ADVISORS ASSET MANAGEMENT, INC. Information

18925 BASE CAMP ROAD, MONUMENT, Colorado, 80132, (719) 488-8251

Report Date: 03/31/2014

Position Statistics

Total Positions 1,827
New Positions 70
Increased Positions 880
Decreased Positions 724
Positions with Activity 1,604
Sold Out Positions 61
Total Mkt Value (in $ millions) 6,906

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.16%
Capital Goods 2.24%
Conglomerates 0.02%
Consumer Cyclical 1.19%
Consumer/Non-Cyclical 5.87%
Energy 8.74%
Financial 32.94%
Healthcare 7.24%
Services 16.82%
Technology 9.64%
Transportation 1.84%
Utilities 6%

1,827 Positions as of 03/31/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
3-D SYS CORP DEL COM NEW 2,295 326 16.58 39,905
3M CO COM 1,861 507 37.44 12,863
AARONS INC COM PAR $0.50 83 New 2,350
ABB LTD SPONSORED ADR 7,583 578 8.26 329,397
ABBOTT LABS COM 1,849 -458 (19.86) 44,802
ABBVIE INC COM 7,468 4,374 141.38 135,757
ABERCROMBIE & FITCH CO CL A 94 New 2,200
ABM INDS INC COM 464 416 869.00 17,723
ACADIA HEALTHCARE COMPANY INC COM 49 -9 (15.86) 1,093
ACCENTURE PLC IRELAND SHS CLASS A 1,013 123 13.80 12,563
ACCESS MIDSTREAM PARTNERS L P UNIT 9,837 502 5.37 155,324
ACCO BRANDS CORP COM -10 Sold Out 0
ACE LIMITED SHS 2,593 588 29.35 24,776
ACI WORLDWIDE INC COM 67 New 1,200
ACTAVIS PLC SHS 4,279 141 3.41 19,694
ACTUANT CORP CL A NEW -25 Sold Out 0
ACUITY BRANDS INC COM 452 16 3.65 3,918
ACXIOM CORP COM 48 New 2,300
ADECOAGRO S A COM 238 13 5.55 24,516
ADOBE SYS INC COM 186 -99 (34.8) 2,600