ADVISORS ASSET MANAGEMENT, INC. Information

18925 BASE CAMP ROAD, MONUMENT, Colorado, 80132, (719) 488-8251

Report Date: 12/31/2014

Position Statistics

Total Positions 1,819
New Positions 62
Increased Positions 799
Decreased Positions 907
Positions with Activity 1,706
Sold Out Positions 41
Total Mkt Value (in $ millions) 7,594

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.24%
Capital Goods 2.71%
Conglomerates 0.19%
Consumer Cyclical 1.67%
Consumer/Non-Cyclical 6.62%
Energy 7.27%
Financial 30.54%
Healthcare 8.13%
Services 18.05%
Technology 9.29%
Transportation 1.48%
Utilities 6.6%

1,819 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
INTEL CORP COM 56,921 -16,066 (22.01) 1,669,472
LORILLARD INC COM 39,764 -14,018 (26.07) 577,468
L BRANDS INC COM 21,908 -11,876 (35.15) 240,008
PEPCO HOLDINGS INC COM 24,937 -11,372 (31.32) 919,840
TEKLA HEALTHCARE INVS SH BEN INT -11,278 Sold Out 0
DOW CHEM CO COM 16,660 -10,160 (37.88) 338,266
PITNEY BOWES INC COM 10,290 -9,816 (48.82) 454,896
TEKLA LIFE SCIENCES INVS SH BEN INT -8,917 Sold Out 0
MICROCHIP TECHNOLOGY INC COM 8,750 -8,742 (49.98) 170,134
REGAL ENTMT GROUP CL A 35,523 -8,578 (19.45) 1,507,751
OLIN CORP COM PAR $1 2,385 -8,224 (77.52) 84,864
NEXPOINT CR STRATEGIES FD COM 68,315 -8,224 (10.75) 5,899,408
GENERAC HLDGS INC COM 15,733 -8,044 (33.83) 314,589
WERNER ENTERPRISES INC COM 2,751 -7,825 (73.99) 87,502
EXELON CORP COM 12,299 -7,467 (37.78) 372,475
ENTERGY CORP NEW COM 25,633 -6,974 (21.39) 330,832
MERCK & CO INC NEW COM 66,902 -6,776 (9.2) 1,146,768
KAYNE ANDERSON MDSTM ENERGY FD COM 38,177 -6,649 (14.83) 1,124,173
BUCKLE INC COM 2,042 -6,622 (76.43) 40,000
NEWMONT MINING CORP COM 17,494 -6,574 (27.32) 682,808