ADVISORS ASSET MANAGEMENT, INC. Information

18925 BASE CAMP ROAD, MONUMENT, Colorado, 80132, (719) 488-8251

Report Date: 12/31/2014

Position Statistics

Total Positions 1,819
New Positions 62
Increased Positions 799
Decreased Positions 907
Positions with Activity 1,706
Sold Out Positions 41
Total Mkt Value (in $ millions) 7,609

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.27%
Capital Goods 2.72%
Conglomerates 0.19%
Consumer Cyclical 1.67%
Consumer/Non-Cyclical 6.59%
Energy 7.2%
Financial 30.51%
Healthcare 8.13%
Services 18.06%
Technology 9.36%
Transportation 1.49%
Utilities 6.56%

1,819 Positions as of 12/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
BANCO SANTANDER SA ADR 4,895 -769 (13.59) 670,518
BARCLAYS PLC ADR 136 -230 (62.76) 8,488
BT GROUP PLC ADR 41 6 17.37 588
CRH PLC ADR 1,620 300 22.70 57,463
DR REDDYS LABS LTD ADR 1,699 661 63.73 31,319
GRUPO SIMEC S A B DE C V ADR 164 93 131.82 19,211
ICICI BK LTD ADR 1,861 -392 (17.4) 158,078
MELCO CROWN ENTMT LTD ADR 820 -98 (10.7) 33,926
NOVO-NORDISK A S ADR 3,558 348 10.85 74,880
SOUFUN HLDGS LTD ADR 1,123 -859 (43.34) 174,038
TEVA PHARMACEUTICAL INDS LTD ADR 7,204 -2,568 (26.28) 126,032
VALE S A ADR 1,686 -97 (5.45) 233,826
ERICSSON ADR B SEK 10 6,559 -564 (7.91) 508,061
SONY CORP ADR NEW 726 136 22.96 25,836
HDFC BANK LTD ADR REPS 3 SHS 837 -11 (1.27) 13,344
GW PHARMACEUTICALS PLC ADS 850 555 187.87 10,588
QIHOO 360 TECHNOLOGY CO LTD ADS 84 25 41.78 1,829
CHANGYOU COM LTD ADS REP CL A 67 -10 (13.06) 2,404
YY INC ADS REPCOM CLA 118 35 41.75 2,217
CTRIP COM INTL LTD AMERICAN DEP SHS 824 78 10.47 18,248