ADVISORS ASSET MANAGEMENT, INC. Information

18925 BASE CAMP ROAD, MONUMENT, Colorado, 80132, (719) 488-8251

Report Date: 09/30/2014

Position Statistics

Total Positions 1,846
New Positions 83
Increased Positions 859
Decreased Positions 898
Positions with Activity 1,757
Sold Out Positions 83
Total Mkt Value (in $ millions) 7,198

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.12%
Capital Goods 2.18%
Conglomerates 0.06%
Consumer Cyclical 1.52%
Consumer/Non-Cyclical 6.86%
Energy 6.27%
Financial 31.22%
Healthcare 8.18%
Services 18.32%
Technology 9.46%
Transportation 1.57%
Utilities 7.39%

1,846 Positions as of 09/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
BANCO SANTANDER SA ADR 5,323 -152 (2.77) 775,928
BARCLAYS PLC ADR 326 -240 (42.38) 22,795
BT GROUP PLC ADR 32 New 501
CRH PLC ADR 1,152 1,122 3,780.12 46,833
DR REDDYS LABS LTD ADR 1,033 424 69.61 19,128
GRUPO SIMEC S A B DE C V ADR 70 70 New 8,287
ICICI BK LTD ADR 2,427 264 12.21 191,375
MELCO CROWN ENTMT LTD ADR 932 68 7.86 37,991
NOVO-NORDISK A S ADR 3,102 252 8.83 67,549
RANDGOLD RES LTD ADR -56 Sold Out 0
SOUFUN HLDGS LTD ADR 1,969 -27 (1.37) 307,169
TEVA PHARMACEUTICAL INDS LTD ADR 9,841 -1,716 (14.85) 170,964
VALE S A ADR 1,709 61 3.67 247,314
ERICSSON ADR B SEK 10 6,819 1,349 24.66 551,718
SONY CORP ADR NEW 495 15 3.13 21,012
HDFC BANK LTD ADR REPS 3 SHS 811 84 11.58 13,516
VALE S A ADR REPSTG PFD -13 Sold Out 0
GW PHARMACEUTICALS PLC ADS 275 275 New 3,678
QIHOO 360 TECHNOLOGY CO LTD ADS 76 76 New 1,290
CHANGYOU COM LTD ADS REP CL A 77 -1 (1.6) 2,765