ADVISORS ASSET MANAGEMENT, INC. Information

18925 BASE CAMP ROAD, MONUMENT, Colorado, 80132, (719) 488-8251

Report Date: 03/31/2015

Position Statistics

Total Positions 1,855
New Positions 82
Increased Positions 905
Decreased Positions 851
Positions with Activity 1,756
Sold Out Positions 55
Total Mkt Value (in $ millions) 7,630

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.12%
Capital Goods 3.29%
Conglomerates 0.3%
Consumer Cyclical 1.78%
Consumer/Non-Cyclical 6.36%
Energy 7.83%
Financial 29.29%
Healthcare 8.3%
Services 17.08%
Technology 8.63%
Transportation 1.4%
Utilities 6.7%

55 Sold Out Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AG MTG INVT TR INC COM -300 Sold Out 0
AMERICAN WTR WKS CO INC NEW COM -179 Sold Out 0
AMKOR TECHNOLOGY INC COM -67 Sold Out 0
ASTORIA FINL CORP COM -33 Sold Out 0
ATLAS ENERGY GROUP LLC COM -2 Sold Out 0
BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR -1,190 Sold Out 0
BANCO BRADESCO S A SP ADR PFD NEW -53 Sold Out 0
BARCLAYS PLC ADR -144 Sold Out 0
BARRETT BUSINESS SERVICES INC COM -22 Sold Out 0
BLOOMIN BRANDS INC COM -27 Sold Out 0
CAMPUS CREST CMNTYS INC COM -72 Sold Out 0
CARBO CERAMICS INC COM -24 Sold Out 0
CATAMARAN CORP COM -355 Sold Out 0
CHANGYOU COM LTD ADS REP CL A -79 Sold Out 0
CHINA TELECOM CORP LTD SPON ADR H SHS -93 Sold Out 0
DELAWARE INVT NAT MUNI INC FD SH BEN INT -1,052 Sold Out 0
EMPRESA NACIONAL DE ELCTRCIDAD SPONSORED ADR -13 Sold Out 0
EXACTECH INC COM -50 Sold Out 0
FABRINET SHS -53 Sold Out 0
FIDELITY SOUTHERN CORP NEW COM -55 Sold Out 0