ADVENT CAPITAL MANAGEMENT /DE/ Information

30 BROAD STREET 30TH FLOOR, NEW YORK, New York, 10004, (212) 482-1600

Report Date: 12/31/2014

Position Statistics

Total Positions 105
New Positions 20
Increased Positions 26
Decreased Positions 78
Positions with Activity 104
Sold Out Positions 68
Total Mkt Value (in $ millions) 152

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.41%
Capital Goods 0%
Conglomerates
Consumer Cyclical 1.01%
Consumer/Non-Cyclical 1.75%
Energy 4.34%
Financial 1.71%
Healthcare 9.26%
Services 12.17%
Technology 13.63%
Transportation 0.86%
Utilities 47.4%

105 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CENTERPOINT ENERGY INC NT EX SUB 2029 71,824 71,824 New 1,079,040
INTEL CORP COM 8,941 4,857 118.93 267,546
AMERICAN AIRLS GROUP INC COM 5,927 5,927 New 120,000
GILEAD SCIENCES INC COM 5,545 5,545 New 52,800
DOW CHEM CO COM 5,169 5,169 New 100,000
GLAXOSMITHKLINE PLC SPONSORED ADR 4,871 4,871 New 105,952
CIENA CORP COM NEW 4,618 4,271 1,230.81 216,922
EXPRESS INC COM 4,057 4,057 New 242,958
OCCIDENTAL PETE CORP DEL COM 4,025 2,576 177.78 50,000
RED HAT INC COM 3,801 3,454 993.26 50,443
GAP INC DEL COM 3,012 3,012 New 75,000
NORTHSTAR RLTY FIN CORP COM NEW 2,933 235 8.70 154,386
HERBALIFE LTD COM USD SHS 2,651 2,651 New 63,700
VALERO ENERGY CORP NEW COM 2,356 2,356 New 40,000
PFIZER INC COM 2,215 -2,846 (56.23) 65,000
CITRIX SYS INC COM 2,100 -1,753 (45.5) 31,376
WYNN RESORTS LTD COM 1,809 -2,761 (60.42) 16,050
STARZ COM SER A 1,807 1,807 New 45,333
DISCOVER FINL SVCS COM 1,320 -3,380 (71.91) 22,258
GREENBRIER COS INC COM 1,309 1,309 New 21,000