ADVISORS ASSET MANAGEMENT, INC. Information

18925 BASE CAMP ROAD, MONUMENT, Colorado, 80132, (719) 488-8251

Report Date: 12/31/2014

Position Statistics

Total Positions 1,816
New Positions 62
Increased Positions 797
Decreased Positions 906
Positions with Activity 1,703
Sold Out Positions 41
Total Mkt Value (in $ millions) 7,484

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.07%
Capital Goods 2.77%
Conglomerates 0.2%
Consumer Cyclical 1.65%
Consumer/Non-Cyclical 6.41%
Energy 7.21%
Financial 30.57%
Healthcare 8.39%
Services 18.16%
Technology 9.16%
Transportation 1.46%
Utilities 6.72%

1,816 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TRANSDIGM GROUP INC COM 34,737 10,401 42.74 158,018
BLACKROCK GLOBAL OPP EQTY TR COM 33,710 -4,411 (11.57) 2,425,194
ADVENT CLAY CONV SEC INC FD II COM 33,152 -3,544 (9.66) 4,918,635
EATON VANCE TX MGD DIV EQ INCM COM 33,108 -5,841 (15) 2,906,727
MICROSOFT CORP COM 32,594 1,650 5.33 795,749
SALIENT MIDSTREAM & MLP FD SH BEN INT 32,175 -1,521 (4.52) 1,471,848
ARMOUR RESIDENTIAL REIT INC COM 32,134 1,823 6.01 10,104,897
GREIF INC CL A 31,829 6,641 26.37 808,463
KAYNE ANDERSON ENRGY TTL RT FD COM 31,779 6,668 26.55 1,289,720
MACQUARIE GLBL INFRA TOTL RETN COM 30,620 -379 (1.22) 1,218,954
NEW MTN FIN CORP COM 29,783 3,930 15.20 2,028,838
ZWEIG FD COM NEW 29,773 1,288 4.52 1,924,544
AMERICAN CAP MTG INVT CORP COM 29,543 1,320 4.68 1,653,243
SOUTHERN CO COM 29,203 8,841 43.42 658,766
DREW INDS INC COM NEW 29,070 10,066 52.97 469,247
ARES CAP CORP COM 28,722 -1,464 (4.85) 1,677,705
DUFF & PHELPS GLB UTL INC FD COM 28,678 5,454 23.48 1,444,033
SCHWEITZER-MAUDUIT INTL INC COM 28,562 9,607 50.68 619,427
FREEPORT-MCMORAN INC CL B 28,274 1,806 6.82 1,458,916
WELLS FARGO ADV GLB DIV OPP FD COM 28,214 1,599 6.01 3,756,862