ADVISORS ASSET MANAGEMENT, INC. Information

18925 BASE CAMP ROAD, MONUMENT, Colorado, 80132, (719) 488-8251

Report Date: 09/30/2014

Position Statistics

Total Positions 1,849
New Positions 83
Increased Positions 860
Decreased Positions 901
Positions with Activity 1,761
Sold Out Positions 84
Total Mkt Value (in $ millions) 6,960

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.29%
Capital Goods 2.17%
Conglomerates 0.05%
Consumer Cyclical 1.55%
Consumer/Non-Cyclical 6.66%
Energy 6.51%
Financial 31.57%
Healthcare 8.1%
Services 18.05%
Technology 9.48%
Transportation 1.64%
Utilities 7.11%

1,849 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALLSCRIPTS HEALTHCARE SOLUTNS COM 59 1 2.08 4,900
CLEAN ENERGY FUELS CORP COM 59 22 59.62 13,370
RED HAT INC COM 58 -37 (38.91) 1,000
NVIDIA CORP COM 58 -2 (3.23) 3,000
FAIRCHILD SEMICONDUCTOR INTL COM 58 -5 (7.9) 3,500
C H ROBINSON WORLDWIDE INC COM NEW 58 New 800
EXACTECH INC COM 57 -4 (6.45) 2,595
MARCUS CORP COM 57 57 New 3,427
HELIX ENERGY SOLUTIONS GRP INC COM 56 -4 (6.67) 2,800
EQUIFAX INC COM 56 New 700
COMPANIA CERVECERIAS UNIDAS SA SPONSORED ADR 56 -19 (25.01) 3,035
JUNIPER NETWORKS INC COM 56 -2 (3.7) 2,600
PENNEY J C INC COM 55 -3 (5.44) 8,700
SOUTHWESTERN ENERGY CO COM 55 -63 (53.29) 1,900
NACCO INDS INC CL A 55 -7 (11.19) 992
MACQUARIE FT TR GB INF UT DIV COM 54 -48 (46.65) 3,507
COCA COLA ENTERPRISES INC NEW COM 54 New 1,300
RYLAND GROUP INC COM 54 -11 (17.4) 1,519
LIFE TIME FITNESS INC COM 54 -11 (16.67) 1,000
ASCENA RETAIL GROUP INC COM 54 7 15.39 4,500