ADVISORS ASSET MANAGEMENT, INC. Information

18925 BASE CAMP ROAD, MONUMENT, Colorado, 80132, (719) 488-8251

Report Date: 12/31/2013

Position Statistics

Total Positions 1,778
New Positions 45
Increased Positions 888
Decreased Positions 756
Positions with Activity 1,644
Sold Out Positions 26
Total Mkt Value (in $ millions) 6,212

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.04%
Capital Goods 2.42%
Conglomerates 0.05%
Consumer Cyclical 1.03%
Consumer/Non-Cyclical 5.67%
Energy 8.42%
Financial 34.22%
Healthcare 6.94%
Services 17.13%
Technology 9.32%
Transportation 1.78%
Utilities 5.77%

1,778 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
EXELON CORP COM 39,136 7,404 23.33 1,113,073
TAL INTL GROUP INC COM 39,100 -386 (0.98) 918,929
EATON VANCE TAX MNGD GBL DV EQ COM 38,771 -2,462 (5.97) 3,888,755
REGAL ENTMT GROUP CL A 38,294 -1,498 (3.77) 2,066,594
PEPCO HOLDINGS INC COM 37,080 2,018 5.76 1,786,970
AMERICAN CAPITAL AGENCY CORP COM 37,033 2,903 8.51 1,653,990
LORILLARD INC COM 36,554 1,808 5.20 699,738
W & T OFFSHORE INC COM 36,239 3,137 9.48 2,005,481
INTERSIL CORP CL A 35,374 1,219 3.57 2,913,876
CENTURYLINK INC COM 34,888 3,515 11.20 1,046,120
DU PONT E I DE NEMOURS & CO COM 34,219 1,421 4.33 517,763
BLACKROCK DEBT STRAT FD INC COM 33,791 -227 (0.67) 8,281,991
LEXMARK INTL NEW CL A 33,743 -1,198 (3.43) 742,901
CYS INVTS INC COM 33,494 3,979 13.48 3,819,190
ADVENT CLAY CONV SEC INC FD II COM 33,413 5,452 19.50 4,558,423
TECO ENERGY INC COM 33,109 2,277 7.39 1,922,715
HOLLYFRONTIER CORP COM 32,611 2,120 6.95 706,174
ALLIANZGI EQUITY & CONV INCOME COM 31,883 3,586 12.67 1,655,377
SIX FLAGS ENTMT CORP NEW COM 31,472 8,740 38.45 809,670
MICROCHIP TECHNOLOGY INC COM 31,183 -2,250 (6.73) 671,177