AEGON USA INVESTMENT MANAGEMENT, LLC Information

4333 EDGEWOOD RD. N.E., CEDAR RAPIDS, Iowa, 52499-5110, (319) 355-8432

Report Date: 03/31/2014

Position Statistics

Total Positions 65
New Positions 5
Increased Positions 31
Decreased Positions 23
Positions with Activity 54
Sold Out Positions 3
Total Mkt Value (in $ millions) 10,159

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0%
Capital Goods 0.05%
Conglomerates
Consumer Cyclical 0.05%
Consumer/Non-Cyclical
Energy 0.02%
Financial 98.26%
Healthcare
Services 0.03%
Technology 0.1%
Transportation
Utilities 0.23%

65 Positions as of 03/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR 0-5 YR TIPS ETF 648 300 86.20 6,342
SPDR SERIES TRUST BRC CNV SECS ETF 50,717 -5,351 (9.54) 1,003,113
SPDR SERIES TRUST BRC HGH YLD BD 217,263 -14,069 (6.08) 5,232,725
ISHARES CNTRY MIN VL ETF -1,525 Sold Out 0
ANADARKO PETE CORP COM 2,258 2,258 New 21,000
BLACKROCK CORPOR HI YLD FD INC COM 3,567 New 292,625
BLACKROCK FLOAT RATE OME STRAT COM 4,831 4,831 New 332,225
DYNEGY INC NEW DEL COM 19,939 -11,541 (36.66) 593,418
E M C CORP MASS COM 4,146 4,146 New 155,347
GENERAL MTRS CO COM 2,678 76 2.92 70,537
METLIFE INC COM 3,515 New 62,370
VERIZON COMMUNICATIONS INC COM 1,391 New 28,450
METLIFE INC COM EQTY UNIT 3,563 New 110,000
NEW AMER HIGH INCOME FD INC COM NEW 1,504 10 .67 151,939
UNISYS CORP COM NEW 6,384 -174 (2.66) 259,600
FORD MTR CO DEL COM PAR $0.01 1,497 New 85,900
UNITED TECHNOLOGIES CORP CORP UNIT 5,172 New 80,000
STANLEY BLACK & DECKER INC CORP UNIT 2013 567 New 5,000
DOMINION RES INC VA NEW CRP UNIT 2013 A 3,336 New 59,000
SPDR INDEX SHS FDS DJ INTL RL ETF 53,743 -2,543 (4.52) 1,215,638