ADVISORS ASSET MANAGEMENT, INC. Information

18925 BASE CAMP ROAD, MONUMENT, Colorado, 80132, (719) 488-8251

Report Date: 12/31/2013

Position Statistics

Total Positions 1,779
New Positions 45
Increased Positions 889
Decreased Positions 756
Positions with Activity 1,645
Sold Out Positions 26
Total Mkt Value (in $ millions) 6,327

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.03%
Capital Goods 2.46%
Conglomerates 0.05%
Consumer Cyclical 1.04%
Consumer/Non-Cyclical 5.68%
Energy 8.59%
Financial 33.99%
Healthcare 6.98%
Services 17.07%
Technology 9.33%
Transportation 1.8%
Utilities 5.8%

756 DECREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PITNEY BOWES INC COM 57,309 -324 (0.56) 2,259,837
WYNN RESORTS LTD COM 55,247 -290 (0.52) 265,611
CONOCOPHILLIPS COM 50,748 -4,203 (7.65) 678,727
LOCKHEED MARTIN CORP COM 46,455 -7,712 (14.24) 289,890
DONNELLEY R R & SONS CO COM 46,194 -1,483 (3.11) 2,601,020
L BRANDS INC COM 41,380 -174 (0.42) 766,862
EATON VANCE TAX MNGD GBL DV EQ COM 39,510 -2,509 (5.97) 3,888,755
TAL INTL GROUP INC COM 39,459 -389 (0.98) 918,929
REGAL ENTMT GROUP CL A 38,893 -1,521 (3.77) 2,066,594
LEXMARK INTL NEW CL A 34,159 -1,213 (3.43) 742,901
BLACKROCK DEBT STRAT FD INC COM 33,873 -228 (0.67) 8,281,991
MICROCHIP TECHNOLOGY INC COM 31,767 -2,292 (6.73) 671,177
TEEKAY OFFSHORE PARTNERS L P PARTNERSHIP UN 30,283 -375 (1.22) 871,442
ARES CAP CORP COM 28,707 -967 (3.26) 1,665,158
KAYNE ANDERSON ENRGY TTL RT FD COM 28,564 -4,092 (12.53) 1,032,681
SPECTRA ENERGY CORP COM 28,540 -8,328 (22.59) 725,462
GENERAL ELECTRIC CO COM 28,518 -4,826 (14.47) 1,073,738
JOHNSON & JOHNSON COM 24,917 -6,976 (21.87) 251,790
ING GLBL ADV & PREM OPP FUND COM 24,733 -1,674 (6.34) 2,106,688
SONOCO PRODS CO COM 24,663 -7,361 (22.99) 585,969