FIRST ALLIED ASSET MANAGEMENT, INC. Information

655 W. BROADWAY, SAN DIEGO, California, 92101, (866) 299-4864

Report Date: 03/31/2015

Position Statistics

Total Positions 219
New Positions 39
Increased Positions 126
Decreased Positions 89
Positions with Activity 215
Sold Out Positions 30
Total Mkt Value (in $ millions) 684

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.37%
Capital Goods 4.53%
Conglomerates
Consumer Cyclical 0.03%
Consumer/Non-Cyclical 4.49%
Energy 2.28%
Financial 54.45%
Healthcare 3.73%
Services 9.79%
Technology 9.27%
Transportation 0.83%
Utilities 1.5%

219 Positions as of 03/31/2015

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
3M CO COM 1,467 46 3.22 9,440
ABBOTT LABS COM -1,225 Sold Out 0
ABBVIE INC COM 1,610 148 10.16 23,600
ACCENTURE PLC IRELAND SHS CLASS A 7,923 -349 (4.22) 81,407
AEGON N V NY REGISTRY SH 160 59 59.08 21,623
ALTERA CORP COM -10,131 Sold Out 0
APPLE INC COM 11,412 -278 (2.38) 90,256
AT&T INC COM 9,829 3,239 49.14 275,080
BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR 118 16 15.70 12,074
BANK MONTREAL QUE COM -5,451 Sold Out 0
BCE INC COM NEW 270 270 New 6,321
BED BATH & BEYOND INC COM 2,990 2,990 New 43,300
BLACKROCK CORPOR HI YLD FD INC COM 110 New 10,137
BLACKROCK ENERGY & RES TR COM 4,599 4,599 New 262,065
BLOCK H & R INC COM -2,620 Sold Out 0
BOEING CO COM 7,666 -574 (6.97) 54,674
BRITISH AMERN TOB PLC SPONSORED ADR 261 261 New 2,382
C H ROBINSON WORLDWIDE INC COM NEW 5,649 -138 (2.38) 89,576
CA INC COM 6,506 -277 (4.09) 220,312
CALAMOS CONV OPP AND INC FD SH BEN INT 2,945 -48 (1.6) 241,068