AMERIPRISE FINANCIAL INC Information

1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, Minnesota, 55474, (612) 671-3131

Report Date: 06/30/2014

Position Statistics

Total Positions 5,951
New Positions 530
Increased Positions 3,126
Decreased Positions 2,012
Positions with Activity 5,138
Sold Out Positions 184
Total Mkt Value (in $ millions) 168,663

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.44%
Capital Goods 4.22%
Conglomerates 0.37%
Consumer Cyclical 3.06%
Consumer/Non-Cyclical 5.46%
Energy 8.12%
Financial 18.33%
Healthcare 11.91%
Services 16.59%
Technology 21.27%
Transportation 2.23%
Utilities 2.35%

184 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ACCRETIVE HEALTH INC COM -1 Sold Out 0
ACURA PHARMACEUTICALS INC COM NEW Sold Out 0
ADDED CAP INC COM Sold Out 0
AEGON NV 7.25% PERP SUB -186 Sold Out 0
ALPS ETF TR US EQTHIVOLPT WR -227 Sold Out 0
AMBER RD INC COM -3,790 Sold Out 0
ANADIGICS INC COM -1 Sold Out 0
ANGIODYNAMICS INC COM -1 Sold Out 0
API TECHNOLOGIES CORP COM NEW -3 Sold Out 0
ARCELORMITTAL SA LUXEMBOURG MAND CV NT 16 -17,781 Sold Out 0
AVALON RARE METALS INC COM -1 Sold Out 0
BARCLAYS BANK PLC ETN DJUBS PMET38 -49 Sold Out 0
BARCLAYS BK PLC BARC ETN EUR50 -47 Sold Out 0
BEASLEY BROADCAST GROUP INC CL A -1 Sold Out 0
BILLABONG INTL LTD ADR -1 Sold Out 0
BIRCH MTN RES LTD COM Sold Out 0
BLACKROCK CA MUNI 2018 TERM TR COM -40 Sold Out 0
BRAVO BRANDS INC COM Sold Out 0
BSD MED CORP DEL COM Sold Out 0
CELLCOM ISRAEL LTD SHS -4 Sold Out 0