ADVISORS ASSET MANAGEMENT, INC. Information

18925 BASE CAMP ROAD, MONUMENT, Colorado, 80132, (719) 488-8251

Report Date: 09/30/2015

Position Statistics

Total Positions 1,923
New Positions 99
Increased Positions 748
Decreased Positions 1,106
Positions with Activity 1,854
Sold Out Positions 48
Total Mkt Value (in $ millions) 6,010

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.9%
Capital Goods 3.54%
Conglomerates 0.37%
Consumer Cyclical 2.39%
Consumer/Non-Cyclical 7.24%
Energy 6.31%
Financial 28.57%
Healthcare 9.23%
Services 17.28%
Technology 9.24%
Transportation 1.3%
Utilities 6.54%

1,923 Positions as of 09/30/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
GREIF INC CL A 23,228 -757 (3.16) 893,403
MACQUARIE GLBL INFRA TOTL RETN COM 22,080 -3,267 (12.89) 1,182,647
BLACKROCK ENH CAP & INC FD INC COM 22,043 -1,674 (7.06) 1,730,233
ALPHABET INC CAP STK CL A 21,937 6,214 39.52 30,049
CALAMOS STRATEGIC TOTL RETN FD COM SH BEN INT 21,758 -2,788 (11.36) 2,480,961
HANCOCK JOHN TAX-ADV DIV INCM COM 21,597 284 1.33 1,026,967
KLA-TENCOR CORP COM 21,353 7,369 52.70 319,280
BLACKROCK GLOBAL OPP EQTY TR COM 21,222 1,080 5.36 1,853,477
GUESS INC COM 21,179 1,961 10.20 1,157,977
UNIVERSAL CORP VA COM 20,852 5,669 37.34 395,231
COHEN & STEERS INFRASTRUCTURE COM 20,765 -6,021 (22.48) 1,096,360
DREW INDS INC COM NEW 20,353 -1,807 (8.15) 360,231
CONSOLIDATED COMM HLDGS INC COM 20,087 1,828 10.01 996,371
PROCTER & GAMBLE CO COM 20,026 -667 (3.22) 248,154
CYPRESS SEMICONDUCTOR CORP COM 19,750 -2,761 (12.27) 2,626,307
COHEN & STEERS REIT & PFD INCM COM 19,306 -4,334 (18.33) 1,095,693
INTEL CORP COM 18,928 -3,297 (14.83) 635,819
DOW CHEM CO COM 18,894 290 1.56 398,696
CENTERPOINT ENERGY INC COM 18,797 6,403 51.67 991,936
MEDTRONIC PLC SHS 18,771 705 3.90 246,334