ADVISORS ASSET MANAGEMENT, INC. Information

18925 BASE CAMP ROAD, MONUMENT, Colorado, 80132, (719) 488-8251

Report Date: 12/31/2013

Position Statistics

Total Positions 1,779
New Positions 45
Increased Positions 889
Decreased Positions 756
Positions with Activity 1,645
Sold Out Positions 26
Total Mkt Value (in $ millions) 6,327

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.03%
Capital Goods 2.46%
Conglomerates 0.05%
Consumer Cyclical 1.04%
Consumer/Non-Cyclical 5.68%
Energy 8.59%
Financial 33.99%
Healthcare 6.98%
Services 17.07%
Technology 9.33%
Transportation 1.8%
Utilities 5.8%

1,779 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ERICSSON ADR B SEK 10 3,621 1,506 71.19 280,481
ALLIANCE DATA SYSTEMS CORP COM 3,570 372 11.64 14,569
NATIONAL CINEMEDIA INC COM 3,557 3,557 New 235,068
WABTEC CORP COM 3,548 450 14.53 48,011
HEWLETT PACKARD CO COM 3,484 -573 (14.13) 109,105
MAIN STREET CAPITAL CORP COM 3,476 -828 (19.24) 110,135
HOME DEPOT INC COM 3,475 144 4.31 45,081
BLACKROCK MUNIYIELD INVST FD COM 3,475 -795 (18.61) 242,491
LEIDOS HLDGS INC COM 3,474 3,474 New 92,979
PIONEER DIV HIGH INCOME TRUST COM 3,474 -772 (18.19) 171,531
SHIP FINANCE INTERNATIONAL LTD SHS 3,454 687 24.83 197,349
INVESCO QUALITY MUNI INC TRST COM 3,443 -494 (12.54) 290,098
COMMONWEALTH REIT CV PFD-E 7.25% 3,441 -89 (2.52) 137,145
EATON VANCE MUN BD FD COM 3,433 -784 (18.59) 284,458
FIRST TR/ABERDEEN EMERG OPT FD COM 3,429 -580 (14.46) 185,434
FOREST LABS INC COM 3,422 477 16.18 38,204
PARKER HANNIFIN CORP COM 3,403 2,242 193.11 27,151
GILEAD SCIENCES INC COM 3,399 218 6.87 48,552
TEXTAINER GROUP HOLDINGS LTD SHS 3,385 388 12.94 85,620
ELLSWORTH FUND LTD COM 3,375 309 10.07 400,823