ADVISORS ASSET MANAGEMENT, INC. Information

18925 BASE CAMP ROAD, MONUMENT, Colorado, 80132, (719) 488-8251

Report Date: 12/31/2014

Position Statistics

Total Positions 1,819
New Positions 62
Increased Positions 799
Decreased Positions 907
Positions with Activity 1,706
Sold Out Positions 41
Total Mkt Value (in $ millions) 7,568

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.24%
Capital Goods 2.7%
Conglomerates 0.19%
Consumer Cyclical 1.66%
Consumer/Non-Cyclical 6.59%
Energy 7.27%
Financial 30.62%
Healthcare 8.17%
Services 17.99%
Technology 9.29%
Transportation 1.48%
Utilities 6.59%

41 Sold Out Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ADTRAN INC COM -33 Sold Out 0
ASHFORD INC COM -77 Sold Out 0
BARRETT BILL CORP COM -15 Sold Out 0
BERRY PLASTICS GROUP INC COM -87 Sold Out 0
BLACKROCK CR ALLCTN INC TR COM -1,163 Sold Out 0
BLACKROCK MUNIYIELD FD INC COM -743 Sold Out 0
BLACKROCK MUNIYIELD INVST FD COM -740 Sold Out 0
CHARTER COMMUNICATIONS INC DEL CL A NEW -90 Sold Out 0
CIVEO CORP COM -11 Sold Out 0
CRESTWOOD EQUITY PARTNERS LP UNIT LTD PARTNER -255 Sold Out 0
EATON VANCE TX MNG BY WRT OPP COM -3,463 Sold Out 0
EDUCATION RLTY TR INC COM NEW -38 Sold Out 0
ENSTAR GROUP LIMITED SHS -3 Sold Out 0
GOLD FIELDS LTD NEW SPONSORED ADR -119 Sold Out 0
HERTZ GLOBAL HOLDINGS INC COM -53 Sold Out 0
HOMEINNS HOTEL GROUP SPONSORED ADR -220 Sold Out 0
HORIZON BANCORP IND COM -57 Sold Out 0
INVESCO SR INCOME TR COM -1,280 Sold Out 0
LINKEDIN CORP COM CL A -734 Sold Out 0
LRR ENERGY LP COM -503 Sold Out 0