AEGON USA INVESTMENT MANAGEMENT, LLC Information

4333 EDGEWOOD RD. N.E., CEDAR RAPIDS, Iowa, 52499-5110, (319) 355-8432

Report Date: 03/31/2014

Position Statistics

Total Positions 65
New Positions 5
Increased Positions 31
Decreased Positions 23
Positions with Activity 54
Sold Out Positions 3
Total Mkt Value (in $ millions) 10,187

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0%
Capital Goods 0.05%
Conglomerates
Consumer Cyclical 0.05%
Consumer/Non-Cyclical
Energy 0.02%
Financial 98.31%
Healthcare
Services 0.03%
Technology 0.1%
Transportation
Utilities 0.19%

65 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VANGUARD BD INDEX FD INC INTERMED TERM 42,989 -430,860 (90.93) 508,381
VANGUARD BD INDEX FD INC LONG TERM BOND 31,556 2,784 9.68 349,889
DYNEGY INC NEW DEL COM 16,277 -9,422 (36.66) 593,418
WELLS FARGO & CO NEW PERP PFD CNV A 14,597 1,216 9.09 12,000
UNISYS CORP COM NEW 5,600 -153 (2.66) 259,600
UNITED TECHNOLOGIES CORP CORP UNIT 4,908 New 80,000
BLACKROCK FLOAT RATE OME STRAT COM 4,811 4,811 New 332,225
E M C CORP MASS COM 4,488 4,488 New 155,347
BLACKROCK CORPOR HI YLD FD INC COM 3,576 New 292,625
METLIFE INC COM EQTY UNIT 3,488 New 110,000
METLIFE INC COM 3,440 New 62,370
DOMINION RES INC VA NEW CRP UNIT 2013 A 3,373 New 59,000
WELLS FARGO & CO NEW WT EXP 102818 3,246 New 160,460
GENERAL MTRS CO COM 2,521 71 2.92 70,537
ANADARKO PETE CORP COM 2,331 2,331 New 21,000
POWERSHARES ETF TRUST II SENIOR LN PORT 1,887 1,887 New 76,200
ISHARES TR EAFE MIN VOL ETF 1,780 561 45.98 27,014
HEALTH CARE REIT INC PFD PER CON I 1,769 New 30,000
SELECT SECTOR SPDR TR SBI HEALTHCARE 1,672 -32 (1.9) 26,948
SELECT SECTOR SPDR TR SBI INT-ENERGY 1,572 18 1.14 15,630