AMERIPRISE FINANCIAL INC Information

1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, Minnesota, 55474, (612) 671-3131

Report Date: 12/31/2013

Position Statistics

Total Positions 5,925
New Positions 276
Increased Positions 2,504
Decreased Positions 2,797
Positions with Activity 5,301
Sold Out Positions 658
Total Mkt Value (in $ millions) 164,049

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.16%
Capital Goods 4.31%
Conglomerates 0.47%
Consumer Cyclical 3.61%
Consumer/Non-Cyclical 5.2%
Energy 8.37%
Financial 19.35%
Healthcare 11.43%
Services 16.94%
Technology 19.82%
Transportation 2.2%
Utilities 2.37%

5,925 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
DBS GROUP HLDGS LTD SPONSORED ADR 194 4 2.31 3,583
PIMCO HIGH INCOME FD COM SHS 193 -35 (15.19) 15,323
ALERE INC COM 193 1 .75 5,408
CNH INDL N V SHS 192 -7 (3.68) 17,326
CANON INC SPONSORED ADR 192 20 11.53 6,104
GTX INC DEL COM 191 -11 (5.61) 144,656
VEOLIA ENVIRONNEMENT SPONSORED ADR 190 .13 9,545
ONCONOVA THERAPEUTICS INC COM 190 31 19.76 33,337
AEGON NV 7.25% PERP SUB 190 New 7,448
KDDI CORP ADR 188 22 12.92 14,312
SUBURBAN PROPANE PARTNERS L P UNIT LTD PARTN 188 -26 (12.21) 4,385
AIRBUS GROUP ADR 188 36 23.87 10,554
NEUROCRINE BIOSCIENCES INC COM 187 -65 (25.95) 13,870
ISHARES US HLTHCR PR ETF 186 38 25.27 1,993
FIRST TR US IPO INDEX FD SHS 186 87 87.68 4,112
INVESCO SR INCOME TR COM 185 42 29.79 37,449
POWERSHARES ETF TRUST HLTHCR SEC POR 185 185 New 4,213
VANGUARD INTL EQUITY INDEX FD GLB EX US ETF 185 -8 (4.34) 3,327
AIA GROUP LTD SPONSORED ADR 185 26 16.70 9,093
H & Q LIFE SCIENCES INVS SH BEN INT 184 84 83.45 8,976