ADVISORS ASSET MANAGEMENT, INC. Information

18925 BASE CAMP ROAD, MONUMENT, Colorado, 80132, (719) 488-8251

Report Date: 03/31/2014

Position Statistics

Total Positions 1,827
New Positions 71
Increased Positions 880
Decreased Positions 724
Positions with Activity 1,604
Sold Out Positions 62
Total Mkt Value (in $ millions) 6,896

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.2%
Capital Goods 2.25%
Conglomerates 0.02%
Consumer Cyclical 1.19%
Consumer/Non-Cyclical 5.67%
Energy 8.67%
Financial 33.16%
Healthcare 7.21%
Services 16.92%
Technology 9.59%
Transportation 1.81%
Utilities 6.02%

724 DECREASED Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CONOCOPHILLIPS COM 54,795 -3,025 (5.23) 643,214
COHEN & STEERS INFRASTRUCTURE COM 52,591 -572 (1.08) 2,174,065
PITNEY BOWES INC COM 51,989 -8,823 (14.51) 1,931,970
WYNN RESORTS LTD COM 48,937 -7,099 (12.67) 231,963
REGAL ENTMT GROUP CL A 41,155 -239 (0.58) 2,054,658
L BRANDS INC COM 40,306 -3,873 (8.77) 699,641
LOCKHEED MARTIN CORP COM 39,683 -9,598 (19.48) 233,432
DONNELLEY R R & SONS CO COM 39,507 -2,604 (6.18) 2,440,201
EATON VANCE TAX MNGD GBL DV EQ COM 36,940 -3,658 (9.01) 3,538,349
EXELON CORP COM 34,116 -1,447 (4.07) 1,067,788
ALLIANZGI EQUITY & CONV INCOME COM 30,302 -3,385 (10.05) 1,489,036
KAYNE ANDERSON ENRGY TTL RT FD COM 29,462 -4,245 (12.59) 902,630
BLACKROCK DEBT STRAT FD INC COM 28,753 -4,541 (13.64) 7,152,368
TEEKAY OFFSHORE PARTNERS L P PARTNERSHIP UN 28,389 -1,693 (5.63) 822,407
DU PONT E I DE NEMOURS & CO COM 26,193 -7,627 (22.55) 400,999
LEXMARK INTL NEW CL A 25,190 -10,246 (28.91) 528,095
VOYA GLBL EQTY DIV & PREM OPP COM 25,061 -9 (0.04) 2,583,650
MICROCHIP TECHNOLOGY INC COM 24,582 -6,380 (20.61) 532,881
VOYA GLBL ADV & PREM OPP FD COM 24,468 -1,291 (5.01) 2,001,110
JOHNSON & JOHNSON COM 24,243 -1,467 (5.71) 237,420