ADVISORS ASSET MANAGEMENT, INC. Information

18925 BASE CAMP ROAD, MONUMENT, Colorado, 80132, (719) 488-8251

Report Date: 09/30/2014

Position Statistics

Total Positions 1,856
New Positions 85
Increased Positions 863
Decreased Positions 905
Positions with Activity 1,768
Sold Out Positions 85
Total Mkt Value (in $ millions) 7,463

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.52%
Capital Goods 2.13%
Conglomerates 0.06%
Consumer Cyclical 1.49%
Consumer/Non-Cyclical 6.32%
Energy 7.42%
Financial 32.01%
Healthcare 7.83%
Services 17.82%
Technology 9.12%
Transportation 1.67%
Utilities 6.79%

1,856 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
STAPLES INC COM 23,409 5,377 29.82 1,681,672
MAXIM INTEGRATED PRODS INC COM 23,321 4,968 27.07 785,756
CLOUGH GLOBAL EQUITY FD COM 22,900 -1,905 (7.68) 1,583,665
CHEVRON CORP NEW COM 22,855 230 1.02 198,549
APOLLO INVT CORP COM 22,742 4,919 27.60 2,739,978
OMEGA HEALTHCARE INVS INC COM 22,416 758 3.50 590,671
BROOKFIELD GLOBL LISTED INFRAS COM SHS 21,977 6,029 37.81 923,777
PITNEY BOWES INC COM 21,839 -12,503 (36.41) 888,843
BLACKROCK DEBT STRAT FD INC COM 21,793 -3,429 (13.6) 5,734,912
SOUTHERN CO COM 21,506 10,418 93.95 459,325
TRANSDIGM GROUP INC COM 21,457 10,500 95.84 110,705
BLACKROCK ENH CAP & INC FD INC COM 21,408 2,403 12.65 1,420,538
EXELON CORP COM 21,364 -8,673 (28.87) 598,602
EATON VANCE ENH EQTY INC FD II COM 21,316 6,761 46.45 1,506,449
FIFTH STREET FINANCE CORP COM 21,052 5,522 35.56 2,381,430
BLACKROCK CORPOR HI YLD FD INC COM 21,032 4,768 29.32 1,806,873
GENERAC HLDGS INC COM 20,886 -380 (1.79) 475,427
PROSPECT CAPITAL CORPORATION COM 20,523 5,813 39.51 2,171,784
JOHN HANCOCK HDG EQ & INC FD COM 20,140 1,379 7.35 1,151,517
PROCTER & GAMBLE CO COM 20,120 4,665 30.18 226,374


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