ADVISORS ASSET MANAGEMENT, INC. Information

18925 BASE CAMP ROAD, MONUMENT, Colorado, 80132, (719) 488-8251

Report Date: 03/31/2014

Position Statistics

Total Positions 1,827
New Positions 71
Increased Positions 880
Decreased Positions 724
Positions with Activity 1,604
Sold Out Positions 62
Total Mkt Value (in $ millions) 6,866

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.16%
Capital Goods 2.24%
Conglomerates 0.02%
Consumer Cyclical 1.19%
Consumer/Non-Cyclical 5.66%
Energy 8.6%
Financial 33.06%
Healthcare 7.24%
Services 17.16%
Technology 9.66%
Transportation 1.8%
Utilities 5.9%

1,827 Positions as of 03/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
BANCO SANTANDER SA ADR 7,951 1,047 15.16 772,677
BARCLAYS PLC ADR 1,120 -291 (20.62) 72,224
BT GROUP PLC ADR 35 -33 (48.42) 538
CRH PLC ADR 1,038 -950 (47.77) 42,515
DR REDDYS LABS LTD ADR 489 -65 (11.77) 10,485
ICICI BK LTD ADR 1,987 -248 (11.11) 39,153
MELCO CROWN ENTMT LTD ADR 1,058 149 16.39 31,072
NOVO-NORDISK A S ADR 2,517 519 25.94 54,243
PRUDENTIAL PLC ADR -86 Sold Out 0
RANDGOLD RES LTD ADR 62 -83 (57.06) 712
SOUFUN HLDGS LTD ADR 3,573 -99 (2.69) 303,325
TEVA PHARMACEUTICAL INDS LTD ADR 10,716 2,274 26.94 195,260
VALE S A ADR 3,236 138 4.47 225,027
WPP PLC NEW ADR -1,129 Sold Out 0
ERICSSON ADR B SEK 10 4,861 1,307 36.79 383,675
SONY CORP ADR NEW 280 134 91.72 15,955
BARCLAYS BANK PLC ADR PFD SR 5 -1,863 Sold Out 0
HDFC BANK LTD ADR REPS 3 SHS 521 -40 (7.05) 10,831
VALE S A ADR REPSTG PFD 33 -6 (15.01) 2,565
CHANGYOU COM LTD ADS REP CL A 72 -109 (60.12) 2,993