ADVISORS ASSET MANAGEMENT, INC. Information

18925 BASE CAMP ROAD, MONUMENT, Colorado, 80132, (719) 488-8251

Report Date: 03/31/2015

Position Statistics

Total Positions 1,856
New Positions 82
Increased Positions 904
Decreased Positions 853
Positions with Activity 1,757
Sold Out Positions 55
Total Mkt Value (in $ millions) 7,183

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.85%
Capital Goods 3.3%
Conglomerates 0.26%
Consumer Cyclical 1.87%
Consumer/Non-Cyclical 6.35%
Energy 7.57%
Financial 29.22%
Healthcare 8.67%
Services 17.25%
Technology 8.63%
Transportation 1.36%
Utilities 6.6%

55 Sold Out Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AG MTG INVT TR INC COM -279 Sold Out 0
AMERICAN WTR WKS CO INC NEW COM -169 Sold Out 0
AMKOR TECHNOLOGY INC COM -56 Sold Out 0
ASTORIA FINL CORP COM -34 Sold Out 0
ATLAS ENERGY GROUP LLC COM -1 Sold Out 0
BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR -1,088 Sold Out 0
BANCO BRADESCO S A SP ADR PFD NEW -49 Sold Out 0
BARCLAYS PLC ADR -137 Sold Out 0
BARRETT BUSINESS SERVICES INC COM -24 Sold Out 0
BLOOMIN BRANDS INC COM -27 Sold Out 0
CAMPUS CREST CMNTYS INC COM -68 Sold Out 0
CARBO CERAMICS INC COM -23 Sold Out 0
CATAMARAN CORP COM -361 Sold Out 0
CHANGYOU COM LTD ADS REP CL A -59 Sold Out 0
CHINA TELECOM CORP LTD SPON ADR H SHS -77 Sold Out 0
DELAWARE INVT NAT MUNI INC FD SH BEN INT -1,040 Sold Out 0
EMPRESA NACIONAL DE ELCTRCIDAD SPONSORED ADR -12 Sold Out 0
EXACTECH INC COM -49 Sold Out 0
FABRINET SHS -52 Sold Out 0
FIDELITY SOUTHERN CORP NEW COM -58 Sold Out 0