ADVISORS ASSET MANAGEMENT, INC. Information

18925 BASE CAMP ROAD, MONUMENT, Colorado, 80132, (719) 488-8251

Report Date: 03/31/2014

Position Statistics

Total Positions 1,826
New Positions 70
Increased Positions 879
Decreased Positions 724
Positions with Activity 1,603
Sold Out Positions 61
Total Mkt Value (in $ millions) 6,930

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.16%
Capital Goods 2.27%
Conglomerates 0.02%
Consumer Cyclical 1.17%
Consumer/Non-Cyclical 5.69%
Energy 8.76%
Financial 33.08%
Healthcare 7.24%
Services 16.86%
Technology 9.67%
Transportation 1.83%
Utilities 5.95%

1,826 Positions as of 03/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
BANCO SANTANDER SA ADR 7,727 1,017 15.16 772,677
BARCLAYS PLC ADR 1,043 -271 (20.62) 72,224
BT GROUP PLC ADR 36 -34 (48.42) 538
CRH PLC ADR 1,066 -975 (47.77) 42,515
DR REDDYS LABS LTD ADR 475 -63 (11.77) 10,485
ICICI BK LTD ADR 1,989 -248 (11.11) 39,153
MELCO CROWN ENTMT LTD ADR 1,015 143 16.39 31,072
NOVO-NORDISK A S ADR 2,502 515 25.94 54,243
PRUDENTIAL PLC ADR -86 Sold Out 0
RANDGOLD RES LTD ADR 61 -82 (57.06) 712
SOUFUN HLDGS LTD ADR 3,640 -101 (2.69) 303,325
TEVA PHARMACEUTICAL INDS LTD ADR 10,749 2,281 26.94 195,260
VALE S A ADR 3,227 138 4.47 225,027
WPP PLC NEW ADR -1,170 Sold Out 0
ERICSSON ADR B SEK 10 4,850 1,304 36.79 383,675
SONY CORP ADR NEW 269 129 91.72 15,955
BARCLAYS BANK PLC ADR PFD SR 5 -1,864 Sold Out 0
HDFC BANK LTD ADR REPS 3 SHS 531 -40 (7.05) 10,831
VALE S A ADR REPSTG PFD 33 -6 (15.01) 2,565
CHANGYOU COM LTD ADS REP CL A 74 -111 (60.12) 2,993