AMERIPRISE FINANCIAL INC Information

1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, Minnesota, 55474, (612) 671-3131

Report Date: 12/31/2013

Position Statistics

Total Positions 5,925
New Positions 276
Increased Positions 2,504
Decreased Positions 2,797
Positions with Activity 5,301
Sold Out Positions 658
Total Mkt Value (in $ millions) 164,049

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.16%
Capital Goods 4.31%
Conglomerates 0.47%
Consumer Cyclical 3.61%
Consumer/Non-Cyclical 5.2%
Energy 8.37%
Financial 19.35%
Healthcare 11.43%
Services 16.94%
Technology 19.82%
Transportation 2.2%
Utilities 2.37%

658 Sold Out Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
360 GLOBAL WINE CO COM NEW Sold Out 0
ABERDEEN AUSTRALIA EQTY FD INC COM -29 Sold Out 0
ACCELERATE DIAGNOSTICS INC COM -12 Sold Out 0
ACCESS NATL CORP COM -7 Sold Out 0
ACHILLION PHARMACEUTICALS INC COM -495 Sold Out 0
ACORN ENERGY INC COM -3 Sold Out 0
ACTIONVIEW INTL INC COM NEW Sold Out 0
ADAMS EXPRESS CO COM -146 Sold Out 0
AEGON N V PERP CAP FLTG RT -22 Sold Out 0
AEGON NV PFD PER 6.875% -69 Sold Out 0
AES TIETE SA SP ADR REP PFD -1 Sold Out 0
ALICO INC COM -6 Sold Out 0
ALLIANCE OIL COMPANY LTD SHS SWED DEP REC -15 Sold Out 0
ALLIANCEBERNSTEIN NATL MUNI IN COM -30 Sold Out 0
ALLIANZGI CONV & INCOME FD COM -12 Sold Out 0
ALLIANZGI CONV & INCOME FD II COM -232 Sold Out 0
ALLIANZGI EQUITY & CONV INCOME COM -249 Sold Out 0
ALLIANZGI INTL & PREM STRATEGY COM -45 Sold Out 0
ALPINE GLOBAL PREMIER PPTYS FD COM SBI -27 Sold Out 0
AMAG PHARMACEUTICALS INC COM -24 Sold Out 0