ADVISORS ASSET MANAGEMENT, INC. Information

18925 BASE CAMP ROAD, MONUMENT, Colorado, 80132, (719) 488-8251

Report Date: 06/30/2015

Position Statistics

Total Positions 1,869
New Positions 74
Increased Positions 825
Decreased Positions 921
Positions with Activity 1,746
Sold Out Positions 37
Total Mkt Value (in $ millions) 6,826

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.41%
Capital Goods 3.44%
Conglomerates 0.3%
Consumer Cyclical 1.95%
Consumer/Non-Cyclical 6.4%
Energy 7.51%
Financial 29.56%
Healthcare 9.39%
Services 17.12%
Technology 8.24%
Transportation 1.28%
Utilities 6.55%

1,869 Positions as of 06/30/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NUVEEN ENERGY MLP TOTL RTRNFD COM 19,819 -78 (0.39) 1,343,653
SALIENT MIDSTREAM & MLP FD SH BEN INT 19,784 -2,781 (12.33) 1,157,621
JOHNSON & JOHNSON COM 19,497 768 4.10 207,464
MONROE CAP CORP COM 19,387 3,267 20.27 1,308,160
UNION PAC CORP COM 18,479 744 4.20 215,521
FIRST TR MLP & ENERGY INCOME COM 18,411 1,817 10.95 1,040,153
NUVEEN DIVERSIFIED DIV INCM FD COM 18,376 5,362 41.20 1,706,216
COCA COLA CO COM 18,128 -759 (4.02) 461,045
PROCTER & GAMBLE CO COM 18,121 671 3.85 256,419
ALLERGAN PLC SHS 17,782 15,599 714.46 58,543
CONSOLIDATED COMM HLDGS INC COM 17,670 6,752 61.84 905,675
DIAMOND OFFSHORE DRILLING INC COM 17,654 -4,448 (20.12) 744,564
WILLIAMS PARTNERS L P NEW COM UNIT LTD PAR 17,569 17,569 New 440,871
EATON VANCE ENH EQTY INC FD II COM 17,530 -2,574 (12.8) 1,328,035
MADISON CVRED CALL & EQ STR FD COM 17,338 1,906 12.35 2,324,146
COMMUNICATIONS SALES&LEAS INC COM 17,337 -2,479 (12.51) 862,516
NEUBERGER BERMAN MLP INCOME FD COM 17,264 -978 (5.36) 1,153,268
DOW CHEM CO COM 17,180 5,615 48.55 392,586
MEDTRONIC PLC SHS 17,139 16,428 2,312.32 237,083
PROSPECT CAPITAL CORPORATION COM 16,715 -667 (3.84) 2,199,405