ADVISORS ASSET MANAGEMENT, INC. Information

18925 BASE CAMP ROAD, MONUMENT, Colorado, 80132, (719) 488-8251

Report Date: 12/31/2013

Position Statistics

Total Positions 1,779
New Positions 45
Increased Positions 889
Decreased Positions 756
Positions with Activity 1,645
Sold Out Positions 26
Total Mkt Value (in $ millions) 6,265

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.03%
Capital Goods 2.44%
Conglomerates 0.05%
Consumer Cyclical 1.04%
Consumer/Non-Cyclical 5.68%
Energy 8.51%
Financial 34.05%
Healthcare 6.95%
Services 17.09%
Technology 9.32%
Transportation 1.79%
Utilities 5.86%

1,779 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
HARLEY-DAVIDSON INC COM 934 -75 (7.39) 14,283
NUVEEN CAL AMT-FREE MUN INC FD COM 933 462 98.15 70,709
MFS CALIF MUN FD COM 927 101 12.27 86,066
COVANCE INC COM 925 400 76.24 9,526
ONE GAS INC COM 919 319 53.06 25,839
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 918 918 New 12,715
FEDERAL REALTY INVT TR SH BEN INT NEW 918 -250 (21.41) 8,009
ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 917 -65 (6.65) 56,907
REGENCY CTRS CORP COM 916 766 511.14 17,723
MELCO CROWN ENTMT LTD ADR 911 238 35.33 26,696
DR PEPPER SNAPPLE GROUP INC COM 907 764 534.18 17,554
HANCOCK HLDG CO COM 906 815 897.54 25,936
ENDO INTL PLC SHS 903 386 74.67 16,045
NGL ENERGY PARTNERS LP COM UNIT REPST 901 104 13.01 22,848
LUXOTTICA GROUP S P A SPONSORED ADR 898 -460 (33.88) 16,032
CTC MEDIA INC COM 897 395 78.82 96,843
TERNIUM SA SPON ADR 896 -116 (11.48) 29,490
TRIMBLE NAVIGATION LTD COM 894 66 7.92 23,666
AETNA INC NEW COM 891 375 72.58 12,438
BARCLAYS BANK PLC SP ADR 7.1%PF3 882 -26 (2.82) 34,450