ALGEBRIS INVESTMENTS (UK) LLP Information

7 CLIFFORD STREET, LONDON, , W1S 2FT, (40207) 851-1740

Report Date: 12/31/2014

Position Statistics

Total Positions 72
New Positions 11
Increased Positions 19
Decreased Positions 47
Positions with Activity 66
Sold Out Positions 26
Total Mkt Value (in $ millions) 110

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 85.96%
Healthcare
Services 14.04%
Technology 0%
Transportation
Utilities

72 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CARLYLE GROUP L P COM UTS LTD PTN 10,401 5,342 105.60 349,129
KKR & CO L P DEL COM UNITS 6,806 908 15.39 292,500
PRUDENTIAL FINL INC COM 6,690 -566 (7.79) 83,400
FORTRESS INVESTMENT GROUP LLC CL A 6,271 880 16.32 756,406
CITIGROUP INC COM NEW 6,266 -4,723 (42.98) 118,673
ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 5,911 New 235,775
ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 5,002 New 200,000
ARES CAP CORP COM 4,225 -45 (1.06) 246,650
APOLLO GLOBAL MGMT LLC CL A SHS 4,216 -2,087 (33.11) 189,300
METLIFE INC COM 4,122 -5,055 (55.08) 82,030
BLACKSTONE MTG TR INC COM CL A 3,907 -2,294 (36.99) 124,875
JPMORGAN CHASE & CO COM 3,725 -5,392 (59.15) 59,750
BLACKSTONE GROUP L P COM UNIT LTD 3,111 -1,364 (30.48) 74,800
SPDR SERIES TRUST S&P REGL BKG 2,681 -604 (18.39) 65,700
NUVEEN PFD INCOME OPPRTNY FD COM 2,532 New 260,000
STARWOOD PPTY TR INC COM 2,324 -590 (20.25) 96,100
APOLLO INVT CORP COM 2,035 2,035 New 258,300
TWO HBRS INVT CORP COM 1,763 393 28.72 166,300
APOLLO COML REAL EST FIN INC COM 1,692 258 18.03 98,200
AMERICAN CAPITAL AGENCY CORP COM 1,625 228 16.31 75,600