AEGON USA INVESTMENT MANAGEMENT, LLC Information

4333 EDGEWOOD RD. N.E., CEDAR RAPIDS, Iowa, 52499-5110, (319) 355-8432

Report Date: 09/30/2014

Position Statistics

Total Positions 68
New Positions 9
Increased Positions 26
Decreased Positions 32
Positions with Activity 58
Sold Out Positions 17
Total Mkt Value (in $ millions) 11,689

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0%
Capital Goods 0.04%
Conglomerates
Consumer Cyclical 0.04%
Consumer/Non-Cyclical
Energy
Financial 98.69%
Healthcare
Services 0.03%
Technology 0.07%
Transportation
Utilities 0.06%

58 Activity Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VANGUARD BD INDEX FD INC TOTAL BND MRKT 4,860,967 1,295,704 36.34 58,608,235
VANGUARD INDEX FDS TOTAL STK MKT 1,696,142 -269,327 (13.7) 16,656,601
VANGUARD INDEX FDS S&P 500 ETF SHS 1,024,363 -204,837 (16.66) 5,643,251
VANGUARD BD INDEX FD INC SHORT TRM BOND 635,532 122,293 23.83 7,917,432
VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF 558,382 -93,071 (14.29) 10,748,446
VANGUARD INTL EQUITY INDEX FD FTSE PACIFIC ETF 387,254 -49,714 (11.38) 6,900,458
VANGUARD INDEX FDS GROWTH ETF 384,371 -3,280 (0.85) 3,829,163
VANGUARD INDEX FDS VALUE ETF 294,701 -49,718 (14.44) 3,627,986
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 272,868 -31,897 (10.47) 7,235,958
VANGUARD INDEX FDS EXTEND MKT ETF 240,095 -44,768 (15.72) 2,846,077
ISHARES TR FLTG RATE BD ETF 213,279 212,318 22,107.03 4,220,002
SPDR SERIES TRUST BRC HGH YLD BD 190,109 1,312 .70 5,074,994
VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 180,164 127,974 245.21 3,381,463
SPDR SER TR SHT TRM HGH YLD 125,313 7,413 6.29 4,409,336
VANGUARD SCOTTSDALE FDS SHTRM GVT BD ETF 113,855 27,510 31.86 1,865,246
VANGUARD BD INDEX FD INC INTERMED TERM 102,862 57,900 128.78 1,203,351
VANGUARD BD INDEX FD INC LONG TERM BOND 78,510 43,785 126.09 832,287
VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 69,950 -8,729 (11.1) 1,865,838
ISHARES IBOXX HI YD ETF 69,511 -45,111 (39.36) 799,992
VANGUARD INDEX FDS SMALL CP ETF 57,385 -9,461 (14.15) 511,086