ADVISORS ASSET MANAGEMENT, INC. Information

18925 BASE CAMP ROAD, MONUMENT, Colorado, 80132, (719) 488-8251

Report Date: 03/31/2014

Position Statistics

Total Positions 1,827
New Positions 71
Increased Positions 880
Decreased Positions 724
Positions with Activity 1,604
Sold Out Positions 61
Total Mkt Value (in $ millions) 6,928

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.15%
Capital Goods 2.27%
Conglomerates 0.02%
Consumer Cyclical 1.18%
Consumer/Non-Cyclical 5.7%
Energy 8.72%
Financial 33.11%
Healthcare 7.22%
Services 16.83%
Technology 9.68%
Transportation 1.83%
Utilities 5.98%

1,827 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CYPRESS SEMICONDUCTOR CORP COM 33,720 8,223 32.25 3,196,189
KRONOS WORLDWIDE INC COM 33,712 7,118 26.77 2,170,780
MICROSOFT CORP COM 32,335 3,970 14.00 728,264
W & T OFFSHORE INC COM 32,235 2,955 10.09 2,207,884
FIRSTENERGY CORP COM 31,387 3,441 12.31 975,057
ARMOUR RESIDENTIAL REIT INC COM 31,376 5,010 19.00 7,382,623
NUVEEN TX ADV TOTAL RET STRGY COM 31,153 5,466 21.28 2,052,207
WILLIAMS COS INC DEL COM 31,019 5,790 22.95 529,608
ALLIANZGI EQUITY & CONV INCOME COM 30,421 -3,398 (10.05) 1,489,036
BLACKROCK INTL GRWTH & INC TR COM BENE INTER 30,093 2,594 9.44 3,701,492
DIAMOND OFFSHORE DRILLING INC COM 29,591 3,624 13.96 618,143
KAYNE ANDERSON ENRGY TTL RT FD COM 29,516 -4,253 (12.59) 902,630
MACQUARIE GLBL INFRA TOTL RETN COM 29,425 2,164 7.94 1,119,255
GENERAL ELECTRIC CO COM 28,944 1,092 3.92 1,115,822
ARES CAP CORP COM 28,923 407 1.43 1,688,927
BLACKROCK DEBT STRAT FD INC COM 28,753 -4,541 (13.64) 7,152,368
NEWMONT MINING CORP COM 28,599 7,879 38.02 1,154,132
TEEKAY OFFSHORE PARTNERS L P PARTNERSHIP UN 28,422 -1,695 (5.63) 822,407
QUALITY SYS INC COM 27,618 1,702 6.57 1,765,829
PHILIP MORRIS INTL INC COM 27,290 7,995 41.44 319,028