ADVISORS ASSET MANAGEMENT, INC. Information

18925 BASE CAMP ROAD, MONUMENT, Colorado, 80132, (719) 488-8251

Report Date: 12/31/2013

Position Statistics

Total Positions 1,779
New Positions 45
Increased Positions 889
Decreased Positions 756
Positions with Activity 1,645
Sold Out Positions 26
Total Mkt Value (in $ millions) 6,327

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.03%
Capital Goods 2.46%
Conglomerates 0.05%
Consumer Cyclical 1.04%
Consumer/Non-Cyclical 5.68%
Energy 8.59%
Financial 33.99%
Healthcare 6.98%
Services 17.07%
Technology 9.33%
Transportation 1.8%
Utilities 5.8%

1,779 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MILLER HERMAN INC COM 55 New 1,800
LIBERTY INTERACTIVE CORP LBT VENT COM A 55 -3 (4.89) 894
CONSOL ENERGY INC COM 54 -98 (64.31) 1,300
VALIDUS HOLDINGS LTD COM SHS 54 -22 (29.23) 1,443
POST HLDGS INC COM 54 New 1,000
MONSTER BEVERAGE CORP COM 54 New 800
LANCASTER COLONY CORP COM 54 New 565
ACADIA HEALTHCARE COMPANY INC COM 54 -56 (50.81) 1,299
HONDA MOTOR LTD AMERN SHS 54 -22 (29.21) 1,573
SS&C TECHNOLOGIES HLDGS INC COM 53 -55 (50.82) 1,386
JANUS CAP GROUP INC COM 53 -14 (20.69) 4,600
MOLSON COORS BREWING CO CL B 52 New 900
FIRST CASH FINL SVCS INC COM 52 -4 (6.56) 1,069
TIFFANY & CO NEW COM 52 -9 (14.29) 600
SEMTECH CORP COM 52 New 2,100
MONARCH CASINO & RESORT INC COM 51 -53 (50.82) 2,983
C H ROBINSON WORLDWIDE INC COM NEW 51 New 900
SBA COMMUNICATIONS CORP COM 51 -102 (66.65) 560
COMERICA INC COM 51 New 1,050
REPUBLIC SVCS INC COM 51 -7 (11.94) 1,475