AEGON USA INVESTMENT MANAGEMENT, LLC Information

4333 EDGEWOOD RD. N.E., CEDAR RAPIDS, Iowa, 52499-5110, (319) 355-8432

Report Date: 09/30/2014

Position Statistics

Total Positions 68
New Positions 9
Increased Positions 26
Decreased Positions 32
Positions with Activity 58
Sold Out Positions 17
Total Mkt Value (in $ millions) 11,881

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0%
Capital Goods 0.04%
Conglomerates
Consumer Cyclical 0.04%
Consumer/Non-Cyclical
Energy
Financial 98.68%
Healthcare
Services 0.03%
Technology 0.08%
Transportation
Utilities 0.06%

68 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
VANGUARD INDEX FDS TOTAL STK MKT 1,773,428 -281,600 (13.7) 16,656,601
VANGUARD INDEX FDS S&P 500 ETF SHS 1,064,035 -212,770 (16.66) 5,643,251
VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF 576,547 -96,098 (14.29) 10,748,446
VANGUARD INDEX FDS VALUE ETF 308,016 -51,964 (14.44) 3,627,986
VANGUARD INTL EQUITY INDEX FD FTSE PACIFIC ETF 396,569 -50,910 (11.38) 6,900,458
SPDR SERIES TRUST BRC CNV SECS ETF -48,187 Sold Out 0
VANGUARD INDEX FDS EXTEND MKT ETF 250,626 -46,732 (15.72) 2,846,077
ISHARES IBOXX HI YD ETF 71,495 -46,398 (39.36) 799,992
SPDR INDEX SHS FDS DJ INTL RL ETF -44,360 Sold Out 0
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 285,676 -33,394 (10.47) 7,235,958
VANGUARD INDEX FDS SMALL CP ETF 59,874 -9,871 (14.15) 511,086
VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 71,928 -8,976 (11.1) 1,865,838
BLACKROCK CORPOR HI YLD FD INC COM -3,683 Sold Out 0
VANGUARD INDEX FDS GROWTH ETF 401,641 -3,427 (0.85) 3,829,163
METLIFE INC COM -3,370 Sold Out 0
E M C CORP MASS COM 1,807 -2,845 (61.15) 60,347
ISHARES TR EAFE MIN VOL ETF -1,681 Sold Out 0
ISHARES SHRT TRS BD ETF -1,390 Sold Out 0
SELECT SECTOR SPDR TR SBI INT-ENERGY -1,228 Sold Out 0
ISHARES TR USA MIN VOL ETF -1,131 Sold Out 0