ADVISORS ASSET MANAGEMENT, INC. Information

18925 BASE CAMP ROAD, MONUMENT, Colorado, 80132, (719) 488-8251

Report Date: 12/31/2013

Position Statistics

Total Positions 1,779
New Positions 45
Increased Positions 889
Decreased Positions 756
Positions with Activity 1,645
Sold Out Positions 26
Total Mkt Value (in $ millions) 6,327

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.03%
Capital Goods 2.46%
Conglomerates 0.05%
Consumer Cyclical 1.04%
Consumer/Non-Cyclical 5.68%
Energy 8.59%
Financial 33.99%
Healthcare 6.98%
Services 17.07%
Technology 9.33%
Transportation 1.8%
Utilities 5.8%

1,779 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MYERS INDS INC COM 216 -9 (4.1) 8,865
SOUTHWESTERN ENERGY CO COM 216 -135 (38.58) 4,406
YUM BRANDS INC COM 213 -12 (5.45) 2,791
CONVERGYS CORP COM 212 64 43.14 9,708
WORLD FUEL SVCS CORP COM 212 -29 (11.99) 4,817
CHANGYOU COM LTD ADS REP CL A 211 -18 (7.94) 7,504
LINCOLN NATL CORP IND COM 210 55 35.40 4,368
UNIVERSAL HLTH SVCS INC CL B 209 7 3.70 2,800
ZIMMER HLDGS INC COM 208 -13 (5.88) 2,289
ADECOAGRO S A COM 208 -10 (4.55) 23,227
LEAR CORP COM NEW 207 -2 (1.07) 2,488
HIGHWOODS PPTYS INC COM 206 82 65.48 5,325
CARLISLE COS INC COM 206 -43 (17.3) 2,630
INFOSYS LTD SPONSORED ADR 206 -16 (7.34) 3,887
HCA HOLDINGS INC COM 205 13 6.59 4,189
EAST WEST BANCORP INC COM 205 1 .50 5,690
ALLEGHANY CORP DEL COM 205 New 500
ALASKA AIR GROUP INC COM 204 New 2,200
DIRECTV COM 204 -38 (15.63) 2,700
MARRIOTT INTL INC NEW CL A 202 -12 (5.81) 3,597