ADVISORS ASSET MANAGEMENT, INC. Information

18925 BASE CAMP ROAD, MONUMENT, Colorado, 80132, (719) 488-8251

Report Date: 03/31/2013

Position Statistics:

Total Positions 1,796
New Positions 64
Increased Positions 725
Decreased Positions 891
Positions with Activity 1,616
Sold Out Positions 40
Total Mkt Value
(in $ millions)
5,055

Sector Weighting

Basic Materials 5.72%
Capital Goods 2.02%
Conglomerates 0.03%
Consumer Cyclical 1.14%
Consumer/Non-Cyclical 6.13%
Energy 7.09%
Financial 38.76%
Healthcare 6.92%
Services 17.78%
Technology 6.63%
Transportation 1.06%
Utilities 5.81%

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

1,796 Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
7 DAYS GROUP HLDGS LTD ADR 168 -98 (36.74) 12,353
BANCO SANTANDER SA ADR 3,200 455 16.59 446,945
BARCLAYS PLC ADR 1,241 938 310.01 61,936
BT GROUP PLC ADR 59 11 23.95 1,237
CRH PLC ADR 3,650 454 14.21 166,675
DR REDDYS LABS LTD ADR 422 -43 (9.28) 11,130
E HOUSE CHINA HLDGS LTD ADR -40 Sold Out 0
GIANT INTERACTIVE GROUP INC ADR 1,466 730 99.14 181,462
ICICI BK LTD ADR 1,171 271 30.19 24,189
KUBOTA CORP ADR 1,228 -89 (6.78) 14,155
MELCO CROWN ENTMT LTD ADR 295 114 63.57 12,268
NOVO-NORDISK A S ADR 1,031 71 7.36 5,995
PRUDENTIAL PLC ADR 114 30 36.36 3,124
RANDGOLD RES LTD ADR 285 -19 (6.23) 3,990
SOUFUN HLDGS LTD ADR 631 471 294.29 24,186
SPREADTRUM COMMUNICATIONS INC ADR 449 93 26.09 23,087
TEVA PHARMACEUTICAL INDS LTD ADR 1,101 383 53.45 27,364
VALE S A ADR 1,549 587 61.04 99,229
WPP PLC NEW ADR 3,469 -17 (0.48) 39,429
ERICSSON ADR B SEK 10 1,435 654 83.71 119,780

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