ADVISORS ASSET MANAGEMENT, INC. Information

18925 BASE CAMP ROAD, MONUMENT, Colorado, 80132, (719) 488-8251

Report Date: 03/31/2014

Position Statistics

Total Positions 1,827
New Positions 71
Increased Positions 880
Decreased Positions 724
Positions with Activity 1,604
Sold Out Positions 62
Total Mkt Value (in $ millions) 6,896

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.2%
Capital Goods 2.25%
Conglomerates 0.02%
Consumer Cyclical 1.19%
Consumer/Non-Cyclical 5.67%
Energy 8.67%
Financial 33.16%
Healthcare 7.21%
Services 16.92%
Technology 9.59%
Transportation 1.81%
Utilities 6.02%

71 New Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
COMPANHIA PARANAENSE ENERG COP SPON ADR PFD 1,332 1,332 New 76,869
CHECK POINT SOFTWARE TECH LTD ORD 878 878 New 12,864
THL CR SR LN FD COM 816 816 New 45,154
TENNECO INC COM 756 756 New 11,246
BELDEN INC COM 708 708 New 9,507
NORDIC AMERN OFFSHORE LTD SHS 680 680 New 35,154
VIACOM INC NEW CL A 669 669 New 7,768
NUVEEN DIVID ADVANTAGE MUN INC COM 550 550 New 38,209
DTF TAX-FREE INCOME INC COM 549 549 New 34,518
NUVEEN QUALITY MUN FD INC COM 524 524 New 39,849
BLACKROCK MUNI INTER DR FD INC COM 512 512 New 35,953
INNOPHOS HOLDINGS INC COM 497 497 New 8,582
NATUS MEDICAL INC DEL COM 443 443 New 15,398
EXCO RESOURCES INC COM 412 412 New 84,336
SANDRIDGE ENERGY INC COM 395 395 New 63,122
WRIGHT MED GROUP INC COM 385 385 New 12,373
NYMOX PHARMACEUTICAL CORP COM 385 385 New 77,065
LLOYDS BANKING GROUP PLC SPONSORED ADR 374 374 New 72,411
NUVEEN GLOBAL EQUITY INCOME FD COM 374 374 New 25,691
CALAMOS GLOBAL TOTAL RETURN FD COM SH BEN INT 354 354 New 24,157