ALGEBRIS INVESTMENTS (UK) LLP Information

7 CLIFFORD STREET, LONDON, , W1S 2FT, (40207) 851-1740

Report Date: 06/30/2014

Position Statistics

Total Positions 71
New Positions 18
Increased Positions 38
Decreased Positions 20
Positions with Activity 58
Sold Out Positions 15
Total Mkt Value (in $ millions) 123

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 88.54%
Healthcare
Services 8.68%
Technology 1.93%
Transportation
Utilities

71 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
JPMORGAN CHASE & CO COM 13,801 2,937 27.03 232,150
METLIFE INC COM 12,318 1,193 10.73 225,030
CITIGROUP INC COM NEW 6,623 1,322 24.95 128,223
PRUDENTIAL FINL INC COM 6,427 3,718 137.25 71,650
ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 5,901 New 235,775
ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 4,978 New 200,000
KKR & CO L P DEL COM UNITS 4,790 127 2.72 203,900
BANK OF AMERICA CORPORATION COM 4,575 3,216 236.52 284,359
CME GROUP INC COM 4,271 4,271 New 55,800
APOLLO GLOBAL MGMT LLC CL A SHS 3,994 3,165 381.47 163,700
FORTRESS INVESTMENT GROUP LLC CL A 3,655 3,655 New 490,000
BLACKSTONE MTG TR INC COM CL A 3,617 1,453 67.12 124,495
STARWOOD PPTY TR INC COM 3,568 1,836 106.06 149,600
US BANCORP DEL COM NEW 3,435 -951 (21.68) 81,245
CARLYLE GROUP L P COM UTS LTD PTN 3,431 976 39.78 103,159
CIT GROUP INC COM NEW 2,619 1,017 63.47 54,600
NUVEEN PFD INCOME OPPRTNY FD COM 2,465 New 260,000
HOME LN SERVICING SOLUTIONS LT ORD SHS 2,376 New 108,500
NCR CORP NEW COM 2,367 379 19.07 69,300
SCHWAB CHARLES CORP NEW COM 2,358 339 16.81 82,700