ADVISORS ASSET MANAGEMENT, INC. Information

18925 BASE CAMP ROAD, MONUMENT, Colorado, 80132, (719) 488-8251

Report Date: 12/31/2015

Position Statistics

Total Positions 1,904
New Positions 49
Increased Positions 761
Decreased Positions 1,021
Positions with Activity 1,782
Sold Out Positions 28
Total Mkt Value (in $ millions) 6,518

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.45%
Capital Goods 3.51%
Conglomerates 0.47%
Consumer Cyclical 2.46%
Consumer/Non-Cyclical 6.73%
Energy 6.59%
Financial 28.32%
Healthcare 8.81%
Services 16.88%
Technology 9.38%
Transportation 1.5%
Utilities 6.39%

1,904 Positions as of 12/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
HANOVER INS GROUP INC COM 444 -132 (22.86) 5,182
NEW YORK REIT INC COM 444 -28 (5.85) 45,179
AMERICAN WOODMARK CORP COM 444 55 14.06 6,092
AKAMAI TECHNOLOGIES INC COM 442 -1,000 (69.34) 8,670
DICKS SPORTING GOODS INC COM 442 222 101.25 9,537
ABAXIS INC COM 441 -37 (7.77) 9,724
MINERALS TECHNOLOGIES INC COM 441 -192 (30.3) 7,357
TRANSCANADA CORP COM 439 326 289.50 10,575
TRINITY INDS INC COM 438 -36 (7.69) 22,458
FIRST TR STRATEGIC HIGH INC FD COM SHS NEW 437 -1,345 (75.48) 37,013
WELLS FARGO MULTI SECTOR INCOM WF MLT SECTR INC 436 1 .27 34,722
APTARGROUP INC COM 436 307 237.77 5,742
MONSTER BEVERAGE CORP NEW COM 434 -154 (26.18) 3,009
LA JOLLA PHARMACEUTICAL CO COM PAR $.0001 2 433 180 70.93 23,402
ABERDEEN GLOBAL INCOME FD INC COM 430 1 .27 49,334
MONDELEZ INTL INC CL A 429 57 15.34 9,994
BANK NEW YORK MELLON CORP COM 429 44 11.44 10,667
B/E AEROSPACE INC COM 429 -77 (15.24) 8,821
KBR INC COM 428 134 45.50 27,500
SUNTRUST BKS INC COM 426 128 42.72 10,217