ADVISORS ASSET MANAGEMENT, INC. Information

18925 BASE CAMP ROAD, MONUMENT, Colorado, 80132, (719) 488-8251

Report Date: 03/31/2014

Position Statistics

Total Positions 1,826
New Positions 70
Increased Positions 879
Decreased Positions 724
Positions with Activity 1,603
Sold Out Positions 61
Total Mkt Value (in $ millions) 6,930

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.16%
Capital Goods 2.27%
Conglomerates 0.02%
Consumer Cyclical 1.17%
Consumer/Non-Cyclical 5.69%
Energy 8.76%
Financial 33.08%
Healthcare 7.24%
Services 16.86%
Technology 9.67%
Transportation 1.83%
Utilities 5.95%

1,826 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
INTEL CORP COM 83,596 4,016 5.05 2,423,078
MERCK & CO INC NEW COM 80,844 1,637 2.07 1,391,232
NEXPOINT CR STRATEGIES FD COM 80,532 1,664 2.11 6,574,076
VERIZON COMMUNICATIONS INC COM 72,184 4,217 6.21 1,417,868
AT&T INC COM 64,576 4,932 8.27 1,799,785
PFIZER INC COM 57,165 5,038 9.67 1,881,037
ALTRIA GROUP INC COM 55,912 2,276 4.24 1,340,181
CONOCOPHILLIPS COM 55,805 -3,081 (5.23) 643,214
KAYNE ANDERSON MDSTM ENERGY FD COM 55,172 5,041 10.06 1,360,936
LILLY ELI & CO COM 53,013 2,062 4.05 825,107
COHEN & STEERS INFRASTRUCTURE COM 52,917 -575 (1.08) 2,174,065
PITNEY BOWES INC COM 52,511 -8,911 (14.51) 1,931,970
PEPCO HOLDINGS INC COM 51,974 3,011 6.15 1,896,850
DOW CHEM CO COM 51,254 4,139 8.78 951,089
INTERSIL CORP CL A 49,384 7,949 19.18 3,472,863
WYNN RESORTS LTD COM 47,842 -6,940 (12.67) 231,963
FRONTIER COMMUNICATIONS CORP COM 47,379 2,695 6.03 8,112,838
REYNOLDS AMERICAN INC COM 47,097 2,132 4.74 823,951
VECTOR GROUP LTD COM 46,530 1,443 3.20 2,242,426
LORILLARD INC COM 45,336 3,016 7.13 749,604