ADVISORS ASSET MANAGEMENT, INC. Information

18925 BASE CAMP ROAD, MONUMENT, Colorado, 80132, (719) 488-8251

Report Date: 12/31/2014

Position Statistics

Total Positions 1,816
New Positions 62
Increased Positions 797
Decreased Positions 906
Positions with Activity 1,703
Sold Out Positions 41
Total Mkt Value (in $ millions) 7,439

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.05%
Capital Goods 2.77%
Conglomerates 0.2%
Consumer Cyclical 1.66%
Consumer/Non-Cyclical 6.38%
Energy 7.2%
Financial 30.65%
Healthcare 8.34%
Services 18.16%
Technology 9.15%
Transportation 1.46%
Utilities 6.75%

1,816 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ADTRAN INC COM -30 Sold Out 0
ASHFORD INC COM -73 Sold Out 0
BARRETT BILL CORP COM -12 Sold Out 0
BERRY PLASTICS GROUP INC COM -90 Sold Out 0
BLACKROCK CR ALLCTN INC TR COM -1,166 Sold Out 0
BLACKROCK MUNIYIELD FD INC COM -747 Sold Out 0
BLACKROCK MUNIYIELD INVST FD COM -727 Sold Out 0
CHARTER COMMUNICATIONS INC DEL CL A NEW -94 Sold Out 0
CIVEO CORP COM -8 Sold Out 0
CRESTWOOD EQUITY PARTNERS LP UNIT LTD PARTNER -241 Sold Out 0
EATON VANCE TX MNG BY WRT OPP COM -3,482 Sold Out 0
EDUCATION RLTY TR INC COM NEW -38 Sold Out 0
ENSTAR GROUP LIMITED SHS -3 Sold Out 0
GOLD FIELDS LTD NEW SPONSORED ADR -114 Sold Out 0
HERTZ GLOBAL HOLDINGS INC COM -51 Sold Out 0
HOMEINNS HOTEL GROUP SPONSORED ADR -195 Sold Out 0
HORIZON BANCORP IND COM -58 Sold Out 0
INVESCO SR INCOME TR COM -1,272 Sold Out 0
LINKEDIN CORP COM CL A -692 Sold Out 0
LRR ENERGY LP COM -396 Sold Out 0