ADVISORS ASSET MANAGEMENT, INC. Information

18925 BASE CAMP ROAD, MONUMENT, Colorado, 80132, (719) 488-8251

Report Date: 06/30/2014

Position Statistics

Total Positions 1,824
New Positions 61
Increased Positions 886
Decreased Positions 825
Positions with Activity 1,711
Sold Out Positions 53
Total Mkt Value (in $ millions) 7,039

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.15%
Capital Goods 2.12%
Conglomerates 0.03%
Consumer Cyclical 1.29%
Consumer/Non-Cyclical 6.16%
Energy 8.41%
Financial 31.88%
Healthcare 7.64%
Services 17.16%
Technology 9.43%
Transportation 1.81%
Utilities 6.33%

1,824 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
EATON VANCE TAX MNGD GBL DV EQ COM 33,323 -2,769 (7.67) 3,266,925
ENTERGY CORP NEW COM 32,767 -2,068 (5.94) 425,598
MICROSOFT CORP COM 32,713 -1,559 (4.55) 695,139
ALLIANZGI EQUITY & CONV INCOME COM 32,123 2,179 7.28 1,597,376
PHILIP MORRIS INTL INC COM 32,109 4,657 16.96 373,142
NUVEEN TX ADV TOTAL RET STRGY COM 31,991 2,870 9.86 2,254,490
WYNN RESORTS LTD COM 31,555 -10,495 (24.96) 174,067
MACQUARIE GLBL INFRA TOTL RETN COM 30,518 2,336 8.29 1,212,011
W & T OFFSHORE INC COM 29,701 2,831 10.54 2,440,491
WILLIAMS COS INC DEL COM 29,162 -306 (1.04) 524,117
EXELON CORP COM 28,859 -7,756 (21.18) 841,603
AMERICAN CAP MTG INVT CORP COM 28,639 8,611 42.99 1,442,068
APPLE INC COM 28,299 1,887 7.15 280,021
BLACKROCK INTL GRWTH & INC TR COM BENE INTER 28,152 -312 (1.1) 3,660,898
GENERAL ELECTRIC CO COM 28,059 -1,042 (3.58) 1,075,870
NEWMONT MINING CORP COM 27,378 71 .26 1,157,143
TEEKAY OFFSHORE PARTNERS L P PARTNERSHIP UN 27,337 -666 (2.38) 802,848
CALAMOS STRATEGIC TOTL RETN FD COM SH BEN INT 27,219 7,803 40.19 2,279,678
LOCKHEED MARTIN CORP COM 27,159 -14,623 (35) 151,737
PENNANTPARK INVT CORP COM 26,936 3,292 13.92 2,400,749