FIRST ALLIED ASSET MANAGEMENT, INC. Information

655 W. BROADWAY, SAN DIEGO, California, 92101, (866) 299-4864

Report Date: 03/31/2014

Position Statistics

Total Positions 215
New Positions 43
Increased Positions 122
Decreased Positions 89
Positions with Activity 211
Sold Out Positions 48
Total Mkt Value (in $ millions) 713

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.65%
Capital Goods 1.86%
Conglomerates
Consumer Cyclical 0%
Consumer/Non-Cyclical 5.08%
Energy 4.52%
Financial 63.2%
Healthcare 3.69%
Services 8.76%
Technology 4.59%
Transportation
Utilities 3.35%

215 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
ALLEGHENY TECHNOLOGIES INC COM -8,354 Sold Out 0
AMERICAN RLTY CAP PPTYS INC COM -339 Sold Out 0
AMERISOURCEBERGEN CORP COM -900 Sold Out 0
ASTRAZENECA PLC SPONSORED ADR -6,824 Sold Out 0
BAKER HUGHES INC COM -1,127 Sold Out 0
BANK NEW YORK MELLON CORP COM -7,127 Sold Out 0
BAXTER INTL INC COM -5,923 Sold Out 0
CA INC COM -5,863 Sold Out 0
CARDINAL HEALTH INC COM -344 Sold Out 0
CHAMBERS STR PPTYS COM -456 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR GUGG BRIC ETF -1,617 Sold Out 0
CORNING INC COM -8,778 Sold Out 0
DU PONT E I DE NEMOURS & CO COM -7,023 Sold Out 0
EMERSON ELEC CO COM -6,638 Sold Out 0
FIFTH THIRD BANCORP COM -1,148 Sold Out 0
GANNETT INC COM -3,592 Sold Out 0
HASBRO INC COM -6,568 Sold Out 0
HEALTH CARE REIT INC COM -3,455 Sold Out 0
HESS CORP COM -974 Sold Out 0
ISHARES MSCI EMG MKT ETF -3,001 Sold Out 0