ADVISORS ASSET MANAGEMENT, INC. Information

18925 BASE CAMP ROAD, MONUMENT, Colorado, 80132, (719) 488-8251

Report Date: 12/31/2014

Position Statistics

Total Positions 1,819
New Positions 62
Increased Positions 799
Decreased Positions 907
Positions with Activity 1,706
Sold Out Positions 41
Total Mkt Value (in $ millions) 7,601

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.28%
Capital Goods 2.7%
Conglomerates 0.19%
Consumer Cyclical 1.66%
Consumer/Non-Cyclical 6.61%
Energy 7.33%
Financial 30.54%
Healthcare 8.12%
Services 18%
Technology 9.21%
Transportation 1.49%
Utilities 6.67%

1,819 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ADTRAN INC COM -34 Sold Out 0
ASHFORD INC COM -84 Sold Out 0
BARRETT BILL CORP COM -14 Sold Out 0
BERRY PLASTICS GROUP INC COM -86 Sold Out 0
BLACKROCK CR ALLCTN INC TR COM -1,159 Sold Out 0
BLACKROCK MUNIYIELD FD INC COM -740 Sold Out 0
BLACKROCK MUNIYIELD INVST FD COM -737 Sold Out 0
CHARTER COMMUNICATIONS INC DEL CL A NEW -88 Sold Out 0
CIVEO CORP COM -12 Sold Out 0
CRESTWOOD EQUITY PARTNERS LP UNIT LTD PARTNER -254 Sold Out 0
EATON VANCE TX MNG BY WRT OPP COM -3,424 Sold Out 0
EDUCATION RLTY TR INC COM NEW -37 Sold Out 0
ENSTAR GROUP LIMITED SHS -3 Sold Out 0
GOLD FIELDS LTD NEW SPONSORED ADR -132 Sold Out 0
HERTZ GLOBAL HOLDINGS INC COM -54 Sold Out 0
HOMEINNS HOTEL GROUP SPONSORED ADR -221 Sold Out 0
HORIZON BANCORP IND COM -56 Sold Out 0
INVESCO SR INCOME TR COM -1,256 Sold Out 0
LINKEDIN CORP COM CL A -740 Sold Out 0
LRR ENERGY LP COM -510 Sold Out 0