ADVISORS ASSET MANAGEMENT, INC. Information

18925 BASE CAMP ROAD, MONUMENT, Colorado, 80132, (719) 488-8251

Report Date: 12/31/2013

Position Statistics

Total Positions 1,779
New Positions 45
Increased Positions 889
Decreased Positions 756
Positions with Activity 1,645
Sold Out Positions 26
Total Mkt Value (in $ millions) 6,366

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.04%
Capital Goods 2.43%
Conglomerates 0.05%
Consumer Cyclical 1.05%
Consumer/Non-Cyclical 5.65%
Energy 8.58%
Financial 33.95%
Healthcare 7.08%
Services 17.13%
Technology 9.29%
Transportation 1.8%
Utilities 5.76%

1,779 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ERICSSON ADR B SEK 10 3,646 1,516 71.19 280,481
COPA HOLDINGS SA CL A 3,636 10 .29 26,376
HOME DEPOT INC COM 3,592 148 4.31 45,081
WABTEC CORP COM 3,590 455 14.53 48,011
GILEAD SCIENCES INC COM 3,537 227 6.87 48,552
MAIN STREET CAPITAL CORP COM 3,533 -841 (19.24) 110,135
SHIP FINANCE INTERNATIONAL LTD SHS 3,527 701 24.83 197,349
ALLIANCE DATA SYSTEMS CORP COM 3,522 367 11.64 14,569
FOREST LABS INC COM 3,520 490 16.18 38,204
PIONEER DIV HIGH INCOME TRUST COM 3,515 -781 (18.19) 171,531
LEIDOS HLDGS INC COM 3,496 3,496 New 92,979
BLACKROCK MUNIYIELD INVST FD COM 3,487 -797 (18.61) 242,491
COMMONWEALTH REIT CV PFD-E 7.25% 3,475 -90 (2.52) 137,145
HEWLETT PACKARD CO COM 3,466 -570 (14.13) 109,105
EATON VANCE MUN BD FD COM 3,465 -791 (18.59) 284,458
INVESCO QUALITY MUNI INC TRST COM 3,452 -495 (12.54) 290,098
FIRST TR/ABERDEEN EMERG OPT FD COM 3,414 -577 (14.46) 185,434
ELLSWORTH FUND LTD COM 3,403 311 10.07 400,823
TEXTAINER GROUP HOLDINGS LTD SHS 3,402 390 12.94 85,620
PARKER HANNIFIN CORP COM 3,392 2,235 193.11 27,151