ADVISORS ASSET MANAGEMENT, INC.
18925 BASE CAMP ROAD, MONUMENT, Colorado, 80132, (719) 488-8251
Report Date: 03/31/2013
Position Statistics:
| Total Positions | 1,797 |
| New Positions | 64 |
| Increased Positions | 725 |
| Decreased Positions | 892 |
| Positions with Activity | 1,617 |
| Sold Out Positions | 40 |
| Total Mkt Value (in $ millions) |
4,996 |
Sector Weighting
| Basic Materials | 5.71% |
| Capital Goods | 2.03% |
| Conglomerates | 0.03% |
| Consumer Cyclical | 1.13% |
| Consumer/Non-Cyclical | 6.13% |
| Energy | 7.17% |
| Financial | 38.86% |
| Healthcare | 7.08% |
| Services | 17.56% |
| Technology | 6.62% |
| Transportation | 1.07% |
| Utilities | 5.72% |
Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.
1,797 Positions as of 03/31/2013
| Company | Class | Value of Shares ($1,000s) |
Change in Value ($1,000s) | Change (%) | Shares Held |
|---|---|---|---|---|---|
| ALPINE GLOBAL PREMIER PPTYS FD | COM SBI | 15,710 | 9,152 | 139.54 | 1,852,651 |
| PROCTER & GAMBLE CO | COM | 15,632 | -4,140 | (20.94) | 190,912 |
| NUVEEN ENERGY MLP TOTL RTRNFD | COM | 15,608 | 3,191 | 25.69 | 724,283 |
| ADVENT CLAY CONV SEC INC FD II | COM | 15,516 | 9,449 | 155.73 | 2,105,295 |
| OMEGA HEALTHCARE INVS INC | COM | 15,424 | 6,775 | 78.34 | 453,112 |
| HERCULES TECH GROWTH CAP INC | COM | 15,325 | -1,076 | (6.56) | 1,149,641 |
| OLIN CORP | COM PAR $1 | 15,292 | -7,740 | (33.6) | 613,907 |
| INVESCO DYNAMIC CR OPP FD | COM | 15,160 | 2,407 | 18.87 | 1,106,545 |
| FIFTH STREET FINANCE CORP | COM | 15,013 | 4,638 | 44.70 | 1,400,446 |
| FIDUCIARY CLAYMORE MLP OPP FD | COM | 14,926 | 1,380 | 10.19 | 559,862 |
| INVESCO SR INCOME TR | COM | 14,680 | 382 | 2.67 | 2,566,518 |
| TEEKAY OFFSHORE PARTNERS L P | PARTNERSHIP UN | 14,603 | 7,358 | 101.55 | 439,856 |
| CLOUGH GLOBAL OPPORTUNITIES FD | SH BEN INT | 13,654 | 6,333 | 86.49 | 1,030,520 |
| BLACKROCK KELSO CAPITAL CORP | COM | 13,605 | 4,391 | 47.65 | 1,344,339 |
| BLACKROCK SR HIGH INCOME FD | COM | 13,522 | -795 | (5.55) | 2,984,931 |
| TARGA RESOURCES PARTNERS LP | COM UNIT | 13,480 | 2,593 | 23.82 | 274,440 |
| PENNANTPARK INVT CORP | COM | 13,472 | 3,561 | 35.93 | 1,176,601 |
| WELLS FARGO ADVANTAGE MULTI | COM SHS | 13,331 | -1,000 | (6.98) | 811,386 |
| HEALTH CARE REIT INC | COM | 13,284 | 5,866 | 79.09 | 179,410 |
| PDL BIOPHARMA INC | COM | 13,245 | 4,099 | 44.82 | 1,582,468 |
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