ADVISORS ASSET MANAGEMENT, INC. Information

18925 BASE CAMP ROAD, MONUMENT, Colorado, 80132, (719) 488-8251

Report Date: 03/31/2014

Position Statistics

Total Positions 1,827
New Positions 71
Increased Positions 880
Decreased Positions 724
Positions with Activity 1,604
Sold Out Positions 62
Total Mkt Value (in $ millions) 6,866

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.16%
Capital Goods 2.24%
Conglomerates 0.02%
Consumer Cyclical 1.19%
Consumer/Non-Cyclical 5.66%
Energy 8.6%
Financial 33.06%
Healthcare 7.24%
Services 17.16%
Technology 9.66%
Transportation 1.8%
Utilities 5.9%

880 INCREASED Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
INTEL CORP COM 83,233 3,999 5.05 2,423,078
MERCK & CO INC NEW COM 80,803 1,637 2.07 1,391,232
NEXPOINT CR STRATEGIES FD COM 77,377 1,599 2.11 6,574,076
VERIZON COMMUNICATIONS INC COM 73,389 4,288 6.21 1,417,868
AT&T INC COM 65,440 4,998 8.27 1,799,785
ALTRIA GROUP INC COM 55,108 2,243 4.24 1,340,181
PFIZER INC COM 55,039 4,851 9.67 1,881,037
FRONTIER COMMUNICATIONS CORP COM 53,950 3,069 6.03 8,112,838
KAYNE ANDERSON MDSTM ENERGY FD COM 53,771 4,913 10.06 1,360,936
LILLY ELI & CO COM 51,668 2,009 4.05 825,107
PEPCO HOLDINGS INC COM 51,518 2,984 6.15 1,896,850
DOW CHEM CO COM 49,913 4,030 8.78 951,089
INTERSIL CORP CL A 48,742 7,845 19.18 3,472,863
REYNOLDS AMERICAN INC COM 47,089 2,131 4.74 823,951
CENTURYLINK INC COM 46,099 4,495 10.80 1,159,145
LORILLARD INC COM 45,883 3,052 7.13 749,604
VECTOR GROUP LTD COM 45,633 1,415 3.20 2,242,426
FREEPORT-MCMORAN INC CL B 43,405 9,909 29.58 1,145,856
TAL INTL GROUP INC COM 41,874 532 1.29 930,749
AMERICAN CAPITAL AGENCY CORP COM 41,791 3,865 10.19 1,822,541