AEGON USA INVESTMENT MANAGEMENT, LLC Information

4333 EDGEWOOD RD. N.E., CEDAR RAPIDS, Iowa, 52499-5110, (319) 355-8432

Report Date: 03/31/2014

Position Statistics

Total Positions 65
New Positions 5
Increased Positions 31
Decreased Positions 23
Positions with Activity 54
Sold Out Positions 3
Total Mkt Value (in $ millions) 10,160

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0%
Capital Goods 0.05%
Conglomerates
Consumer Cyclical 0.05%
Consumer/Non-Cyclical
Energy 0.02%
Financial 98.3%
Healthcare
Services 0.03%
Technology 0.1%
Transportation
Utilities 0.2%

3 Sold Out Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CLAYMORE EXCHANGE TRD FD TR GUG BLT2016 HY -205 Sold Out 0
ISHARES CNTRY MIN VL ETF -1,529 Sold Out 0
ISHARES TIPS BD ETF -217 Sold Out 0