ADVISORS ASSET MANAGEMENT, INC. Information

18925 BASE CAMP ROAD, MONUMENT, Colorado, 80132, (719) 488-8251

Report Date: 12/31/2014

Position Statistics

Total Positions 1,814
New Positions 63
Increased Positions 795
Decreased Positions 907
Positions with Activity 1,702
Sold Out Positions 41
Total Mkt Value (in $ millions) 7,590

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.25%
Capital Goods 2.67%
Conglomerates 0.21%
Consumer Cyclical 1.66%
Consumer/Non-Cyclical 6.45%
Energy 7.36%
Financial 30.09%
Healthcare 8.19%
Services 17.49%
Technology 8.98%
Transportation 1.49%
Utilities 6.84%

1,814 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ADTRAN INC COM -26 Sold Out 0
ASHFORD INC COM -60 Sold Out 0
BARRETT BILL CORP COM -15 Sold Out 0
BERRY PLASTICS GROUP INC COM -85 Sold Out 0
BLACKROCK CR ALLCTN INC TR COM -1,166 Sold Out 0
BLACKROCK MUNIYIELD FD INC COM -734 Sold Out 0
BLACKROCK MUNIYIELD INVST FD COM -727 Sold Out 0
CHARTER COMMUNICATIONS INC DEL CL A NEW -91 Sold Out 0
CIVEO CORP COM -14 Sold Out 0
CRESTWOOD EQUITY PARTNERS LP UNIT LTD PARTNER -273 Sold Out 0
EATON VANCE TX MNG BY WRT OPP COM -3,482 Sold Out 0
EDUCATION RLTY TR INC COM NEW -36 Sold Out 0
ENSTAR GROUP LIMITED SHS -3 Sold Out 0
GOLD FIELDS LTD NEW SPONSORED ADR -125 Sold Out 0
HERTZ GLOBAL HOLDINGS INC COM -51 Sold Out 0
HOMEINNS HOTEL GROUP SPONSORED ADR -230 Sold Out 0
HORIZON BANCORP IND COM -59 Sold Out 0
INVESCO SR INCOME TR COM -1,253 Sold Out 0
LINKEDIN CORP COM CL A -563 Sold Out 0
LRR ENERGY LP COM -524 Sold Out 0