FIRST ALLIED ASSET MANAGEMENT, INC. Information

655 W. BROADWAY, SAN DIEGO, California, 92101, (866) 299-4864

Report Date: 09/30/2014

Position Statistics

Total Positions 239
New Positions 68
Increased Positions 167
Decreased Positions 69
Positions with Activity 236
Sold Out Positions 28
Total Mkt Value (in $ millions) 748

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.35%
Capital Goods 4.25%
Conglomerates
Consumer Cyclical 0.8%
Consumer/Non-Cyclical 5.2%
Energy 2.56%
Financial 53.36%
Healthcare 4.53%
Services 15.19%
Technology 9.75%
Transportation 0.9%
Utilities 0.3%

239 Positions as of 09/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
3M CO COM 1,444 152 11.75 8,994
ABBOTT LABS COM 1,070 1,070 New 24,182
ABBVIE INC COM 1,447 145 11.12 21,743
ACCENTURE PLC IRELAND SHS CLASS A 7,486 7,486 New 87,756
ADVISORSHARES TR RANGER EQUITY BE 1,822 -174 (8.71) 155,058
AETNA INC NEW COM 3,511 3,511 New 40,275
ALTERA CORP COM 7,667 7,667 New 204,933
ALTRIA GROUP INC COM 271 271 New 5,426
ANALOG DEVICES INC COM 2,857 2,857 New 51,034
APPLE INC COM 11,132 11,132 New 101,743
ARES CAP CORP COM 5,533 215 4.04 372,474
AT&T INC COM 6,777 973 16.77 207,448
BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR 106 106 New 11,060
BANK MONTREAL QUE COM 6,526 6,526 New 94,632
BANK N S HALIFAX COM 5,898 5,898 New 105,564
BARCLAYS BK PLC IPATH S&P500 VIX -1,781 Sold Out 0
BARCLAYS BK PLC IPATH S&P MT ETN -592 Sold Out 0
BED BATH & BEYOND INC COM 3,469 3,469 New 47,201
BERKSHIRE HATHAWAY INC DEL CL B NEW 216 216 New 1,455
BLACKROCK CORPOR HI YLD FD INC COM 112 112 New 10,137