AEGON USA INVESTMENT MANAGEMENT, LLC Information

4333 EDGEWOOD RD. N.E., CEDAR RAPIDS, Iowa, 52499-5110, (319) 355-8432

Report Date: 12/31/2016

Position Statistics

Total Positions 9
New Positions 2
Increased Positions 3
Decreased Positions 4
Positions with Activity 7
Sold Out Positions 4
Total Mkt Value (in $ millions) 15

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Energy
Basic Materials
Industrials
Consumer Cyclicals 4.13%
Consumer Non-Cyclicals
Financials 30.97%
Healthcare
Technology 0%
Telecommunication Services 0%
Utilities 30.58%

9 Positions as of 12/31/2016

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SSGA ACTIVE ETF TR BLKSTN GSOSRLN 5,224 5,224 New 110,000
NEXTERA ENERGY INC UNIT CORP 4,656 New 76,300
WELLTOWER INC 6.50% PFD PREPET 3,266 New 50,000
BLACKROCK DEBT STRAT FD INC COM NEW 1,450 21 1.47 125,313
CLEAR CHANNEL OUTDOOR HLDGS IN CL A 630 630 New 107,615
BLACKROCK FLOAT RATE OME STRAT COM -3,643 Sold Out 0
HUNTINGTON BANCSHARES INC PFD CONV SER A -1,374 Sold Out 0
UNISYS CORP COM NEW -2,843 Sold Out 0
VERIZON COMMUNICATIONS INC COM -331 Sold Out 0