AEGON USA INVESTMENT MANAGEMENT, LLC Information

4333 EDGEWOOD RD. N.E., CEDAR RAPIDS, Iowa, 52499-5110, (319) 355-8432

Report Date: 06/30/2014

Position Statistics

Total Positions 62
New Positions 0
Increased Positions 21
Decreased Positions 11
Positions with Activity 32
Sold Out Positions 3
Total Mkt Value (in $ millions) 10,647

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0%
Capital Goods 0.04%
Conglomerates
Consumer Cyclical 0.05%
Consumer/Non-Cyclical
Energy 0%
Financial 98.59%
Healthcare
Services 0.03%
Technology 0.1%
Transportation
Utilities 0.03%

62 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 79,813 -43,822 (35.45) 2,098,682
VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF 655,967 -27,173 (3.98) 12,539,990
DYNEGY INC NEW DEL COM -17,500 Sold Out 0
SPDR SERIES TRUST BRC HGH YLD BD 202,859 -7,758 (3.68) 5,039,976
SPDR INDEX SHS FDS DJ INTL RL ETF 43,755 -6,414 (12.78) 1,060,225
VANGUARD BD INDEX FD INC SHORT TRM BOND 515,157 -5,995 (1.15) 6,393,908
ISHARES IBOXX HI YD ETF 122,115 -4,566 (3.6) 1,319,165
ISHARES TR IBOXX INV CP ETF 47,415 -3,281 (6.47) 395,355
ANADARKO PETE CORP COM -1,889 Sold Out 0
NEW AMER HIGH INCOME FD INC COM NEW -1,448 Sold Out 0
SPDR SERIES TRUST BRC CNV SECS ETF 46,893 -1,437 (2.97) 973,283
DOMINION RES INC VA NEW CRP UNIT 2013 A 3,334 New 59,000
E M C CORP MASS COM 4,252 New 155,347
HEALTH CARE REIT INC PFD PER CON I 1,812 New 30,000
ISHARES EM MK MINVOL ETF 537 New 9,032
ISHARES MSCI BRZ CAP ETF 193 New 4,671
ISHARES MSCI GERMANY ETF 201 New 7,703
ISHARES MSCI AUST ETF 229 New 9,357
ISHARES MSCI JAPAN ETF 381 New 34,138
ISHARES TR USA MIN VOL ETF 1,050 New 27,736