ADVISORS ASSET MANAGEMENT, INC. Information

18925 BASE CAMP ROAD, MONUMENT, Colorado, 80132, (719) 488-8251

Report Date: 06/30/2014

Position Statistics

Total Positions 1,826
New Positions 61
Increased Positions 887
Decreased Positions 826
Positions with Activity 1,713
Sold Out Positions 53
Total Mkt Value (in $ millions) 7,249

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.24%
Capital Goods 2.06%
Conglomerates 0.03%
Consumer Cyclical 1.26%
Consumer/Non-Cyclical 5.94%
Energy 8.72%
Financial 32.08%
Healthcare 7.5%
Services 17.18%
Technology 9.37%
Transportation 1.75%
Utilities 6.3%

1,826 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CONOCOPHILLIPS COM 45,643 -6,598 (12.63) 561,972
INTERSIL CORP CL A 44,885 -7,364 (14.09) 2,983,416
CYS INVTS INC COM 44,716 3,966 9.73 4,741,896
REGAL ENTMT GROUP CL A 44,276 1,026 2.37 2,103,393
TAL INTL GROUP INC COM 44,061 2,922 7.10 996,854
EATON VANCE TX MGD DIV EQ INCM COM 43,020 5,221 13.81 3,615,113
HOLLYFRONTIER CORP COM 42,307 4,307 11.33 845,633
BLACKROCK GLOBAL OPP EQTY TR COM 42,112 5,134 13.88 2,849,222
DONNELLEY R R & SONS CO COM 41,995 -1,123 (2.6) 2,376,655
TECO ENERGY INC COM 41,219 3,550 9.42 2,277,290
DOW CHEM CO COM 40,703 -10,227 (20.08) 760,102
ADVENT CLAY CONV SEC INC FD II COM 40,298 2,565 6.80 5,490,231
SIX FLAGS ENTMT CORP NEW COM 39,998 2,681 7.18 1,096,436
CYPRESS SEMICONDUCTOR CORP COM 39,376 4,058 11.49 3,563,445
KRONOS WORLDWIDE INC COM 38,752 4,432 12.91 2,451,112
FIRSTENERGY CORP COM 38,209 4,823 14.45 1,115,916
PITNEY BOWES INC COM 37,823 -14,456 (27.65) 1,397,733
ARMOUR RESIDENTIAL REIT INC COM 36,775 5,547 17.76 8,693,916
W & T OFFSHORE INC COM 36,412 3,470 10.54 2,440,491
INVESCO MORTGAGE CAPITAL INC COM 36,098 13,366 58.80 2,048,701