ADVISORS ASSET MANAGEMENT, INC. Information

18925 BASE CAMP ROAD, MONUMENT, Colorado, 80132, (719) 488-8251

Report Date: 06/30/2014

Position Statistics

Total Positions 1,825
New Positions 61
Increased Positions 886
Decreased Positions 825
Positions with Activity 1,711
Sold Out Positions 53
Total Mkt Value (in $ millions) 6,936

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.06%
Capital Goods 2.12%
Conglomerates 0.03%
Consumer Cyclical 1.28%
Consumer/Non-Cyclical 6.21%
Energy 8.32%
Financial 32%
Healthcare 7.66%
Services 17.15%
Technology 9.38%
Transportation 1.82%
Utilities 6.38%

1,825 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
REGAL ENTMT GROUP CL A 41,815 969 2.37 2,103,393
AMERICAN CAPITAL AGENCY CORP COM 41,743 3,014 7.78 1,964,362
EATON VANCE TX MGD DIV EQ INCM COM 41,248 5,006 13.81 3,615,113
TAL INTL GROUP INC COM 41,120 2,727 7.10 996,854
BLACKROCK GLOBAL OPP EQTY TR COM 40,203 4,901 13.88 2,849,222
DOW CHEM CO COM 39,860 -10,015 (20.08) 760,102
TECO ENERGY INC COM 39,579 3,408 9.42 2,277,290
DONNELLEY R R & SONS CO COM 39,120 -1,046 (2.6) 2,376,655
CYS INVTS INC COM 39,073 3,466 9.73 4,741,896
SIX FLAGS ENTMT CORP NEW COM 37,706 2,527 7.18 1,096,436
FIRSTENERGY CORP COM 37,461 4,729 14.45 1,115,916
ADVENT CLAY CONV SEC INC FD II COM 37,279 2,373 6.80 5,490,231
HOLLYFRONTIER CORP COM 36,937 3,760 11.33 845,633
PDL BIOPHARMA INC COM 35,313 7,858 28.62 4,727,365
CYPRESS SEMICONDUCTOR CORP COM 35,189 3,627 11.49 3,563,445
L BRANDS INC COM 35,097 -11,765 (25.11) 523,991
PITNEY BOWES INC COM 34,929 -13,351 (27.65) 1,397,733
KRONOS WORLDWIDE INC COM 33,776 3,863 12.91 2,451,112
ARMOUR RESIDENTIAL REIT INC COM 33,472 5,048 17.76 8,693,916
ENTERGY CORP NEW COM 32,911 -2,078 (5.94) 425,598