AMERIPRISE FINANCIAL INC Information

1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, Minnesota, 55474, (612) 671-3131

Report Date: 12/31/2013

Position Statistics

Total Positions 5,924
New Positions 276
Increased Positions 2,503
Decreased Positions 2,797
Positions with Activity 5,300
Sold Out Positions 658
Total Mkt Value (in $ millions) 165,381

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.15%
Capital Goods 4.3%
Conglomerates 0.46%
Consumer Cyclical 3.63%
Consumer/Non-Cyclical 5.14%
Energy 8.39%
Financial 19.31%
Healthcare 11.65%
Services 16.89%
Technology 19.71%
Transportation 2.23%
Utilities 2.35%

5,924 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
EXPRESS INC COM 4,223 -81 (1.88) 292,834
THERMON GROUP HLDGS INC COM 4,219 -257 (5.75) 175,045
TRANSOCEAN LTD REG SHS 4,216 -19,454 (82.19) 101,794
EXPONENT INC COM 4,202 541 14.79 58,035
FRANKLIN STREET PPTYS CORP COM 4,180 126 3.10 345,485
POWERSHARES ETF TRUST INTL DIV ACHV 4,175 660 18.78 226,860
NOVO-NORDISK A S ADR 4,170 -263,997 (98.45) 92,750
VANGUARD INDEX FDS VALUE ETF 4,170 532 14.62 53,172
CENTERPOINT ENERGY INC NT EX SUB 2029 4,162 139 3.45 320,180
GAMCO INVESTORS INC COM 4,156 85 2.08 54,195
FIRST TR LRG CP VL ALPHADEX FD COM SHS 4,149 932 28.96 99,716
MICROSTRATEGY INC CL A NEW 4,136 159 3.99 38,574
ENVESTNET INC COM 4,132 413 11.09 113,983
WYNDHAM WORLDWIDE CORP COM 4,129 -7 (0.17) 56,468
INTERCEPT PHARMACEUTICALS INC COM 4,120 962 30.44 15,649
GUESS INC COM 4,120 58 1.43 152,757
GENESEE & WYO INC UNIT 100115 4,112 547 15.33 32,050
BOSTON PRIVATE FINL HLDGS INC COM 4,111 131 3.28 317,733
ISHARES S&P MC 400GR ETF 4,111 949 29.99 27,427
SAFEWAY INC COM NEW 4,110 64 1.58 120,819