ADVISORS ASSET MANAGEMENT, INC. Information

18925 BASE CAMP ROAD, MONUMENT, Colorado, 80132, (719) 488-8251

Report Date: 09/30/2014

Position Statistics

Total Positions 1,850
New Positions 83
Increased Positions 861
Decreased Positions 901
Positions with Activity 1,762
Sold Out Positions 84
Total Mkt Value (in $ millions) 7,113

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.32%
Capital Goods 2.16%
Conglomerates 0.05%
Consumer Cyclical 1.54%
Consumer/Non-Cyclical 6.6%
Energy 6.68%
Financial 31.54%
Healthcare 8.08%
Services 18.03%
Technology 9.45%
Transportation 1.63%
Utilities 7.12%

1,850 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AMERICAN CAPITAL AGENCY CORP COM 45,298 2,240 5.20 2,066,534
KAYNE ANDERSON MDSTM ENERGY FD COM 44,311 -1,772 (3.85) 1,319,966
TAL INTL GROUP INC COM 42,411 1,979 4.89 1,045,640
INVESCO MORTGAGE CAPITAL INC COM 40,243 8,099 25.20 2,564,878
PHILIP MORRIS INTL INC COM 39,410 8,869 29.04 481,493
REGAL ENTMT GROUP CL A 38,579 -4,772 (11.01) 1,871,861
EATON VANCE TX MGD DIV EQ INCM COM 38,401 -2,196 (5.41) 3,419,524
DONNELLEY R R & SONS CO COM 38,184 276 .73 2,393,987
PDL BIOPHARMA INC COM 37,313 912 2.51 4,845,785
ENTERGY CORP NEW COM 36,748 -415 (1.12) 420,841
BLACKROCK GLOBAL OPP EQTY TR COM 36,613 -1,425 (3.75) 2,742,511
PEPCO HOLDINGS INC COM 36,229 -10,071 (21.75) 1,339,323
SALIENT MIDSTREAM & MLP FD SH BEN INT 35,607 636 1.82 1,541,447
HAWAIIAN ELEC INDUSTRIES COM 34,919 5,566 18.96 1,061,678
ARMOUR RESIDENTIAL REIT INC COM 34,886 3,066 9.64 9,531,724
MICROSOFT CORP COM 34,555 2,759 8.68 755,461
ALLIANZGI EQUITY & CONV INCOME COM 34,444 1,394 4.22 1,664,760
ADVENT CLAY CONV SEC INC FD II COM 33,701 -283 (0.83) 5,444,492
LEIDOS HLDGS INC COM 33,596 10,909 48.08 780,751
CALAMOS STRATEGIC TOTL RETN FD COM SH BEN INT 33,493 8,052 31.65 3,001,163


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