ADVISORS ASSET MANAGEMENT, INC. Information

18925 BASE CAMP ROAD, MONUMENT, Colorado, 80132, (719) 488-8251

Report Date: 09/30/2014

Position Statistics

Total Positions 1,847
New Positions 83
Increased Positions 860
Decreased Positions 898
Positions with Activity 1,758
Sold Out Positions 83
Total Mkt Value (in $ millions) 7,249

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.17%
Capital Goods 2.18%
Conglomerates 0.06%
Consumer Cyclical 1.5%
Consumer/Non-Cyclical 6.8%
Energy 6.33%
Financial 31.21%
Healthcare 8.18%
Services 18.23%
Technology 9.56%
Transportation 1.59%
Utilities 7.36%

1,847 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MAXIM INTEGRATED PRODS INC COM 26,527 5,651 27.07 785,756
DIAMOND OFFSHORE DRILLING INC COM 26,299 3,268 14.19 819,017
OMEGA HEALTHCARE INVS INC COM 26,285 889 3.50 590,671
FREEPORT-MCMORAN INC CL B 26,277 1,467 5.91 1,365,745
KAYNE ANDERSON ENRGY TTL RT FD COM 25,987 6,309 32.06 1,019,111
ALPINE GLOBAL PREMIER PPTYS FD COM SBI 25,911 874 3.49 3,827,348
NEW MTN FIN CORP COM 25,748 3,870 17.69 1,761,116
GENERAL ELECTRIC CO COM 25,513 -825 (3.13) 1,042,184
GREIF INC CL A 25,329 7,037 38.47 639,780
BLACKROCK INTL GRWTH & INC TR COM BENE INTER 24,716 -398 (1.59) 3,602,849
NUVEEN ENERGY MLP TOTL RTRNFD COM 24,563 1,555 6.76 1,295,519
DOW CHEM CO COM 24,271 -9,606 (28.36) 544,569
DUFF & PHELPS GLB UTL INC FD COM 24,254 6,499 36.60 1,169,417
SOUTHERN CO COM 23,991 11,621 93.95 459,325
NUVEEN CORE EQUITY ALPHA FUND COM 23,323 -1,364 (5.52) 1,327,435
TRANSDIGM GROUP INC COM 23,071 11,290 95.84 110,705
MCDONALDS CORP COM 23,023 2,752 13.58 257,070
PENNANTPARK INVT CORP COM 23,008 2,614 12.82 2,708,446
WILLIAMS COS INC DEL COM 22,904 183 .81 528,346
ABBVIE INC COM 22,726 8,001 54.34 364,025