AEGON USA INVESTMENT MANAGEMENT, LLC Information

4333 EDGEWOOD RD. N.E., CEDAR RAPIDS, Iowa, 52499-5110, (319) 355-8432

Report Date: 09/30/2014

Position Statistics

Total Positions 68
New Positions 9
Increased Positions 26
Decreased Positions 32
Positions with Activity 58
Sold Out Positions 17
Total Mkt Value (in $ millions) 11,915

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0%
Capital Goods 0.04%
Conglomerates
Consumer Cyclical 0.04%
Consumer/Non-Cyclical
Energy
Financial 98.67%
Healthcare
Services 0.03%
Technology 0.08%
Transportation
Utilities 0.06%

68 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR IBOXX INV CP ETF 47,579 382 .81 398,554
WELLS FARGO & CO NEW PERP PFD CNV A 14,426 New 12,000
ISHARES MSCI ACWI ETF 10,867 10,867 New 184,597
BLACKROCK FLOAT RATE OME STRAT COM 7,864 322 4.26 586,450
UNISYS CORP COM NEW 7,339 New 259,600
UNITED TECHNOLOGIES CORP CORP UNIT 4,940 New 80,000
BLACKROCK DEBT STRAT FD INC COM 4,416 4,416 New 1,200,000
DOMINION RES INC VA NEW CRP UNIT 2013 A 3,532 New 59,000
WELLS FARGO & CO NEW WT EXP 102818 3,360 New 160,460
METLIFE INC COM EQTY UNIT 3,249 New 110,000
DOMINION RES INC VA NEW CRP UNIT 2014 A 3,172 3,172 New 60,000
GENERAL MTRS CO COM 2,175 -705 (24.49) 66,287
HEALTH CARE REIT INC PFD PER CON I 2,022 New 30,000
POWERSHARES ETF TRUST II SENIOR LN PORT 1,831 New 76,200
E M C CORP MASS COM 1,819 -2,863 (61.15) 60,347
FORD MTR CO DEL COM PAR $0.01 1,802 135 8.12 119,900
SELECT SECTOR SPDR TR SBI HEALTHCARE 1,341 -729 (35.2) 19,046
VERIZON COMMUNICATIONS INC COM 1,338 New 28,450
SELECT SECTOR SPDR TR SBI CONS STPLS 1,325 141 11.87 27,251
SELECT SECTOR SPDR TR SBI INT-INDS 1,315 389 41.94 23,237