ADVISORS ASSET MANAGEMENT, INC. Information

18925 BASE CAMP ROAD, MONUMENT, Colorado, 80132, (719) 488-8251

Report Date: 06/30/2014

Position Statistics

Total Positions 1,826
New Positions 61
Increased Positions 887
Decreased Positions 826
Positions with Activity 1,713
Sold Out Positions 52
Total Mkt Value (in $ millions) 7,225

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.28%
Capital Goods 2.08%
Conglomerates 0.03%
Consumer Cyclical 1.27%
Consumer/Non-Cyclical 5.92%
Energy 8.7%
Financial 32.1%
Healthcare 7.49%
Services 17.23%
Technology 9.33%
Transportation 1.76%
Utilities 6.25%

1,826 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ADVENT SOFTWARE INC COM 39 -3 (7.69) 1,200
WESTAMERICA BANCORPORATION COM 39 New 800
FIRST MAJESTIC SILVER CORP COM 39 -2 (6.01) 3,865
GRANITE CONSTR INC COM 38 New 1,075
XYLEM INC COM 37 -35 (48.59) 1,000
CULP INC COM 37 -32 (46.63) 2,057
LANDS END INC NEW COM 37 2 4.32 1,063
ON ASSIGNMENT INC COM 37 -38 (50.95) 1,214
GOLD RESOURCE CORP COM 37 -5 (11.26) 5,934
YAMANA GOLD INC COM 36 -2 (5.99) 4,361
E TRADE FINANCIAL CORP COM NEW 36 New 1,620
CREDIT ACCEP CORP MICH COM 36 -6 (13.81) 287
UNIVERSAL CORP VA COM 36 -266 (88.16) 700
BBCN BANCORP INC COM 36 -6 (13.77) 2,436
NEWFIELD EXPL CO COM 35 New 800
REED ELSEVIER N V SPONS ADR NEW 35 -1 (1.42) 765
QEP RES INC COM 35 New 1,000
THE ADT CORPORATION COM 35 -16 (31.95) 950
SUN LIFE FINL INC COM 35 -317 (90.12) 924
DENBURY RES INC COM NEW 34 -25 (42.58) 2,000