ADVISORS ASSET MANAGEMENT, INC. Information

18925 BASE CAMP ROAD, MONUMENT, Colorado, 80132, (719) 488-8251

Report Date: 03/31/2014

Position Statistics

Total Positions 1,826
New Positions 70
Increased Positions 879
Decreased Positions 724
Positions with Activity 1,603
Sold Out Positions 61
Total Mkt Value (in $ millions) 6,930

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.16%
Capital Goods 2.27%
Conglomerates 0.02%
Consumer Cyclical 1.17%
Consumer/Non-Cyclical 5.69%
Energy 8.76%
Financial 33.08%
Healthcare 7.24%
Services 16.86%
Technology 9.67%
Transportation 1.83%
Utilities 5.95%

1,826 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ACCO BRANDS CORP COM -10 Sold Out 0
ACTUANT CORP CL A NEW -25 Sold Out 0
AKORN INC COM -54 Sold Out 0
ALPINE GLOBAL DYNAMIC DIVD FD COM NEW -331 Sold Out 0
ALPINE TOTAL DYNAMIC DIVID FD COM SH BEN INT N -6,958 Sold Out 0
ALUMINA LTD SPONSORED ADR -797 Sold Out 0
AVENUE INCOME CR STRATEGIES FD COM -804 Sold Out 0
AXIS CAPITAL HOLDINGS LTD SHS -29 Sold Out 0
BARCLAYS BANK PLC ADR PFD SR 5 -1,864 Sold Out 0
BLACKROCK MUNI INCOME TR II COM -328 Sold Out 0
BLACKROCK MUNIHOLDNGS QLTY INC COM -1,222 Sold Out 0
BLACKROCK MUNIYIELD QLTY FD 3 COM -1,277 Sold Out 0
BLACKROCK MUNIYIELD QUALITY FD COM -1,278 Sold Out 0
BROOKFIELD HIGH INCOME FD INC COM -15 Sold Out 0
CALAVO GROWERS INC COM -30 Sold Out 0
CARETRUST REIT INC COM -13 Sold Out 0
CENOVUS ENERGY INC COM -87 Sold Out 0
CEVA INC COM -22 Sold Out 0
CHINA UNICOM (HONG KONG) LTD SPONSORED ADR -90 Sold Out 0
COEUR MNG INC COM NEW -29 Sold Out 0