ADVISORS ASSET MANAGEMENT, INC. Information

18925 BASE CAMP ROAD, MONUMENT, Colorado, 80132, (719) 488-8251

Report Date: 06/30/2014

Position Statistics

Total Positions 1,824
New Positions 61
Increased Positions 886
Decreased Positions 825
Positions with Activity 1,711
Sold Out Positions 53
Total Mkt Value (in $ millions) 7,039

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.15%
Capital Goods 2.12%
Conglomerates 0.03%
Consumer Cyclical 1.29%
Consumer/Non-Cyclical 6.16%
Energy 8.41%
Financial 31.88%
Healthcare 7.64%
Services 17.16%
Technology 9.43%
Transportation 1.81%
Utilities 6.33%

1,824 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
DIAMOND OFFSHORE DRILLING INC COM 26,746 3,695 16.03 717,236
SALIENT MIDSTREAM & MLP FD SH BEN INT 26,721 5,759 27.47 932,022
NUVEEN ENERGY MLP TOTL RTRNFD COM 26,273 2,852 12.18 1,213,521
ALPINE GLOBAL PREMIER PPTYS FD COM SBI 25,703 2,205 9.38 3,698,319
BLACKROCK DEBT STRAT FD INC COM 25,553 -1,983 (7.2) 6,637,222
CLOUGH GLOBAL EQUITY FD COM 25,011 282 1.14 1,715,431
MICROCHIP TECHNOLOGY INC COM 24,863 -715 (2.8) 517,980
NUVEEN CORE EQUITY ALPHA FUND COM 24,448 1,195 5.14 1,405,047
DU PONT E I DE NEMOURS & CO COM 24,280 -4,387 (15.3) 339,630
CHEVRON CORP NEW COM 24,272 2,717 12.61 196,547
EATON VANCE ENHANCED EQ INC FD COM 24,142 5,937 32.61 1,725,696
ARES CAP CORP COM 24,089 -3,389 (12.34) 1,480,599
KAYNE ANDERSON ENRGY TTL RT FD COM 23,899 -4,055 (14.51) 771,684
COHEN & STEERS REIT & PFD INCM COM 23,812 7,364 44.77 1,353,740
HAWAIIAN ELEC INDUSTRIES COM 23,703 11,078 87.75 892,443
TARGA RESOURCES PARTNERS LP COM UNIT 23,008 -1,060 (4.4) 324,512
LMP CAP & INCOME FD INC COM 22,970 4,970 27.61 1,338,587
QUALITY SYS INC COM 22,955 -2,985 (11.51) 1,562,610
TICC CAPITAL CORP COM 22,416 1,123 5.27 2,466,038
NEW MTN FIN CORP COM 21,848 3,285 17.70 1,496,444