FIRST ALLIED ASSET MANAGEMENT, INC. Information

655 W. BROADWAY, SAN DIEGO, California, 92101, (866) 299-4864

Report Date: 03/31/2015

Position Statistics

Total Positions 220
New Positions 39
Increased Positions 126
Decreased Positions 90
Positions with Activity 216
Sold Out Positions 31
Total Mkt Value (in $ millions) 663

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.01%
Capital Goods 4.32%
Conglomerates
Consumer Cyclical 0.03%
Consumer/Non-Cyclical 4.42%
Energy 2.06%
Financial 54.61%
Healthcare 3.74%
Services 9.66%
Technology 8.91%
Transportation 0.91%
Utilities 1.59%

220 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ABBOTT LABS COM -1,141 Sold Out 0
ALTERA CORP COM -9,592 Sold Out 0
BANK MONTREAL QUE COM -4,974 Sold Out 0
BLOCK H & R INC COM -3,051 Sold Out 0
CHEMOURS CO COM -175 Sold Out 0
CITIGROUP INC COM NEW -3,503 Sold Out 0
CONAGRA FOODS INC COM -7,974 Sold Out 0
DIGITAL RLTY TR INC COM -7,778 Sold Out 0
DU PONT E I DE NEMOURS & CO COM -4,699 Sold Out 0
EATON CORP PLC SHS -4,902 Sold Out 0
GENERAL ELECTRIC CO COM -199 Sold Out 0
HASBRO INC COM -4,885 Sold Out 0
ISHARES EM MK MINVOL ETF -2,421 Sold Out 0
ISHARES 3-7 YR TR BD ETF -358 Sold Out 0
ISHARES TR FLTG RATE BD ETF -402 Sold Out 0
ISHARES TR MSCI INDIA ETF New 177,039
LILLY ELI & CO COM -1,822 Sold Out 0
NATIONAL HEALTH INVS INC COM -5,593 Sold Out 0
NEW YORK REIT INC COM -407 Sold Out 0
OMEGA HEALTHCARE INVS INC COM -2,435 Sold Out 0