ADVISORS ASSET MANAGEMENT, INC. Information

18925 BASE CAMP ROAD, MONUMENT, Colorado, 80132, (719) 488-8251

Report Date: 03/31/2015

Position Statistics

Total Positions 1,852
New Positions 82
Increased Positions 901
Decreased Positions 853
Positions with Activity 1,754
Sold Out Positions 54
Total Mkt Value (in $ millions) 7,091

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.45%
Capital Goods 3.32%
Conglomerates 0.25%
Consumer Cyclical 1.84%
Consumer/Non-Cyclical 6.82%
Energy 7.11%
Financial 29.03%
Healthcare 9.05%
Services 17.39%
Technology 8.57%
Transportation 1.38%
Utilities 6.81%

1,852 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
GOLDMAN SACHS MLP INC OPP FD COM SHS 4,623 -197 (4.08) 327,208
BLACKROCK ENERGY & RES TR COM 4,581 -1,141 (19.94) 303,373
BHP BILLITON PLC SPONSORED ADR 4,576 1,049 29.76 129,414
ROYCE VALUE TR INC COM 4,571 -94 (2.01) 345,489
CM FIN INC COM 4,565 3,902 588.18 380,437
LENNOX INTL INC COM 4,561 2,591 131.49 38,555
INVESCO MUN OPPORTUNITY TR COM 4,558 980 27.40 363,175
NUVEEN MUN MKT OPPORTUNITY FD COM 4,553 -453 (9.04) 346,201
UNITED THERAPEUTICS CORP DEL COM 4,552 -745 (14.07) 27,882
INNOPHOS HOLDINGS INC COM 4,543 4,080 881.73 87,266
TRACTOR SUPPLY CO COM 4,502 -393 (8.02) 49,291
INVESCO CALIF VALUE MUN INC TR COM 4,500 575 14.65 359,186
NUVEEN S&P 500 DYN OVERWRITE COM 4,497 464 11.50 322,340
CUMMINS INC COM 4,483 178 4.13 34,855
WASTE MGMT INC DEL COM 4,478 141 3.25 88,144
PUTMAN HIGH INCOME SEC FUND SHS BEN INT 4,468 -357 (7.4) 585,630
INVESCO MUN TR COM 4,453 966 27.72 364,086
ANTHEM INC COM 4,452 1,900 74.43 29,138
AVISTA CORP COM 4,445 -670 (13.1) 135,240
BANCO SANTANDER SA ADR 4,442 -118 (2.59) 653,179