AEGON USA INVESTMENT MANAGEMENT, LLC Information

4333 EDGEWOOD RD. N.E., CEDAR RAPIDS, Iowa, 52499-5110, (319) 355-8432

Report Date: 06/30/2014

Position Statistics

Total Positions 62
New Positions 0
Increased Positions 21
Decreased Positions 11
Positions with Activity 32
Sold Out Positions 3
Total Mkt Value (in $ millions) 10,915

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0%
Capital Goods 0.04%
Conglomerates
Consumer Cyclical 0.05%
Consumer/Non-Cyclical
Energy 0%
Financial 98.6%
Healthcare
Services 0.03%
Technology 0.1%
Transportation
Utilities 0.03%

62 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ANADARKO PETE CORP COM -2,208 Sold Out 0
DYNEGY INC NEW DEL COM -17,826 Sold Out 0
NEW AMER HIGH INCOME FD INC COM NEW -1,448 Sold Out 0
ISHARES MSCI BRZ CAP ETF 223 New 4,671
ISHARES MSCI GERMANY ETF 224 New 7,703
ISHARES MSCI AUST ETF 235 New 9,357
SELECT SECTOR SPDR TR SBI INT-UTILS 302 New 7,102
SPDR SERIES TRUST S&P REGL BKG 393 New 9,918
ISHARES MSCI JAPAN ETF 403 New 34,138
WEYERHAEUSER CO PREF CONV SER A 408 New 7,450
ISHARES MSCI UK ETF 424 New 20,930
ISHARES EM MK MINVOL ETF 555 New 9,032
STANLEY BLACK & DECKER INC CORP UNIT 2013 582 New 5,000
ISHARES TR 0-5 YR TIPS ETF 637 New 6,342
SELECT SECTOR SPDR TR SBI INT-INDS 891 New 16,371
ISHARES TR FLTG RATE BD ETF 966 New 19,003
SELECT SECTOR SPDR TR SBI MATERIALS 968 New 19,190
SELECT SECTOR SPDR TR TECHNOLOGY 1,042 New 25,834
ISHARES TR USA MIN VOL ETF 1,061 New 27,736
SELECT SECTOR SPDR TR SBI CONS STPLS 1,107 New 24,359