AEGON USA INVESTMENT MANAGEMENT, LLC
4333 EDGEWOOD RD. N.E., CEDAR RAPIDS, Iowa, 52499-5110, (319) 355-8432
Report Date: 03/31/2013
Position Statistics:
| Total Positions | 59 |
| New Positions | 7 |
| Increased Positions | 35 |
| Decreased Positions | 13 |
| Positions with Activity | 48 |
| Sold Out Positions | 1 |
| Total Mkt Value (in $ millions) |
6,078 |
Sector Weighting
| Basic Materials | |
| Capital Goods | 0.06% |
| Conglomerates | |
| Consumer Cyclical | 0.07% |
| Consumer/Non-Cyclical | |
| Energy | |
| Financial | 99.06% |
| Healthcare | |
| Services | 0.04% |
| Technology | 0.09% |
| Transportation | |
| Utilities | 0.67% |
Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.
48 Activity Positions as of 03/31/2013
| Company | Class | Value of Shares ($1,000s) |
Change in Value ($1,000s) | Change (%) | Shares Held |
|---|---|---|---|---|---|
| VANGUARD INDEX FDS | TOTAL STK MKT | 1,104,198 | 65,120 | 6.27 | 12,940,329 |
| VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 753,366 | 14,607 | 1.98 | 9,188,505 |
| VANGUARD INDEX FDS | S&P 500 ETF SH | 622,733 | 230,496 | 58.76 | 8,206,818 |
| VANGUARD BD INDEX FD INC | SHORT TRM BOND | 434,276 | 30,720 | 7.61 | 5,392,049 |
| VANGUARD BD INDEX FD INC | INTERMED TERM | 360,546 | -36,182 | (9.12) | 4,219,874 |
| VANGUARD INTL EQUITY INDEX FD | FTSE EUROPE ETF | 292,293 | 111,417 | 61.60 | 5,613,462 |
| VANGUARD INTL EQUITY INDEX FD | FTSE EMR MKT ETF | 230,865 | 29,486 | 14.64 | 5,748,629 |
| SPDR SERIES TRUST | BRC HGH YLD BD | 229,931 | 70,152 | 43.91 | 5,688,552 |
| VANGUARD INTL EQUITY INDEX FD | MEGA CAP GRO ETF | 197,594 | 52,576 | 36.26 | 3,441,200 |
| VANGUARD INDEX FDS | VALUE ETF | 195,680 | -56,046 | (22.27) | 2,801,832 |
| VANGUARD INDEX FDS | GROWTH ETF | 187,722 | -52,917 | (21.99) | 2,321,276 |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 177,285 | 77,468 | 77.61 | 2,483,293 |
| VANGUARD SCOTTSDALE FDS | MORTG-BACK SEC | 160,740 | 130,863 | 438.01 | 3,113,310 |
| VANGUARD BD INDEX FD INC | LONG TERM BOND | 130,988 | 54,878 | 72.10 | 1,494,960 |
| ISHARES TR | HIGH YLD CORP | 123,380 | 34,297 | 38.50 | 1,326,243 |
| VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 105,187 | -58,853 | (35.88) | 2,787,154 |
| ISHARES TR | US PFD STK IDX | 68,093 | 15,263 | 28.89 | 1,715,198 |
| VANGUARD INDEX FDS | SMALL CP ETF | 51,401 | -14,741 | (22.29) | 536,655 |
| ISHARES TR | USA MIN VOL ID | 50,608 | 13,425 | 36.11 | 1,511,362 |
| ISHARES TR | JPMORGAN USD | 50,338 | -2,772 | (5.22) | 450,334 |
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