ADVISORS ASSET MANAGEMENT, INC. Information

18925 BASE CAMP ROAD, MONUMENT, Colorado, 80132, (719) 488-8251

Report Date: 06/30/2015

Position Statistics

Total Positions 1,870
New Positions 74
Increased Positions 825
Decreased Positions 922
Positions with Activity 1,747
Sold Out Positions 37
Total Mkt Value (in $ millions) 6,668

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.27%
Capital Goods 3.46%
Conglomerates 0.3%
Consumer Cyclical 1.94%
Consumer/Non-Cyclical 6.47%
Energy 7.08%
Financial 29.6%
Healthcare 9.6%
Services 17.32%
Technology 8.24%
Transportation 1.27%
Utilities 6.64%

74 New Positions as of 06/30/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALPINE TOTAL DYNAMIC DIVID FD COM SH BEN INT N 25,240 25,240 New 3,194,988
WILLIAMS PARTNERS L P NEW COM UNIT LTD PAR 16,541 16,541 New 440,871
VOYA GLBL EQTY DIV & PREM OPP COM 13,842 13,842 New 1,922,455
VOYA GLBL ADV & PREM OPP FD COM 13,754 13,754 New 1,258,351
NEW YORK MTG TR INC COM PAR $.02 8,923 8,923 New 1,368,487
VOYA ASIA PAC DIVID EQUITY IN COM 7,284 7,284 New 809,340
ALPINE GLOBAL DYNAMIC DIVD FD COM NEW 7,061 7,061 New 791,553
TEKLA LIFE SCIENCES INVS SH BEN INT 5,889 5,889 New 226,938
PENNYMAC MTG INVT TR COM 3,481 3,481 New 228,238
TEKLA HEALTHCARE INVS SH BEN INT 3,066 3,066 New 94,771
VOYA INFRASTRUCTURE INDLS & MT COM 3,063 3,063 New 244,059
CHEMED CORP NEW COM 2,665 2,665 New 19,209
DEUTSCHE HIGH INCOME OPPORT FD COM 2,391 2,391 New 176,952
APOGEE ENTERPRISES INC COM 1,547 1,547 New 31,190
NUVEEN NASDAQ 100 DYNAMIC OVER COM SHS 1,508 1,508 New 86,555
WESTERN GAS PARTNERS LP COM UNIT LP IN 1,302 1,302 New 23,286
CSI COMPRESSCO LP COM UNIT 1,160 1,160 New 84,837
INTERCONTINENTAL HOTELS GROUP SPON ADR NEW2014 1,058 1,058 New 28,934
INC RESH HLDGS INC CL A 1,019 1,019 New 24,414
NEW RESIDENTIAL INVT CORP COM NEW 963 963 New 68,394