FIRST ALLIED ASSET MANAGEMENT, INC.
655 W. BROADWAY, SAN DIEGO, California, 92101, (866) 299-4864
Report Date: 03/31/2013
Position Statistics:
| Total Positions | 188 |
| New Positions | 27 |
| Increased Positions | 115 |
| Decreased Positions | 70 |
| Positions with Activity | 185 |
| Sold Out Positions | 42 |
| Total Mkt Value (in $ millions) |
593 |
Sector Weighting
| Basic Materials | 1.78% |
| Capital Goods | 2.08% |
| Conglomerates | |
| Consumer Cyclical | 0.87% |
| Consumer/Non-Cyclical | 1.92% |
| Energy | 5.05% |
| Financial | 73.55% |
| Healthcare | 3.24% |
| Services | 3.54% |
| Technology | 7.1% |
| Transportation | |
| Utilities | 0.86% |
Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.
188 Positions as of 03/31/2013
| Company | Class | Value of Shares ($1,000s) |
Change in Value ($1,000s) | Change (%) | Shares Held |
|---|---|---|---|---|---|
| ABBVIE INC | COM | -836 | Sold Out | 0 | |
| BANK NEW YORK MELLON CORP | COM | -2,352 | Sold Out | 0 | |
| BARCLAYS BK PLC | DJUBS CMDT ETN36 | -303 | Sold Out | 0 | |
| BAXTER INTL INC | COM | -304 | Sold Out | 0 | |
| BECTON DICKINSON & CO | COM | -2,591 | Sold Out | 0 | |
| BRISTOL MYERS SQUIBB CO | COM | -3,065 | Sold Out | 0 | |
| BUNGE LIMITED | COM | -1,919 | Sold Out | 0 | |
| CAPITALSOURCE INC | COM | -114 | Sold Out | 0 | |
| CME GROUP INC | COM | -2,265 | Sold Out | 0 | |
| DOW CHEM CO | COM | -2,504 | Sold Out | 0 | |
| EATON VANCE CORP | COM NON VTG | -5,581 | Sold Out | 0 | |
| ENTERPRISE PRODS PARTNERS L P | COM | -272 | Sold Out | 0 | |
| GUESS INC | COM | -2,376 | Sold Out | 0 | |
| INVESCO SR INCOME TR | COM | -491 | Sold Out | 0 | |
| ISHARES TR | BARCLYS 3-7 YR | -3,270 | Sold Out | 0 | |
| ISHARES TR | BARCLYS 20+ YR | -1,011 | Sold Out | 0 | |
| ISHARES TR | JPMORGAN USD | -311 | Sold Out | 0 | |
| ISHARES TR | S&P NA NAT RES | -288 | Sold Out | 0 | |
| ISHARES TR | CORE S&P MCP ETF | -4,831 | Sold Out | 0 | |
| ISHARES TR | RUSSELL MIDCAP | -2,323 | Sold Out | 0 |
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