V PFD PERP DBT % 237 75 45.71 9,180
COMPANHIA BRASILEIRA DE DISTRB SPN ADR PFD CL A 237 82 52.59 4,970
FIRST TR EXCHANGE TRADED FD II INDLS PROD DUR 237 -316 (57.14) 7,868
GLENCORE PLC ADR 236 60 33.75 20,072