ADVISORS ASSET MANAGEMENT, INC. Information

18925 BASE CAMP ROAD, MONUMENT, Colorado, 80132, (719) 488-8251

Report Date: 03/31/2014

Position Statistics

Total Positions 1,827
New Positions 70
Increased Positions 880
Decreased Positions 724
Positions with Activity 1,604
Sold Out Positions 61
Total Mkt Value (in $ millions) 6,906

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.16%
Capital Goods 2.24%
Conglomerates 0.02%
Consumer Cyclical 1.19%
Consumer/Non-Cyclical 5.87%
Energy 8.74%
Financial 32.94%
Healthcare 7.24%
Services 16.82%
Technology 9.64%
Transportation 1.84%
Utilities 6%

1,827 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 871 143 19.62 12,445
CUBIST PHARMACEUTICALS INC COM 870 167 23.82 12,730
ZILLOW INC CL A 868 156 22.00 6,506
NEW JERSEY RES COM 864 93 12.07 15,260
EASTMAN CHEM CO COM 863 -429 (33.19) 9,894
FIRSTMERIT CORP COM 859 19 2.26 44,297
TRIMBLE NAVIGATION LTD COM 859 68 8.62 25,707
MFS CALIF MUN FD COM 855 -84 (8.94) 78,368
UDR INC COM 851 -100 (10.51) 30,007
SILICONWARE PRECISION INDS LTD SPONSD ADR SPL 851 33 3.99 101,903
HOLOGIC INC COM 850 7 .77 33,329
ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 849 1 .09 56,960
RELIANCE STEEL & ALUMINUM CO COM 844 16 1.88 11,330
CHECK POINT SOFTWARE TECH LTD ORD 841 841 New 12,864
GABELLI CONV&INCOM SECS FD INC COM 839 -32 (3.72) 134,055
COMPASS MINERALS INTL INC COM 839 -130 (13.45) 8,732
WESTERN ASSET GLOBAL CP DEFINE COM 834 339 68.61 44,783
NORTHWEST PIPE CO COM 834 204 32.35 21,125
TEEKAY LNG PARTNERS L P PRTNRSP UNITS 830 -899 (52.01) 18,022
THL CR SR LN FD COM 827 827 New 45,154