ADVISORS ASSET MANAGEMENT, INC. Information

18925 BASE CAMP ROAD, MONUMENT, Colorado, 80132, (719) 488-8251

Report Date: 12/31/2013

Position Statistics

Total Positions 1,779
New Positions 45
Increased Positions 889
Decreased Positions 756
Positions with Activity 1,645
Sold Out Positions 26
Total Mkt Value (in $ millions) 6,265

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.03%
Capital Goods 2.44%
Conglomerates 0.05%
Consumer Cyclical 1.04%
Consumer/Non-Cyclical 5.68%
Energy 8.51%
Financial 34.05%
Healthcare 6.95%
Services 17.09%
Technology 9.32%
Transportation 1.79%
Utilities 5.86%

1,779 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALLEGION PUB LTD CO ORD SHS 27 -6 (19.61) 533
WESTERN ASSET MGD HI INCM FD COM 26 (1.82) 4,580
NEWFIELD EXPL CO COM 26 New 800
TOTAL SYS SVCS INC COM 26 New 900
IRON MTN INC COM 26 New 988
CEVA INC COM 26 -8 (23.68) 1,512
ASSURANT INC COM 26 New 400
COMPUTER PROGRAMS & SYS INC COM 25 25 New 410
APARTMENT INVT & MGMT CO CL A 25 New 865
ACTUANT CORP CL A NEW 25 -2 (8.35) 746
DWS HIGH INCOME TR SHS NEW 25 (1.82) 2,698
CREDIT SUISSE HIGH YLD BND FD SH BEN INT 25 (1.84) 7,755
ALLEGHENY TECHNOLOGIES INC COM 25 New 613
WESTERN ASSET HIGH INCM OPP FD COM 25 (1.82) 4,156
AVERY DENNISON CORP COM 25 -5 (16.67) 500
FIRST FINL BANCORP OH COM 25 -10 (29.23) 1,443
SEARS HLDGS CORP COM 24 24 New 725
KT CORP SPONSORED ADR 24 -10 (29.21) 1,573
AVX CORP NEW COM 24 24 New 1,844
NASDAQ OMX GROUP INC COM 24 New 700