ADVISORS ASSET MANAGEMENT, INC. Information

18925 BASE CAMP ROAD, MONUMENT, Colorado, 80132, (719) 488-8251

Report Date: 12/31/2013

Position Statistics

Total Positions 1,779
New Positions 45
Increased Positions 889
Decreased Positions 756
Positions with Activity 1,645
Sold Out Positions 26
Total Mkt Value (in $ millions) 6,327

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.03%
Capital Goods 2.46%
Conglomerates 0.05%
Consumer Cyclical 1.04%
Consumer/Non-Cyclical 5.68%
Energy 8.59%
Financial 33.99%
Healthcare 6.98%
Services 17.07%
Technology 9.33%
Transportation 1.8%
Utilities 5.8%

26 Sold Out Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AEROPOSTALE COM -10 Sold Out 0
ALLIANZGI INTL & PREM STRATEGY COM -10,347 Sold Out 0
APPLIED INDL TECHNOLOGIES INC COM -408 Sold Out 0
ARCELORMITTAL SA LUXEMBOURG MAND CV NT 16 -265 Sold Out 0
BLACKROCK INCOME OPP TRUST INC COM -1,559 Sold Out 0
COHEN & STEERS GLOBAL INC BLDR COM -7 Sold Out 0
COMPANIA DE MINAS BUENAVENTURA SPONSORED ADR -9 Sold Out 0
EAGLE ROCK ENERGY PARTNERS LP UNIT -339 Sold Out 0
ENCANA CORP COM -117 Sold Out 0
FTD COS INC COM -68 Sold Out 0
GORMAN RUPP CO COM -41 Sold Out 0
GRAHAM HLDGS CO COM -68 Sold Out 0
HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT -1,553 Sold Out 0
HEICO CORP NEW COM -44 Sold Out 0
KINROSS GOLD CORP COM NO PAR -29 Sold Out 0
MOLYCORP INC DEL COM -14 Sold Out 0
MONSTER WORLDWIDE INC COM -24 Sold Out 0
ON SEMICONDUCTOR CORP COM -79 Sold Out 0
POLYPORE INTL INC COM -27 Sold Out 0
REGIS CORP MINN COM -23 Sold Out 0