AMERIPRISE FINANCIAL INC Information

1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, Minnesota, 55474, (612) 671-3131

Report Date: 03/31/2014

Position Statistics

Total Positions 5,608
New Positions 360
Increased Positions 2,815
Decreased Positions 1,919
Positions with Activity 4,734
Sold Out Positions 176
Total Mkt Value (in $ millions) 172,291

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.58%
Capital Goods 4.03%
Conglomerates 0.5%
Consumer Cyclical 3.08%
Consumer/Non-Cyclical 5.32%
Energy 8.84%
Financial 18.7%
Healthcare 11.42%
Services 16.85%
Technology 20.67%
Transportation 2.32%
Utilities 2.39%

176 Sold Out Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ADMINISTRADORA FONDOS PENSIONE SPONSORED ADR -3 Sold Out 0
ADVANCED OPTICS ELECTRONICS COM Sold Out 0
AMERICAN PARAMOUNT GOLD CORP COM NEW Sold Out 0
AMERICAN PWR CORP COM Sold Out 0
AMERICAN UNITY INVTS INC FLA COM Sold Out 0
AMERICAS CAR MART INC COM Sold Out 0
AMG CAP TR 1 PFD TRUST SECS -4 Sold Out 0
APOLLO TACTICAL INCOME FD INC COM -3 Sold Out 0
ARC DOCUMENT SOLUTIONS INC COM Sold Out 0
ARDMORE SHIPPING CORP COM -2,931 Sold Out 0
BARCLAYS BK PLC IPMS INDIA ETN -20 Sold Out 0
BAZAARVOICE INC COM -1 Sold Out 0
BBVA BANCO FRANCES S A SPONSORED ADR Sold Out 0
BEBE STORES INC COM -134 Sold Out 0
BIOLINERX LTD SPONSORED ADR Sold Out 0
BLACK DIAMOND INC COM -788 Sold Out 0
BLUE ZEN MEM PKS INC COM Sold Out 0
BLUELINX HLDGS INC COM Sold Out 0
BODY CENT CORP COM Sold Out 0
BOMBARDIER INC CL B -22 Sold Out 0