ADVISORS ASSET MANAGEMENT, INC. Information

18925 BASE CAMP ROAD, MONUMENT, Colorado, 80132, (719) 488-8251

Report Date: 06/30/2014

Position Statistics

Total Positions 1,827
New Positions 61
Increased Positions 888
Decreased Positions 825
Positions with Activity 1,713
Sold Out Positions 53
Total Mkt Value (in $ millions) 6,691

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.9%
Capital Goods 2.12%
Conglomerates 0.03%
Consumer Cyclical 1.29%
Consumer/Non-Cyclical 6.35%
Energy 7.88%
Financial 32.02%
Healthcare 7.63%
Services 17.62%
Technology 9.06%
Transportation 1.8%
Utilities 6.67%

1,827 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TARGA RESOURCES PARTNERS LP COM UNIT 20,613 -949 (4.4) 324,512
MCDONALDS CORP COM 20,606 1,094 5.61 226,338
INVESCO DYNAMIC CR OPP FD COM 20,266 1,127 5.89 1,705,870
GENERAC HLDGS INC COM 20,148 3,344 19.90 484,087
CLEARBRIDGE ENERGY MLP OPP FD COM 20,134 508 2.59 876,534
GREIF INC CL A 20,094 8,524 73.68 462,029
JOHNSON & JOHNSON COM 19,987 -3,447 (14.71) 202,498
MICROCHIP TECHNOLOGY INC COM 19,885 -572 (2.8) 517,980
EXTERRAN PARTNERS LP COM UNITS 19,098 732 3.99 707,840
ZWEIG FD COM NEW 18,504 5,964 47.56 1,317,037
LEIDOS HLDGS INC COM 18,327 9,001 96.52 527,238
QUAD / GRAPHICS INC COM CL A 18,184 8,930 96.50 918,863
JOHN HANCOCK HDG EQ & INC FD COM 17,763 5,589 45.91 1,072,666
DUFF & PHELPS GLB UTL INC FD COM 17,712 4,484 33.89 856,063
BLACKROCK ENH CAP & INC FD INC COM 17,491 6,355 57.07 1,261,068
EATON VANCE TX ADV GLB DIV OP COM 17,448 -1,565 (8.23) 757,641
ASTRAZENECA PLC SPONSORED ADR 17,416 -2,155 (11.01) 256,841
NUVEEN CR STRATEGIES INCM FD COM SHS 17,247 -1,019 (5.58) 1,991,531
WELLS FARGO ADV GLB DIV OPP FD COM 17,237 9,959 136.85 2,289,111
APOLLO INVT CORP COM 17,071 -1,350 (7.33) 2,147,325