ADVISORS ASSET MANAGEMENT, INC. Information

18925 BASE CAMP ROAD, MONUMENT, Colorado, 80132, (719) 488-8251

Report Date: 09/30/2014

Position Statistics

Total Positions 1,850
New Positions 83
Increased Positions 861
Decreased Positions 901
Positions with Activity 1,762
Sold Out Positions 84
Total Mkt Value (in $ millions) 7,113

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.32%
Capital Goods 2.16%
Conglomerates 0.05%
Consumer Cyclical 1.54%
Consumer/Non-Cyclical 6.6%
Energy 6.68%
Financial 31.54%
Healthcare 8.08%
Services 18.03%
Technology 9.45%
Transportation 1.63%
Utilities 7.12%

1,850 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BT GROUP PLC ADR 32 New 501
DYNEGY INC NEW DEL COM 31 31 New 1,022
LEGG MASON INC COM 31 New 600
THE ADT CORPORATION COM 30 New 950
ZIONS BANCORPORATION COM 30 3 10 1,100
TOTAL SYS SVCS INC COM 30 New 900
UNIVERSAL CORP VA COM 29 New 700
VERITIV CORP COM 28 -7 (20.97) 573
APARTMENT INVT & MGMT CO CL A 28 New 765
CORENERGY INFRASTRUCTURE TR IN COM 27 27 New 4,222
TENET HEALTHCARE CORP COM NEW 27 New 550
ASSURANT INC COM 26 New 400
TRIANGLE PETE CORP COM NEW 26 26 New 5,517
HUDSON CITY BANCORP COM 25 -1 (3.7) 2,600
AVERY DENNISON CORP COM 25 New 500
INTERNATIONAL SPEEDWAY CORP CL A 25 -3 (11.11) 800
CIVEO CORP COM 24 -20 (45.73) 3,100
CABLEVISION SYS CORP CL A NY CABLVS 24 New 1,200
CARBO CERAMICS INC COM 24 New 600
ALLEGION PUB LTD CO ORD SHS 23 -5 (18.76) 433