ADVISORS ASSET MANAGEMENT, INC. Information

18925 BASE CAMP ROAD, MONUMENT, Colorado, 80132, (719) 488-8251

Report Date: 06/30/2014

Position Statistics

Total Positions 1,826
New Positions 61
Increased Positions 887
Decreased Positions 826
Positions with Activity 1,713
Sold Out Positions 53
Total Mkt Value (in $ millions) 7,219

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.26%
Capital Goods 2.07%
Conglomerates 0.03%
Consumer Cyclical 1.27%
Consumer/Non-Cyclical 5.93%
Energy 8.69%
Financial 32.11%
Healthcare 7.48%
Services 17.21%
Technology 9.34%
Transportation 1.76%
Utilities 6.28%

53 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALPHA NATURAL RESOURCES INC COM -27 Sold Out 0
ARCH COAL INC COM -128 Sold Out 0
ATRION CORP COM -89 Sold Out 0
BANCOLOMBIA S A SPON ADR PREF -214 Sold Out 0
BIO-REFERENCE LABS INC COM $.01 NEW -29 Sold Out 0
BOB EVANS FARMS INC COM -39 Sold Out 0
BONANZA CREEK ENERGY INC COM -45 Sold Out 0
BRINKS CO COM -41 Sold Out 0
CAPSTEAD MTG CORP COM NO PAR -57 Sold Out 0
CPFL ENERGIA S A SPONSORED ADR -167 Sold Out 0
DELAWARE INVTS DIV & INCOME FD COM -946 Sold Out 0
ENERSYS COM -41 Sold Out 0
EQUITY COMWLTH COM SH BEN INT Sold Out 0
EV ENERGY PARTNERS LP COM UNITS -651 Sold Out 0
FIRST CASH FINL SVCS INC COM -27 Sold Out 0
FOSTER L B CO COM -32 Sold Out 0
GABELLI GLB SML & MD CP VAL TR COM -555 Sold Out 0
GENERAL CABLE CORP DEL NEW COM -32 Sold Out 0
GRACE W R & CO DEL NEW COM -34 Sold Out 0
HANGER INC COM NEW -78 Sold Out 0