ADVISORS ASSET MANAGEMENT, INC. Information

18925 BASE CAMP ROAD, MONUMENT, Colorado, 80132, (719) 488-8251

Report Date: 06/30/2014

Position Statistics

Total Positions 1,826
New Positions 61
Increased Positions 888
Decreased Positions 824
Positions with Activity 1,712
Sold Out Positions 53
Total Mkt Value (in $ millions) 6,880

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.89%
Capital Goods 2.12%
Conglomerates 0.03%
Consumer Cyclical 1.31%
Consumer/Non-Cyclical 6.31%
Energy 7.89%
Financial 31.86%
Healthcare 7.74%
Services 17.57%
Technology 9.2%
Transportation 1.84%
Utilities 6.65%

824 DECREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MERCK & CO INC NEW COM 77,235 -1,550 (1.97) 1,363,860
INTEL CORP COM 75,792 -3,419 (4.32) 2,318,504
NEXPOINT CR STRATEGIES FD COM 69,865 -18 (0.03) 6,572,395
COHEN & STEERS INFRASTRUCTURE COM 50,019 -745 (1.47) 2,142,161
PEPCO HOLDINGS INC COM 46,214 -5,001 (9.77) 1,711,627
INTERSIL CORP CL A 40,008 -6,563 (14.09) 2,983,416
DONNELLEY R R & SONS CO COM 39,357 -1,052 (2.6) 2,376,655
CONOCOPHILLIPS COM 39,338 -5,687 (12.63) 561,972
L BRANDS INC COM 37,120 -12,443 (25.11) 523,991
DOW CHEM CO COM 36,242 -9,106 (20.08) 760,102
ENTERGY CORP NEW COM 34,597 -2,184 (5.94) 425,598
PITNEY BOWES INC COM 34,244 -13,089 (27.65) 1,397,733
EATON VANCE TAX MNGD GBL DV EQ COM 31,983 -2,657 (7.67) 3,266,925
WYNN RESORTS LTD COM 31,940 -10,623 (24.96) 174,067
MICROSOFT CORP COM 31,295 -1,491 (4.55) 695,139
EXELON CORP COM 29,355 -7,889 (21.18) 841,603
WILLIAMS COS INC DEL COM 27,831 -292 (1.04) 524,117
LOCKHEED MARTIN CORP COM 27,414 -14,760 (35) 151,737
GENERAL ELECTRIC CO COM 27,370 -1,016 (3.58) 1,075,870
BLACKROCK INTL GRWTH & INC TR COM BENE INTER 26,249 -291 (1.1) 3,660,898